Investment Compliance Jobs in San Rafael, California | ComplianceCrossing.com
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Investment Compliance Jobs in San Rafael





Job info
 
Location
San Francisco, CA
Posted Date
Oct 12, 17
Info Source
Employer  - Full-Time   
Total Views
3

... member of the team, the Compliance Control Lead is accountable for ... the venture.n Acts as the compliance and risk management partner to ... contracts, and agreements to ensure..

 
Location
San Francisco, CA
Posted Date
Oct 15, 17
Info Source
Recruiter  - Full-Time  
Total Views
4

... Executive Leadership Job Banking Regulatory Compliance Consultant Accretive Solutions is currently ... with strong experience in regulatory compliance in the financial services sector. ... matter expert to ensure regulatory..

 
Location
San Francisco, CA
Posted Date
Oct 15, 17
Info Source
Employer  - Full-Time   
Total Views
3

... Program is seeking a Research Compliance Analyst (“COI Analyst”). Under the ... Associate Director of Ethics and Compliance and the COI Manager, the ... COI Analyst will conduct initial..

 
Job title
Company
Northern California Community Loan Fund
Location
San Francisco, CA
Posted Date
Nov 20,2017
Info Source

... Social Impact, Compliance & Reporting (10%) * Work with Finance and other staff to prepare annual and quarterly reports to the CDFI Fund and multiple other funders and investors * ..

 
Company
Moten Tate, Inc.
Location
San Francisco, CA
Posted Date
Nov 20,2017
Info Source

... capital markets and investment banking activities * Active State Bar membership Desired ... related to corporate compliance and governance matters Candidates must meet the minimum .....

 
Company
First Republic Bank
Location
San Francisco, CA
Posted Date
Nov 18,2017
Info Source

They also work closely with compliance, technology, and our alternative investments department. COT members gain crucial knowledge in how the Wealth Management business works from the inside out..

 
Company
The People Place
Location
San Francisco, CA
Posted Date
Nov 15,2017
Info Source

... compliance functions. Independently develops and renders opinions, consults with, and advises ... investment banking activities * 2+ years of significant experience in representing clients with .....

 
Job title
Company
Bank of America
Location
Oakland, CA
Posted Date
Nov 03,2017
Info Source

Balancing investment management, sales activities, customer service, new client development, administrative, compliance and personal growth and development according to both a day-to-day and longer .....

 
Company
Agriculture Capital
Location
San Francisco, CA
Posted Date
Nov 01,2017
Info Source

Ensure compliance with brand directives across portfolio. * Support relations with all stakeholders through brand appropriate events and community support. Crop Marketing Strategy AC invests in .....

 
Company
First Republic Bank
Location
San Francisco, CA
Posted Date
Oct 31,2017
Info Source

In addition, the Manager ensures compliance with all applicable FRTC Policies and Procedures. Responsibilities * Perform management of portfolios and individual holdings focused on investment quality .....

 
Company
Radiansys, Inc.
Location
San Francisco, CA
Posted Date
Oct 31,2017
Info Source

This role is the customer-facing compliance interface. The Head of Security works with prospective ... investors, regulators and other third partiesQualifications:· 10+ years of relevant work .....

 
Company
Ajilon (TRAK Companies)
Location
San Francisco, California
Posted Date
Oct 19,2017
Info Source

A top-tier investment banking firm is looking for a Human Resources Business Partner to join their ... In this role, you will be advising on various policies for compliance among other ..

 
Company
The San Francisco Office of Community Investment & Infrastructure (OCII)
Location
San Francisco, CA
Posted Date
Oct 18,2017
Info Source

November 3, 2017 COB The San Francisco Office of Community Investment & Infrastructure (OCII) is ... Manage existing tenant improvement loans and ensure compliance with loan provisions; negotiate .....

 
Company
Fisher Investments
Location
San Francisco, CA
Posted Date
Oct 13,2017
Info Source

Experience working in a banking, investment management or investment research firm * Experience supporting portfolio management, compliance, or trading infrastructures * Expert knowledge of Financial .....

 
Company
Glocap
Location
San Francisco, CA
Posted Date
Oct 13,2017
Info Source

Glocap has dedicated, specialized teams of search consultants who place investment, marketing, compliance, IT, human resources, and legal professionals as well as COOs, CFOs, bankers, consultants .....

 
Company
EXI, inc
Location
San Francisco, CA
Posted Date
Oct 12,2017
Info Source

... compliance functions. Independently develops and renders opinions, consults with, and advises ... capital markets and investment banking activities * Active State Bar membership Desired .....

 
Job title
Company
Real Estate Investment Firm
Location
San Francisco, CA
Posted Date
Sep 18,2017
Info Source

Ensure accurate and timely delivery of funds for monthly investor distributions. * Treasury duties include originating wire transfers, cash management, lender compliance, and cash flow projections..

 
Company
Veritas Investments
Location
San Francisco, CA
Posted Date
Sep 13,2017
Info Source

... investment policy for all managed corporate and subsidiary entities; * Preparation of lenders' required reports, and monitor compliance with debt covenants and other debt related requirements..

 
Company
Veritas Investments
Location
San Francisco, CA
Posted Date
Aug 12,2017
Info Source

Knowledge of general accounting principles, regulatory standards and compliance requirements * General math skills * Proficiency in MS Office, including the ability to operate computerized accounting .....

 
Job title
Company
Voleon
Location
Berkeley, CA
Posted Date
Jun 07,2017
Info Source

The Voleon Group is a science-driven quantitative investment firm built on the principle that ... The Legal Counsel will report to executive management and will also serve as the Chief Compliance ..

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