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20

Investment Compliance Jobs






Job info
 
Company
University of Iowa Community Credit Union
Location
West Des Moines, Iowa
Posted Date
Nov 19,2017
Info Source

... investor, requesting correct documentation, and sending all initial disclosures.Must maintain high level of compliance in all listed job duties. Assists to ensure that the various federal reporting .....

 
Company
Navigant
Location
Des Moines, IA
Posted Date
Nov 18,2017
Info Source

... NERC and FERC compliance, stimulus funding, energy efficiency, renewable energy, merger and ... Our services are designed to benefit owners, developers, investors, and regulators as we help them .....

 
Company
Bank of the West
Location
West Des Moines, IA
Posted Date
Nov 18,2017
Info Source

Responsible for identifying client needs and ensuring needs are met by utilizing investments ... Ensures all documentation is up to date, complete and in compliance with all policies, regulations .....

 
Company
University of Iowa Community Credit Union
Location
West Des Moines, IA
Posted Date
Nov 18,2017
Info Source

... investor, requesting correct documentation, and sending all initial disclosures. Must maintain high level of compliance in all listed job duties. * Assists to ensure that the various federal .....

 
Company
Iowa Career Connection
Location
West Des Moines, IA
Posted Date
Nov 16,2017
Info Source

Manage bank investment portfolio.Drive M&A function.Ideal candidate has attained CPA and/or MBA ... Controller, Compliance DirectorSummary:Directs the accounting and record keeping functions of the .....

 
Company
JLL
Location
Des Moines, IA
Posted Date
Nov 14,2017
Info Source

An investment management company has a current position open for a Work at Home Supplier Contracts ... Administering and maintaining contract files to ensure compliance Being responsible for data .....

 
Company
Wells Fargo
Location
Des Moines, IA
Posted Date
Nov 11,2017
Info Source

Provide first call resolution, while following strict procedures that meet compliance guidelines ... Our next big investment is in you! Wells Fargo Bank offers: * Career Growth * Broad array of ..

 
Company
Federal Home Loan Bank of Des Moines
Location
Des Moines, IA
Posted Date
Nov 09,2017
Info Source

Partners with Rental Housing Analyst(s) to ensure projects are in compliance with AHP regulations ... Partners with Community Investment Staff and Information Technology partners on technology projects .....

 
Company
Cybercoders
Location
Des Moines, IA
Posted Date
Nov 08,2017
Info Source

... of an investment management system. This individual should have a minimum of three years of ... Your Right to Work – In compliance with federal law, all persons hired will ..

 
Company
DuPont
Location
Johnston, IA
Posted Date
Nov 02,2017
Info Source

Perform responsibilities in compliance with all applicable guidelines, regulations, and ... value of Company investment. Responsible for modifying / updatingfinancial reports and .....

 
Company
Bankers Trust
Location
Des Moines, IA
Posted Date
Oct 27,2017
Info Source

... investment and trust products and services. Primary functions: 1. Business Development/Growth 2 ... Compliance with regulations and loan policy General customer base and portfolio size: Customers 125 .....

 
Company
Cetera Financial Group
Location
West Des Moines, IA
Posted Date
Oct 16,2017
Info Source

Ensure regulatory compliance while assisting offices in migrating client accounts to the firm ... the investment programs of banks and credit unions. Through its multiple distinct firms, Cetera .....

 
Company
Addleshaw Goddard
Location
Des Moines, IA
Posted Date
Oct 10,2017
Info Source

Our knowledge of our chosen sectors and markets, and our investment in our client relationships set ... lawyers an compliance professionals split over Leeds and London. The Team has a very ..

 
Job title
Company
Techniplas, LLC
Location
Ankeny, IA
Posted Date
Sep 27,2017
Info Source

... claims, OSHA compliance, the safety program, FMLA/Leave of absence, comp and benefits ... We will continue to attract, retain, and energize the best and the brightest and invest in .....

 
Company
Robert Half
Location
West Des Moines, IA
Posted Date
Sep 25,2017
Info Source

Extensive investigation to determine claim ability to investors and insurers ? Reviewing all ... ensuring compliance with all federal, state, client and company policies, procedures and .....

 
Company
American Express
Location
Des Moines, IA
Posted Date
Aug 10,2017
Info Source

** Overview Looking to invest your time and energy into innovative engineering projects that can ... Ensure compliance with security standards, and assist in audit preparations. * Develop, document .....

 
Company
Miles Capital, Inc.
Location
,
Posted Date
Jul 10,2017
Info Source

This position will develop new business relationships and distribute the investment management ... Compliance..

 
Company
Navigant
Location
Des Moines, IA
Posted Date
Jun 21,2017
Info Source

We help our client?s risk, compliance, and control functions assess, analyze, and control ... investors and insured by the FHA, VA, or USDA + Review closing documents as well as..

 
Company
Navigant
Location
Des Moines, IA
Posted Date
Jun 19,2017
Info Source

... NERC and FERC compliance, stimulus funding, energy efficiency, renewable energy, merger and ... Our services are designed to benefit owners, developers, investors, and regulators as we help them .....

 
Job title
Company
Ameriprise Financial Inc
Location
West Des Moines, Iowa
Posted Date
Jun 01,2016
Info Source

Ensure employees fulfill applicable licensing, registration and compliance requirements; adhere to ... investment advisor representative states with a place of business (Series 65 or 66). Preferred .....

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