Investment Compliance Jobs in Seattle, Washington | ComplianceCrossing.com
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Investment Compliance Jobs in Seattle






Job info
 
Location
Seattle, WA
Posted Date
Oct 19, 17
Info Source
Recruiter  - Full-Time  
Total Views
3

... and managing the finance, accounting, compliance, administration, and human resources functions ... records and systems are in compliance with appropriate government regulations, including ... for receiving/reporting donations and grants..

 
Job title
Company
Location
Seattle, WA
Posted Date
Oct 29, 17
Info Source
Employer  - Full-Time   
Total Views
1

... leadership, community development lending and investment and foundation program officers to ... concerning community concerns, need for investment, developing partnerships to invest in ... program remediationn5 years of CRA..

 
Company
Location
Seattle, WA
Posted Date
Nov 17, 17
Info Source
Employer  - Full-Time   
Total Views
4

Sr. Information Security Risk and Compliance Consultant in Seattle Washington U.S. ... Sr. Information Security Risk and Compliance Consultant to contribute toward the ... analyze and articulate implications of compliance..

 
Location
Seattle, WA
Posted Date
Nov 20, 17
Info Source
Employer  - Full-Time   
Total Views
4

... program for risk management and compliance for OppenheimerFunds SNW separately managed ... to day risk management and compliance functions of SNW separately managed ... well as the Risk and..

 
Company
Cybercoders
Location
Seattle, WA
Posted Date
Nov 21,2017
Info Source

Private Capital Investment Manager If you are a Private Capital Investment Manager with experience ... Your Right to Work – In compliance with federal law, all persons hired will be required ..

 
Company
Navigant
Location
Seattle, WA
Posted Date
Nov 18,2017
Info Source

... NERC and FERC compliance, stimulus funding, energy efficiency, renewable energy, merger and ... Our services are designed to benefit owners, developers, investors, and regulators as we help them .....

 
Company
SAP
Location
Bellevue, WA
Posted Date
Nov 09,2017
Info Source

Concur's Senior Technology Analyst will be a member of Concur's Risk and Compliance organization ... LI-SS1 SAP'S DIVERSITY COMMITMENT To harness the power of innovation, SAP invests in the .....

 
Company
Oppenheimer Funds
Location
Seattle, WA
Posted Date
Nov 03,2017
Info Source

Serve as the face of the Compliance team within the SNW investment operations group and provide compliance advice and support to other SNW personnel. * Ongoing development, maintenance and .....

 
Company
Micro Focus
Location
Seattle, WA
Posted Date
Oct 30,2017
Info Source

Understand and confidently present identified compliance issues to both internal and external ... investments. * LI-DK1 SDL2017..

 
Company
Banner Bank
Location
Seattle, WA
Posted Date
Oct 28,2017
Info Source

Investment Executive Opportunity Overview As an Investment Executive you will be responsible for ... Work within compliance guidelines and policies of the Bank, the third party broker/dealer and FINRA..

 
Company
Microsoft Corporation
Location
Issaquah, WA
Posted Date
Oct 28,2017
Info Source

The Compliance Manager is expected to mature our compliance program and drive initiatives that will ... Simply put, we help customers and partners get the most out of their technology investments ..

 
Company
Donnelley Financial Solutions
Location
Bellevue, WA
Posted Date
Oct 20,2017
Info Source

Transaction Support Compliance Investor Communications Data Analytics * Filings and content origination / management (IPO docs, proxies, PPMs) * Virtual Data Rooms * Translation Services * Regulatory .....

 
Company
Northwest Asset Management
Location
Mercer Island, WA
Posted Date
Oct 11,2017
Info Source

... Investment Advisers with their compliance program. · Assisting outside Registered Investment Advisers with registration and setup. · Updating and maintaining compliance files and records. · Other .....

 
Company
HomeStreet, Inc
Location
Federal Way, WA
Posted Date
Oct 02,2017
Info Source

The Cashiering, Payoff and Investor Assistant Manager acts as a first point of contact for the ... Keep informed of current compliance issues and regulations to ensure controls are maintained on ..

 
Company
DST Systems, Inc.
Location
Bellevue, WA
Posted Date
Oct 01,2017
Info Source

... innovative investment products and customized servicing solutions to the financial services ... Understanding of anti-money laundering procedures and compliance * Understanding of accounting .....

 
Company
US Bank
Location
Seattle, WA
Posted Date
Sep 25,2017
Info Source

Bancorp Fund Services' (USBFS') Alternative Investments Division. Identifies new business ... Actively ensures compliance with the U.S. Bank Code of Ethics and all Anti-Money Laundering, Bank .....

 
Company
Moss Adams LLP
Location
Seattle, WA
Posted Date
Sep 22,2017
Info Source

The Investment Operations Manager is charged with insuring regulatory and internal compliance for every employee who is part of the trading operation. Moss Adams Wealth Advisors provides .....

 
Company
Umpqua Bank
Location
Seattle, WA
Posted Date
Sep 14,2017
Info Source

JOB PURPOSE UIRG Investment Consultant I (IC) – is a client facing individual contributor who ... Demonstrates compliance with all bank regulations for assigned job function and applies to .....

 
Company
Capital One
Location
Seattle, WA
Posted Date
Aug 31,2017
Info Source

Compliance and Operations). * Participate in or lead special projects related to these duties or ... Extensive investment management and financial planning knowledge * Proactive understanding and .....

 
Company
Amazon.com, Inc.
Location
Seattle, WA
Posted Date
Jul 25,2017
Info Source

... manage Software governance/compliance projects. The position will partner extensively with ... investment and prioritization opportunities within these business units. You will share frequent .....

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