Investment Compliance Jobs in Norwalk, California | ComplianceCrossing.com
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Investment Compliance Jobs in Norwalk






Job info
 
Job title
Company
Location
Los Angeles, CA
Posted Date
Sep 15, 17
Info Source
Employer  - Full-Time  90  
Total Views
11

Position Purpose: The Compliance Officer of Bank of Hope ... also serves to ensure that compliance risks are appropriately identified, monitored, ... • Partner with Director of Compliance in administering..

 
Location
Irvine, CA
Posted Date
Oct 16, 17
Info Source
Employer  - Full-Time   
Total Views
16

AmTrust Financial Services, Inc., (Nasdaq: AFSI) headquartered in New York City, is a multinational insurance holding company, which, through its insurance carriers, offers specialty property and casualty insurance products, including workers' ..

 
Job title
Company
Location
Los Angeles, CA
Posted Date
Nov 07, 17
Info Source
Employer  - Full-Time   
Total Views
2

Responsibilities & Duties • Collect, validate and report HMDA data quarterly • Prepare HMDA data for annual submission to the appropriate Federal Agency • Validate accuracy and completeness of HMDA data ..

 
Company
Location
Los Angeles, CA
Posted Date
Nov 13, 17
Info Source
Employer  - Full-Time   
Total Views
2

... help them succeed financially.Wealth & Investment Management: Wealth and Investment Management (WIM) is one of ... include comprehensive planning and advice, investment management, brokerage, private banking, estate ... achieve..

 
Location
Alhambra, CA
Posted Date
Nov 14, 17
Info Source
Employer  - Full-Time   
Total Views
4

EMCORE Corporation is a leading provider of advanced Mixed-Signal Optics products that provide the foundation for today’s high-speed communication network infrastructures and leading-edge defense systems. Our optical chips, components, subsystems and ..

 
Company
Location
Los Angeles, CA
Posted Date
Nov 14, 17
Info Source
Employer  - Full-Time   
Total Views
2

... them succeed financially. *Wealth & Investment Management:* Wealth and Investment Management (WIM) is one of ... include comprehensive planning and advice, investment management, brokerage, private banking, estate ... achieve..

 
Location
Alhambra, CA
Posted Date
Nov 16, 17
Info Source
Employer  - Full-Time   
Total Views
2

Amtec is seeking a Defense Cost Estimating and Contracts Accounting Senior Analyst.Primary Responsibilities:• Develops, plans, schedules, price and review proposals• Compiles cost, schedule, and technical elements in the development of proposals ..

 
Location
Pasadena, CA
Posted Date
Nov 16, 17
Info Source
Employer  - Full-Time   
Total Views
3

Coding Compliance Auditor - WC','633759','Nov 16, 2017','!*!The ... Auditor - WC','633759','Nov 16, 2017','!*!The Compliance Auditor is responsible for partnering ... and to work with Regional Compliance to develop and implement..

 
Company
Location
Irvine, CA
Posted Date
Nov 17, 17
Info Source
Employer  - Full-Time   
Total Views
4

Sr. Information Security Risk and Compliance Consultant in Irvine California U.S. ... Sr. Information Security Risk and Compliance Consultant to contribute toward the ... analyze and articulate implications of compliance..

 
Company
Location
El Segundo, CA
Posted Date
Nov 18, 17
Info Source
Employer  - Full-Time   
Total Views
2

International Trade Product Risk and Compliance Manager -- El Segundo International ... of the Product Risk and Compliance Manager is designed to provide ... international rules of practice or compliance..

 
Company
Location
El Segundo, CA
Posted Date
Nov 19, 17
Info Source
Employer  - Full-Time   
Total Views
2

International Trade Product Risk and Compliance Manager -- El Segundo International ... of the Product Risk and Compliance Manager is designed to provide ... international rules of practice or compliance..

 
Company
Location
Los Angeles, CA
Posted Date
Nov 21, 17
Info Source
Employer  - Full-Time   
Total Views
1

• Assist with the scoping analysis to determine the key processes to review for the SOX program. • Review and update SOX narratives and control matrices • Assist in creating process ..

 
Company
The Compliance Search Group, LLC
Location
Los Angeles, California
Posted Date
Nov 21,2017
Info Source

Experience as an investment banking associate or senior analyst, or 3+ years of consulting, accounting or relevant technology industry experience * A critical thinker who can quickly evaluate and .....

 
Company
Mega International Commercial Bank, Los Angeles Branch
Location
Los Angeles, CA
Posted Date
Nov 09,2017
Info Source

Assistant Compliance and Assistant BSA Compliance Officer RESPONSIBILITIES 1.Be responsible for the ... equity investment), and venture capital ever since. For years, CTB has made significant .....

 
Company
Nuveen Investments
Location
Los Angeles, CA
Posted Date
Nov 07,2017
Info Source

Nuveen is the investment management arm of TIAA. It is one of the largest global asset managers ... Compliance **Primary Location:** CA-Los Angeles Nuveen is an Equal Opportunity Employer and .....

 
Company
Pathway Capital Management, LP
Location
Irvine, CA
Posted Date
Nov 03,2017
Info Source

Provide legal guidance to investment, compliance, accounting and tax professionals, often regarding complex legal and business issues. * Draft, negotiate, and advise on a wide range of general .....

 
Company
Turnstone
Location
Gardena, CA
Posted Date
Oct 30,2017
Info Source

Our current investors and partners include public companies, high net worth individuals, and ... In compliance with federal law, all persons hired will be required to verify identity and .....

 
Company
Pimco
Location
Newport Beach, CA
Posted Date
Oct 20,2017
Info Source

Analysts will have broad exposure to the entire investment guideline compliance process. Individuals in this position will have frequent interaction with a variety of groups at all levels of .....

 
Company
PAAMCO
Location
Los Angeles, CA
Posted Date
Oct 19,2017
Info Source

The Compliance Specialist is an integral member of PAAMCO's Investment Operations Department and specifically, the Fund Compliance Team. The team is responsible for overseeing and ensuring .....

 
Company
Thorofare Capital, Inc.
Location
Los Angeles, CA
Posted Date
Oct 04,2017
Info Source

Possess experience with and knowledge of commercial real estate investments, compliance and analytics. * Excellent attention to detail and the ability to prepare and present accurate and timely .....

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