Investment Compliance Jobs in Diamond Bar, California | ComplianceCrossing.com
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Investment Compliance Jobs in Diamond Bar






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Job title
Company
Location
Los Angeles, CA
Posted Date
Sep 15, 17
Info Source
Employer  - Full-Time  90  
Total Views
11

Position Purpose: The Compliance Officer of Bank of Hope ... also serves to ensure that compliance risks are appropriately identified, monitored, ... • Partner with Director of Compliance in administering..

 
Location
Irvine, CA
Posted Date
Oct 16, 17
Info Source
Employer  - Full-Time   
Total Views
16

AmTrust Financial Services, Inc., (Nasdaq: AFSI) headquartered in New York City, is a multinational insurance holding company, which, through its insurance carriers, offers specialty property and casualty insurance products, including workers' ..

 
Company
The Compliance Search Group, LLC
Location
Los Angeles, California
Posted Date
Nov 20,2017
Info Source

Experience as an investment banking associate or senior analyst, or 3+ years of consulting, accounting or relevant technology industry experience * A critical thinker who can quickly evaluate and .....

 
Company
Navigant
Location
Irvine, CA
Posted Date
Nov 18,2017
Info Source

... NERC and FERC compliance, stimulus funding, energy efficiency, renewable energy, merger and ... Our services are designed to benefit owners, developers, investors, and regulators as we help them .....

 
Company
Job Juncture
Location
Los Angeles, CA
Posted Date
Nov 17,2017
Info Source

Be in the heart of the action in the Southern California investment community.Our Los Angeles area ... compliance with internal control policiesMaintain cash projectionsSupervise and train staff .....

 
Company
Prospect Medical Holdings, Inc.
Location
Los Angeles, California
Posted Date
Nov 14,2017
Info Source

Ability to efficiently and effectively review physician ownership, investment and compensation arrangements, including compliance with federal and state Anti-kickback, Stark and related laws..

 
Company
Investment Management firm
Location
,
Posted Date
Nov 09,2017
Info Source

Review and reconciliation of Fund Administrator's NAV Package and Investor Statements * Primary liaison between the Firm and Fund Administrator * Preparation for any SEC compliance reporting..

 
Company
Mega International Commercial Bank, Los Angeles Branch
Location
Los Angeles, CA
Posted Date
Nov 09,2017
Info Source

Assistant Compliance and Assistant BSA Compliance Officer RESPONSIBILITIES 1.Be responsible for the ... equity investment), and venture capital ever since. For years, CTB has made significant .....

 
Company
Hub International Limited
Location
Riverside, CA
Posted Date
Nov 08,2017
Info Source

... investment and wealth management products and services. With over 10,000 employees in 450 offices throughout North America, HUB has grown substantially, in part due to our industry leading success in ..

 
Company
Nuveen Investments
Location
Los Angeles, CA
Posted Date
Nov 07,2017
Info Source

Nuveen is the investment management arm of TIAA. It is one of the largest global asset managers ... Compliance **Primary Location:** CA-Los Angeles Nuveen is an Equal Opportunity Employer and .....

 
Job title
Company
Bank of America
Location
Ontario, CA
Posted Date
Nov 03,2017
Info Source

Balancing investment management, sales activities, customer service, new client development, administrative, compliance and personal growth and development according to both a day-to-day and longer .....

 
Company
DORNIN INVESTMENT GROUP
Location
,
Posted Date
Nov 02,2017
Info Source

... compliance with budgets. Issue regular status and ad hoc reports to senior management. * Interacting with investor group and advisory partners through monthly reporting, requested ad-hoc reports and .....

 
Job title
Company
LoanMe, Inc.
Location
Anaheim, CA
Posted Date
Nov 02,2017
Info Source

You will work within the Compliance and Legal departments at LoanMe to ensure adherence to legal ... investors, consultants, and other third-party external audits. * Supervise, conduct, and report on .....

 
Company
The Compliance Search Group, LLC
Location
Los Angeles, California
Posted Date
Nov 01,2017
Info Source

In-depth understanding of investment banking products * Strong preference for candidates with some ... Compliance Jobs - All Rights Reserved X..

 
Company
PAAMCO
Location
Los Angeles, CA
Posted Date
Oct 19,2017
Info Source

The Compliance Specialist is an integral member of PAAMCO's Investment Operations Department and specifically, the Fund Compliance Team. The team is responsible for overseeing and ensuring .....

 
Company
PAAMCO
Location
Irvine, CA
Posted Date
Oct 18,2017
Info Source

Compliance with the Securities and Exchange Commission, Commodity Futures Trading Commission, the ... Also desirable is a Chartered Alternative Investment Analyst designation or similar designation and .....

 
Company
Thorofare Capital, Inc.
Location
Los Angeles, CA
Posted Date
Oct 04,2017
Info Source

Possess experience with and knowledge of commercial real estate investments, compliance and analytics. * Excellent attention to detail and the ability to prepare and present accurate and timely .....

 
Company
eJAmerica
Location
Rosemead, CA
Posted Date
Sep 28,2017
Info Source

Job Tittle: Contracts / Compliance/ Audit background, NERC experience Job Description: This ... The returns on investment (ROI) are achieved when the implementation procedures are followed .....

 
Company
Deloitte
Location
Costa Mesa, CA
Posted Date
Jul 09,2017
Info Source

Tax compliance. Consulting for major players. Leading and mentoring teams. Does this get your heart ... Our clients include investment advisers and administrators from every sector of the industry .....

 
Company
Opus Bank
Location
Irvine, CA
Posted Date
Jun 07,2017
Info Source

Compliance Monitoring Analyst ID 2017-2332 # of Openings 1 Job Locations US-CA-Irvine Category ... investors, financial institutions, capital raisers and financial advisors..

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