Investment Compliance Jobs in Waterbury, Connecticut | ComplianceCrossing.com
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Investment Compliance Jobs in Waterbury






Job info
 
Company
**********
Location
Hartford, CT
Posted Date
Jun 20, 18
Info Source
Recruiter  - Full-Time   
Total Views
13

As a Specialist, you will perform reviews of USG contracts and USG business systems and processes, evaluating the effectiveness of internal controls over regulatory requirements and identifying potential process improvement opportunities. ..

 
Company
**********
Location
Hartford, CT
Posted Date
Jun 21, 18
Info Source
Employer  - Full-Time   
Total Views
2

Information Security Risk and Compliance Consultant U.S. Bank • Hartford ... an Information Security Risk and Compliance Consultant to carry the banner ... and assist them in achieving compliance with..

 
Company
**********
Location
Hartford, CT
Posted Date
Jun 21, 18
Info Source
Employer  - Full-Time   
Total Views
3

Legal and Compliance Technology Manager U.S. Bank • Hartford CT Job #689116423 U.S. Bank is seeking an accomplished Legal and Compliance Technology Manager with senior level management and IT operations experience ..

 
Company
RSI
Location
Southington, CT
Posted Date
Jan 11,2016
Info Source

Validating compliance and usability * Documenting defects and anomalies * Analyzing and identifying ... This enables us to help our clients maximize their technology investment by leveraging their .....

 
Company
Connecticut Wealth Management, LLC
Location
Farmington, CT
Posted Date
Jun 26,2018
Info Source

Advanced understanding of compliance rules and firm procedures Company Description ABOUT THE FIRM: Connecticut Wealth Management, LLC is a Registered Investment Advisor offering planning and asset .....

 
Company
Spectrum
Location
Newtown, Connecticut
Posted Date
Jun 06,2018
Info Source

Review and approval of contracts prior to obtaining signature from Spectrum VP GM's in compliance ... investment. * Responsible for requesting and securing Certificates of Insurance from Corporate as .....

 
Company
Eversource Energy
Location
Berlin, CT
Posted Date
Jun 28,2018
Info Source

... filings in compliance with federal and state requirements. This role assists in developing tax ... company investments. + Develops and processes correcting journal entries as appropriate .....

 
Company
People's United Bank
Location
Bridgeport, CT
Posted Date
Jul 05,2018
Info Source

Reviews documents for accuracy and compliance with regulatory, bank policies, and investor policies and procedures. Assess breakdowns for compliance risk and provides guidance on remediation in .....

 
Company
**********
Location
Hartford, CT
Posted Date
Jun 23, 18
Info Source
Employer  - Full-Time   

Senior Information Security Risk and Compliance Consultant U.S. Bank • Hartford ... Senior Information Security Risk and Compliance Consultant to help advance the ... analyze and articulate implications of compliance..

 
Company
**********
Location
Bloomfield, CT
Posted Date
Jul 19, 18
Info Source
Recruiter  - Full-Time   
Total Views
3

nnJob DescriptionnKelly Legal Managed Services (KLMS) is actively seeking a Paralegal for a corporate client located in Bloomfield, CT.  This is a long-term contract opportunity with great benefits. rn rnParalegal Responsibilities: ..

 
Company
**********
Location
Bloomfield, CT
Posted Date
Jul 19, 18
Info Source
Recruiter  - Full-Time   
Total Views
3

Kelly Legal Managed Services (KLMS) is actively seeking a Paralegal for a corporate client located in Bloomfield, CT.  This is a long-term contract opportunity with great benefits.  Paralegal Responsibilities:  Supports product ..

 
Company
Critical Fit Recruiting
Location
Bridgeport, CT
Posted Date
Jun 28,2018
Info Source

Background in FDA compliance processes highly preferred. * Experience in leading process execution and drive strong engagement with technical teams for investment planning & timeline development..

 
Company
Elite Investment Properties
Location
Waterbury, CT
Posted Date
Jul 05,2018
Info Source

... compliance standards · Researching, writing and understanding complex legal issues · Drafting and negotiating contracts · Establish and uphold collections process · Prepare and review a variety .....

 
Company
HireResources
Location
Middletown, CT
Posted Date
Feb 07,2018
Info Source

... of return on investment. Primary Duties and Responsibilities: As lead financial partner to ... compliance with related corporate policies. Support the implementation of the new ERP system .....

 
Company
Our Piece of the Pie, Inc.
Location
Hartford, CT
Posted Date
Jun 15,2018
Info Source

... compliance and performance outcomes are achieved. The Workforce Supervisor builds and sustains ... Knowledge of Workforce Investment Opportunity Act (WIOA), preferred * MIS performance system .....

 
Company
Global Atlantic Financial Group Limited
Location
Hartford, Connecticut
Posted Date
Jul 09,2018
Info Source

Our success is based on competitive and innovative product designs, leading investment management ... Compliance and Product teams * Develop strategy, direction and policies for team * Develop .....

 
Company
The Taubman Company
Location
West Hartford, CT
Posted Date
Jun 14,2018
Info Source

Taubman might be a real estate investment trust, but it's so much more to its talented team. It's a ... Ensure OSHA compliance in all applicable areas, including PPE requirements, hot ..

 
Company
Owens Realty Services
Location
Branford, CT
Posted Date
May 28,2018
Info Source

As a full-service commercial brokerage, investment, management, maintenance, housekeeping and ... RFP compliance checklist and response matrix, and develop proposal style sheet and ensure .....

 
Company
**********
Location
Bloomfield, CT
Posted Date
Jul 13, 18
Info Source
Recruiter  - Full-Time   
Total Views
15

Compliance Senior Associate in Bloomfield Connecticut ... Senior Associate in Bloomfield Connecticut Compliance Senior Associate job details: location:Bloomfield, ... Insurance reference:435538 questions:404-442-0454. job description Compliance Senior Associate job summary: Compliance..

 
Company
DRS Technologies, Inc.
Location
Danbury, CT
Posted Date
Jun 21,2018
Info Source

Assure soundness of analysis, good business judgment, compliance with policies and procedures ... Return on Investment (ROI); Audit preparation and management; and Program Review preparation..

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