Investment Compliance Jobs in Sunnyvale, California | ComplianceCrossing.com
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Investment Compliance Jobs in Sunnyvale






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Company
**********
Location
Pleasanton, CA
Posted Date
Aug 26, 18
Info Source
Recruiter  - Full-Time   

Role: Compliance Analyst Location: Pleasanton,CA Bayside Solutions ... Bayside Solutions is seeking a Compliance Analyst to plan, direct, and ... coordinate operations of to ensure compliance with ethical or regulatory..

 
Company
**********
Location
San Jose, CA
Posted Date
Aug 29, 18
Info Source
Employer  - Full-Time   

in San Jose California Advisory-Technology Risk Services Extended Enterprise Advisory Services Senior Consultant Deloitte is one of the leading professional services organizations in the United States specializing in audit, tax, consulting, ..

 
Company
**********
Location
Menlo Park, CA
Posted Date
Aug 29, 18
Info Source
Employer  - Full-Time  

Compliance Program Manager in Menlo Park ... team player to join the Compliance, Security & Investigations team at ... relating to third-party risk and compliance. This is a full-time position..

 
Company
Guideline Technologies
Location
,
Posted Date
Aug 23,2018
Info Source

... and compliance with a platform that directly integrates with many of the most popular payroll ... Job Description As a qualified plan administrator and SEC-registered investment manager, Guideline .....

 
Company
KPA
Location
San Jose, CA
Posted Date
Jun 28,2018
Info Source

... compliance; and expertise in the area of Environmental, Health & Safety, this position may be the ... KPA's majority investor is the private equity firm, CIVC Partners, which has been ..

 
Company
MidPen Housing Corp.
Location
Foster City, CA
Posted Date
Apr 10,2018
Info Source

Compliance Specialist is to audit recertification files for properties in our existing portfolio ... Respect: We treat our employees, residents, vendors, partners, investors, and the community in .....

 
Company
Loring Ward
Location
San Jose, CA
Posted Date
Sep 21,2018
Info Source

Job Purpose Support the firm's investment research, portfolio strategy, and portfolio management ... Work with Compliance on appropriate disclosures for materials produced by the department * Speaking .....

 
Company
**********
Location
Palo Alto, CA
Posted Date
Sep 12, 18
Info Source
Employer  - Full-Time   

Description About Bill.com Bill.com is the leading business payments network, with 3 million members paying and getting paid over $52 billion per year. Bill.com saves companies more than 50% of the ..

 
Company
Marcus & Millichap
Location
Palo Alto, CA
Posted Date
Jul 20,2018
Info Source

Marcus & Millichap , the nations largest real estate investment brokerage firm, is looking for a ... compliance procedures * Create and maintain confidential files relating to employment records and .....

 
Company
Michael Page International - US
Location
Stanford, CA
Posted Date
Jun 04,2018
Info Source

Its investor base includes some of the largest university endowments and foundations. Description ... Profile - Proven track record in the Compliance space - Experience dealing with SEC requests - JD ..

 
Company
JobLeads
Location
Palo Alto, CA
Posted Date
Jun 09,2018
Info Source

Its investor base includes some of the largest university endowments and foundations.The firm is ... Proven track record in the Compliance space - Experience dealing with SEC requests - JD - ..

 
Company
**********
Location
Redwood City, CA
Posted Date
Aug 30, 18
Info Source
Employer  - Full-Time   

Director, Finance Compliance and Advisory The Director, Finance ... and Advisory The Director, Finance Compliance and Advisory leads SOX PMO ... operational effectiveness and efficiency. Responsibilities Compliance Services - Translates..

 
Company
Client of Burnett Search
Location
San Mateo, CA
Posted Date
Jun 25,2018
Info Source

Monitor compliance with partnership agreements and relevant side letters. * Calculate complex Fund allocation details. * Prepare quarterly investor capital account statements. * Interface with .....

 
Company
**********
Location
San Carlos, CA
Posted Date
Sep 22, 18
Info Source
Employer  - Full-Time   

See more jobs like this Responsibilities: SUMMARY We are looking for a well-rounded individual who is responsible for architecting and supporting our Linux environment. Responsibilities include installation, configuration, operations, and maintenance ..

 
Company
**********
Location
San Jose, CA
Posted Date
Sep 07, 18
Info Source
Employer  - Full-Time   

Sr. Compliance Analystin San Joseat PayPal Date ... of Global Governance, Risk and Compliance is to enable PayPal to ... a consumer, merchant, or regulator, Compliance will be a Customer..

 
Company
Excelon Associates, Inc.
Location
Silicon Valley, CA
Posted Date
Sep 20,2018
Info Source

This is a newly created position to be in charge of the public market investment fund. We use ... Monitor compliance with complex partnership agreements * Assist with audits, tax return ..

 
Company
**********
Location
San Jose, CA
Posted Date
Sep 13, 18
Info Source
Employer  - Full-Time   

Software Compliance, Senior Consultant Deloitte • San Jose CA Job #728780893 Advisory-Technology Risk Services Extended Enterprise Advisory Services Senior Consultant Deloitte is one of the leading professional services organizations in the ..

 
Company
MidPen Housing Corp.
Location
Foster City, CA
Posted Date
Sep 06,2018
Info Source

Role Purpose: This position reports to the Compliance Department Manager within the Property ... investors, and the community in which we work with dignity. We welcome social and intellectual .....

 
Company
Silicon Valley Bank
Location
Santa Clara, CA
Posted Date
Aug 08,2018
Info Source

... dealer and investment advisory subsidiaries. The enterprise-wide program is responsible for ... The Consumer Compliance and Private Bank Advisor is specifically responsible for counseling .....

 
Company
IRA Services, Inc.
Location
San Carlos, CA
Posted Date
Apr 17,2018
Info Source

Investment Department Representative Job Status: Regular Full-time (Exempt), possible overtime Role ... ensure compliance with the maintenance of accounts, and maintains necessary documentation .....

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