Investment Compliance Jobs in Dix Hills, New York | ComplianceCrossing.com
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Investment Compliance Jobs in Dix Hills






Job info
 
Location
Melville, NY
Posted Date
Sep 01, 17
Info Source
Employer  - Full-Time   
Total Views
41

Senior Compliance Testing Associate – Commercial – ... change banking for good. Senior Compliance Testing Associate – Commercial – ... to work. Job Description: The Compliance Tester II (Senior Associate)..

 
Location
Stamford, CT
Posted Date
Nov 14, 17
Info Source
Employer  - Full-Time   
Total Views
3

Analyst, Business Relationships – Independence Compliance - Stamford in Stamford Connecticut ... heard. Analyst, Business Relationships Independence Compliance - Stamford, CT Do you ... you have a focus on compliance..

 
Company
Location
Stamford, CT
Posted Date
Nov 18, 17
Info Source
Recruiter  - Full-Time   
Total Views
2

Ref ID:00720-0010186803 Classification:Portfolio Assistant Compensation:$14.39 to $16.67 per hour .Job Summary Fortune 100 company, based in Stamford CT has two immediate openings. These role require a Bachelors degree (Finance, Mathematics or ..

 
Location
Plainview, NY
Posted Date
Nov 19, 17
Info Source
Recruiter  - Full-Time   
Total Views
3

Seeking an experienced Compliance Manager for our client. *Please ... this opportunity*Essential Job Functions:Manage a Compliance Management System capable of evaluating ... evaluating and monitoring the overall compliance of the..

 
Location
Stamford, CT
Posted Date
Nov 23, 17
Info Source
Employer  - Full-Time   
Total Views
2

Independence & Conflicts Network (ICN) - Personal Monitoring (Audits) Analyst - Compliance in Stamford Connecticut Deloitte is one of the leading professional services organizations in the United States, specializing in audit, ..

 
Company
JPMorgan Chase
Location
New Hyde Park, NY
Posted Date
Nov 22,2017
Info Source

A successful Financial Advisor will be able to advise clients with complex investment relationships ... Strong compliance record in prior position(s) + Ability to create and foster strong partnerships .....

 
Company
Northstar Financial
Location
Hauppauge, NY
Posted Date
Nov 22,2017
Info Source

COMPLIANCE MATTERS • Reviews and drafts firm operating policies, procedures and guidelines • ... investment limitations, and operating policies for mutual funds • Working knowledge of FINRA .....

 
Company
CPA Firm
Location
Garden City, NY
Posted Date
Nov 21,2017
Info Source

Tax Compliance, Research, Consulting * Provide clients with tax guidance regarding planning and ... – Commercial, Residential, Investment, REITSs. * 3 – 7 years experience * Tax Manager .....

 
Job title
Company
David Lerner Associates
Location
Syosset, NY
Posted Date
Nov 06,2017
Info Source

Compliance training for registered representatives * Drafting regulatory filings ... Written communications with regulatory agencies and investors * Trade reviews (municipal securities .....

 
Company
First Investors Corporation
Location
Westbury, NY
Posted Date
Nov 03,2017
Info Source

... FINRA licensed) Compliance training Educational and Background Requirements: High School diploma or equivalent Some college preferred FINRA licensing may be required (S6/S63) Strong verbal .....

 
Job title
Company
Cybercoders
Location
Rockville Centre, NY
Posted Date
Oct 27,2017
Info Source

... compliance to our loans but also a tremendous turn time and phenomenal customer service. Our team ... Responsible for deciding when loans are ready to submit to investor. Review all ..

 
Company
BASF
Location
Freeport, NY
Posted Date
Oct 25,2017
Info Source

Where the Chemistry Happens… BASF is currently looking for a Production and Compliance Engineer I ... investing in our success. Working for a large, global organization, you'll have a chance to ..

 
Job title
Company
FRANKLIN FIRST FINANCIAL
Location
Melville, NY
Posted Date
Oct 20,2017
Info Source

Knowledge of credit and mortgage loan underwriting practices, agency/investor eligibility requirements, and state/federal regulatory compliance. * Strong working knowledge of FHA guidelines..

 
Job title
Company
Bank of America
Location
Islip, NY
Posted Date
Oct 19,2017
Info Source

Balancing investment management, sales activities, customer service, new client development, administrative, compliance and personal growth and development according to both a day-to-day and longer .....

 
Company
Custom Architectural and Engineering Company
Location
Melville, NY
Posted Date
Oct 19,2017
Info Source

... SOX compliance regarding all financial functions. · Work with Human Resources to ensure ... investments and asset management area. · Explore new investment opportunities and provide .....

 
Company
FRANKLIN FIRST FINANCIAL
Location
Melville, NY
Posted Date
Oct 06,2017
Info Source

Coordinates loan deliveries are in compliance with company and investor policies. Responsibilities: * Prepares credit and legal documentation packages for delivery of whole loans to investors..

 
Job title
Company
PlanMember Securities
Location
Farmingville, NY
Posted Date
Sep 27,2017
Info Source

On the employer side, the PlanMember 403(b) & 457(b) Savings Program offers a unique and exclusive turnkey retirement plan solution that delivers service, investment options and compliance expertise .....

 
Company
Signature Bank
Location
Melville, NY
Posted Date
Sep 22,2017
Info Source

... dealer, investment adviser and member FINRA/SIPC. Quality Control Review Analyst In this position you will responsible for Commercial Real Estate transaction review for compliance with policy .....

 
Company
Paul Global Benefits
Location
Syosset, NY
Posted Date
Mar 31,2017
Info Source

Utilize investment analytic tools e.g. RPAG, Morningstar, FI360 to analyze/benchmark the plan ... compliance and plan administration * Facilitating discussions with clients regarding legal .....

 
Company
Deloitte & Touche L.L.P.
Location
Jericho, NY
Posted Date
Jan 29,2017
Info Source

Tax Managers use their experience in accounting and taxation to provide tax compliance and consulting services to Investment Management clients. They must be familiar with the tax consulting process .....

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