Investment Compliance Jobs in Glen Cove, New York | ComplianceCrossing.com
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Investment Compliance Jobs in Glen Cove





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Company
Location
New York City, NY
Posted Date
Nov 16, 17
Info Source
Employer  - Full-Time   
Total Views
2

Regulatory Compliance Risk Management (RCRM), Wells Fargo’s ... Management (RCRM), Wells Fargo’s regulatory compliance second line of defense function, ... guidance (regulatory requirements), meet regulatory compliance responsibilities, and manage regulatory..

 
Company
Location
Stamford, CT
Posted Date
Nov 18, 17
Info Source
Recruiter  - Full-Time   
Total Views
2

Ref ID:00720-0010186803 Classification:Portfolio Assistant Compensation:$14.39 to $16.67 per hour .Job Summary Fortune 100 company, based in Stamford CT has two immediate openings. These role require a Bachelors degree (Finance, Mathematics or ..

 
Location
New York City, NY
Posted Date
Nov 18, 17
Info Source
Employer  - Full-Time   
Total Views
4

Compliance Practices - Control Officer - ... Officer - Associate Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance JPMorgan Chase & Co. (NYSE: ... firm is a leader in investment banking, financial services..

 
Company
Location
New York City, NY
Posted Date
Nov 18, 17
Info Source
Employer  - Full-Time  
Total Views
4

... the post-monitoring of transactions for compliance with the Banks Personal Investment Policy. n This position sits ... position sits within the Markets Compliance framework, specifically the Advisory function, .....

 
Location
Brooklyn, NY
Posted Date
Nov 18, 17
Info Source
Employer  - Full-Time   
Total Views
2

... firm is a leader in investment banking, financial services for consumers ... is available at http://www.jpmorganchase.com/.nu00a0nThe Global Compliance Operations (GCO)u00a0organization provides management and ... with operational support for Global..

 
Location
Brooklyn, NY
Posted Date
Nov 19, 17
Info Source
Employer  - Full-Time   
Total Views
2

Alerts Ops Analyst - Compliance Operations Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance JPMorgan Chase & Co. (NYSE: ... firm is a leader in investment banking, financial services for consumers ... at..

 
Location
New York City, NY
Posted Date
Nov 19, 17
Info Source
Employer  - Full-Time   
Total Views
2

Global Compliance Practices - Monitoring & Testing ... Monitoring & Testing Strategic Tool Compliance Manager - Vice President Risk ... - Vice President Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance JPMorgan Chase..

 
Location
New York City, NY
Posted Date
Nov 19, 17
Info Source
Employer  - Full-Time   
Total Views
2

Posting Number 2017-3304 Location US-NY-New York Posted Date 6/23/2017 Union N/A School/Division College of Dentistry (DN1032) Department Name : Clinical Revenue Cycle and Clinical Support Services FT/PT Full-Time Position Summary: Under ..

 
Location
Plainview, NY
Posted Date
Nov 19, 17
Info Source
Recruiter  - Full-Time   
Total Views
3

Seeking an experienced Compliance Manager for our client. *Please ... this opportunity*Essential Job Functions:Manage a Compliance Management System capable of evaluating ... evaluating and monitoring the overall compliance of the..

 
Company
Location
New York City, NY
Posted Date
Nov 20, 17
Info Source
Employer  - Full-Time   
Total Views
2

Vice President Fixed Income Compliance','00009ZF5','!*!Make the Right Move and join ... of the Job: Provide real-time compliance advice to sales, trading and ... personnel on transactional and general compliance related..

 
Company
Location
New York City, NY
Posted Date
Nov 20, 17
Info Source
Employer  - Full-Time   
Total Views
2

Compliance Advisory, Alternatives','173321','!*! ','!*! BlackRock is ... is a global leader in investment management, risk management and advisory ... (exchange-traded funds), and other pooled investment vehicles. BlackRock also offers risk..

 
Location
New York City, NY
Posted Date
Nov 20, 17
Info Source
Employer  - Part-Time     
Total Views
2

Risk Assessment Compliance Officer VP in New York ... York Job Title: Risk Assessment Compliance Officer VP Job ID: 3149771 ... Full/Part Time: Full-time Regular/Temporary: Permanent Compliance At Deutsche Bank,..

 
Location
New York City, NY
Posted Date
Nov 21, 17
Info Source
Employer  - Full-Time   
Total Views
2

... – Global Head of Anti-Corruption Compliance – Executive Director Risk Type: ... – Executive Director Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance The Team: JPMorgan Chase & ... Chase & Co...

 
Location
New York City, NY
Posted Date
Nov 21, 17
Info Source
Employer  - Full-Time   
Total Views
2

... firm is a leader in investment banking, financial services for consumers ... Co. is available at www.jpmorganchase.com.u00a0nnThe Compliance function plays a critical role ... Line of Defense responsibilities.u00a0 The..

 
Location
New York City, NY
Posted Date
Nov 21, 17
Info Source
Employer  - Full-Time   
Total Views
2

Junior Compliance Officer - Registration Officer Sector: ... Sector: Asset Management Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Environment Division Description: The SGUS ... Environment Division Description: The SGUS Compliance Department monitors..

 
Location
New York City, NY
Posted Date
Nov 21, 17
Info Source
Employer  - Full-Time   
Total Views
3

... firm is a leader in investment banking, financial services for consumers ... Co. is available at www.jpmorganchase.com.The Compliance Department of JPMorgan Chase & ... & Co is seeking a..

 
Company
Location
New York City, NY
Posted Date
Nov 22, 17
Info Source
Employer  - Full-Time   
Total Views
3

... remediation plan (“Remediation Plan”) Americas Compliance is remediating the US CIB ... the US CIB element of Compliance-owned and compliance-related responses to the Plans through ... streams: 1. Internal..

 
Company
Location
New York City, NY
Posted Date
Nov 23, 17
Info Source
Employer  - Full-Time   

Job Description It starts with you. Our goal is to attract, develop, retain and motivate the most talented people - those who care and who work together as partners across business ..

 
Location
New York City, NY
Posted Date
Nov 23, 17
Info Source
Employer  - Full-Time   
Total Views
2

DescriptionGlobal Compliance plays a critical role in ... of the firm's mission.u00a0 The Compliance function ensures a strong control ... that identifies, measures, and monitors compliance with applicable laws, regulations..

 
Location
New York City, NY
Posted Date
Nov 23, 17
Info Source
Employer  - Full-Time   
Total Views
2

Compliance Practices – Governance & Oversight ... and Reporting Analyst Description Global Compliance plays a critical role in ... of the firm's mission. The Compliance function ensures a strong control..

 
Location
Brooklyn, NY
Posted Date
Nov 23, 17
Info Source
Employer  - Full-Time   
Total Views
1

Compliance Alerts Analyst - Compliance Operations JPMorgan Chase & Co ... firm is a leader in investment banking, financial services for consumers ... at www.jpmorganchase.com . The Global Compliance Operations..

 
Location
Stamford, CT
Posted Date
Nov 23, 17
Info Source
Employer  - Full-Time   
Total Views
2

Independence & Conflicts Network (ICN) - Personal Monitoring (Audits) Analyst - Compliance in Stamford Connecticut Deloitte is one of the leading professional services organizations in the United States, specializing in audit, ..

 
Location
New York City, NY
Posted Date
Nov 23, 17
Info Source
Recruiter  - Full-Time   
Total Views
1

... ANALYST-TEMP to PERM SUMMARY: The Compliance Testing Analyst will be responsible ... the BSA/AML, OFAC, and Corporate compliance program for the New York ... of the BSA/AML, OFAC, Corporate..

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