THE LARGEST COLLECTION OF COMPLIANCE JOBS ON EARTH
Supports PDF, DOC, DOCX, TXT, XLS, WPD, HTM, HTML files up to 5 MB
Great opportunity to join our Wholesale Credit Regulatory Compliance Quality Assurance Team! We are seeking a Regulatory Compliance Senior Officer. This position can be based in Atlanta, Boston, Charlotte, Jacksonville, Dallas, ..
Cyber Risk & Compliance Senior Manager
Cyber Risk & Compliance Manager
Position Purpose: The Compliance Officer of Bank of Hope ... also serves to ensure that compliance risks are appropriately identified, monitored, ... • Partner with Director of Compliance in administering..
Sr Mgr, Compliance, Audits & Investigations','71019748','Oct 4, 2017','Ongoing','US-CA-Rosemead','','!*!Are ... part of the Ethics and Compliance management team reporting to the ... to the Principal Manager of Compliance Assurance and oversees..
... Group is currently seeking a Compliance Analyst for our Cetera Advisor ... levels to the firmnProvide accurate compliance assistance to field and home ... key business lines to ensure..
nPosition Summary: The Compliance Supervisor directly reports to the ... Supervisor directly reports to the Compliance and Business Development Manager. The ... and Business Development Manager. The Compliance Supervisor is..
nESSENTIAL DUTIES AND RESPONSIBILITIES: • Audit compliance by target user groups with published policy and procedure and recommend appropriate improvements or corrective action as necessary. • Prepare internal reports and summaries ..
... applicable audit methods to ensure compliance with company policies, and evaluation ... key member of the Westlake Compliance team, and will be an ... Providing feedback to the Chief..
nThe primary objective of this position is the satisfactory resolution of potential loss situations resulting from dealership non-performance, including demand for reimbursement, repurchase or other restitution; negotiation of settlements within acceptable ..
Lead Cloud Controls and Compliance Analyst
Deloitte is one of the leading professional services organizations in the United States, specializing in audit, tax, consulting and ..