Investment Compliance Jobs in Elizabeth, New Jersey | ComplianceCrossing.com
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Investment Compliance Jobs in Elizabeth





Job info
 
Company
Location
New York City, NY
Posted Date
Oct 17, 17
Info Source
Employer  - Full-Time   
Total Views
13
Total Applies
1

... nResponsibilitiesnThis role is a Senior Compliance Officer for CIT Capital Securities ... Asset Management LLC, a registered investment adviser. The role is based ... is responsible for managing the..

 
Company
Location
New York City, NY
Posted Date
Oct 14, 17
Info Source
Employer  - Full-Time   
Total Views
9

... to 15 years of diversified compliance experience with exposure to investment management business, demonstrating a progressive ... while supporting investors throughout the investment lifecycle. BNY Mellon can act .....

 
Location
New York City, NY
Posted Date
Oct 14, 17
Info Source
Employer  - Full-Time   
Total Views
6

... product/financial services and/or auditing or compliance experience preferred. Thorough knowledge of ... and regulations. Solid understanding of Compliance Risk Management and best practices. ... while supporting investors throughout the..

 
Location
New York City, NY
Posted Date
Oct 15, 17
Info Source
Recruiter  - Full-Time   
Total Views
5

Qualifications 2 years of compliance, risk management, or auditing experience FINRA Series 7/63 and 24 and required Knowledge in internal control and risk management Asset management industry experience, including mutual fund ..

 
Company
Location
New York City, NY
Posted Date
Oct 15, 17
Info Source
Employer  - Full-Time   
Total Views
6

DEPARTMENT: Compliance JOB TITLE: Futures - Compliance Officer LOCATION: New York TASKS ... the implementation of the Firm’s Compliance Program. Conduct internal compliance reviews and investigations. Assist with ... internal..

 
Job title
Location
Morristown, NJ
Posted Date
Oct 15, 17
Info Source
Employer  - Full-Time   
Total Views
5

Compliance Analysts assist ACA consultants in ... providing regulatory consulting services to investment advisers and other firms in ... and other firms in the investment industry. Summary of Responsibilities: Supporting..

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