Investment Compliance Manager Jobs in Diamond Bar, California | ComplianceCrossing.com
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Investment Compliance Manager Jobs in Diamond Bar

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Company
MUFG
Location
Los Angeles, CA
Posted Date
Nov 22,2017
Info Source

Comprehensive knowledge of banking/compliance laws and regulations applicable to personal trust, corporate trust, custody services, trust operations, broker dealers, and investment management.(e.g .....

 
Company
FORTH PROPERTIES LLC
Location
Los Angeles, CA
Posted Date
Nov 22,2017
Info Source

... both sophisticated investors and those in need of brokerage, property management, financial ... compliance top of mind. * Provide coaching and guidance to managers and employees with specific .....

 
Company
First Republic Bank
Location
Los Angeles, CA
Posted Date
Nov 21,2017
Info Source

Help manage communications to investors in funds (capital call notices, distribution notices ... Century City Mail review in compliance with FINRA requirements. * Perform duties & responsibilities .....

 
Company
The Compliance Search Group, LLC
Location
Los Angeles, California
Posted Date
Nov 21,2017
Info Source

... and managing the delivery of internal deal memos; collecting and analyzing economic data on the ... Experience as an investment banking associate or senior analyst, or 3+ years of consulting ..

 
Job title
Company
inspHIRE
Location
Los Angeles, CA
Posted Date
Nov 21,2017
Info Source

A private real estate investment firm located in Los Angeles County is seeking a motivated person ... cost, and compliance to specifications. * Serve as the primary contact for the project ..

 
Job title
Company
Microsoft Retail Stores
Location
Santa Ana, CA
Posted Date
Nov 14,2017
Info Source

Drive a strong culture of operational compliance by providing leadership and accountability across ... Invest in the development of the leadership team; ensure all areas of responsibility (AOR) are .....

 
Job title
Company
Hunt Mortgage Group
Location
Los Angeles, CA
Posted Date
Nov 13,2017
Info Source

... compliance with IRC Section 42 and applicable tax codes or all LIHTC and other regulatory ... all assets meet their investment objectives. The position will be based in Encino, CA..

 
Company
Global Eagle Entertainment
Location
Los Angeles, CA
Posted Date
Nov 12,2017
Info Source

Manager, Treasury – Debt, Compliance & Analytics DEPARTMENT Finance REPORTS TO VP, Corporate ... and investment strategies, contributing the organization's cash flow efficiency. Key .....

 
Company
Aimco
Location
Irvine, CA
Posted Date
Nov 12,2017
Info Source

Ensures that regional facility operations are in compliance with established procedures, policies ... Company Description Aimco or Apartment Investment Management Company is one of the largest owners .....

 
Company
Mega International Commercial Bank, Los Angeles Branch
Location
Los Angeles, CA
Posted Date
Nov 09,2017
Info Source

Communications/reporting to branch management, Head Office, and regulator. * Periodical review and ... equity investment), and venture capital ever since. For years, CTB has made significant .....

 
Job title
Company
Bank of America
Location
Ontario, CA
Posted Date
Nov 03,2017
Info Source

Balancing investment management, sales activities, customer service, new client development, administrative, compliance and personal growth and development according to both a day-to-day and longer .....

 
Job title
Company
LoanMe, Inc.
Location
Anaheim, CA
Posted Date
Nov 02,2017
Info Source

... investors, consultants, and other third-party external audits. * Supervise, conduct, and report on ... Manage subordinate employees in the Compliance department including interviewing, hiring, and .....

 
Company
First Light Property Management, Inc
Location
Los Angeles, CA
Posted Date
Nov 01,2017
Info Source

FLPM provides solution-oriented, client-centric property management services to investment property ... Prepare, track and resolve all non-compliance violations * Monitor and follow up with all .....

 
Company
Cybercoders
Location
Los Angeles, CA
Posted Date
Oct 27,2017
Info Source

We are a Los Angeles-based real estate investment firm specializing in residential development and ... and ensuring compliance with quality standards. Responsibilities will span a broad spectrum .....

 
Job title
Company
Cybercoders
Location
Los Angeles, CA
Posted Date
Oct 27,2017
Info Source

Wealth Manager If you are a Wealth Manager with experience managing tax, estate, investment and ... Your Right to Work – In compliance with federal law, all persons hired will be ..

 
Company
PAAMCO
Location
Los Angeles, CA
Posted Date
Oct 19,2017
Info Source

... Investment Operations Department and specifically, the Fund Compliance Team. The team is responsible for overseeing and ensuring implementation of all aspects of fund compliance, manager transition .....

 
Company
Thorofare Capital, Inc.
Location
Los Angeles, CA
Posted Date
Oct 04,2017
Info Source

Assist with the implementation of asset management software. * Develop and distribute periodic ... Possess experience with and knowledge of commercial real estate investments, compliance and .....

 
Company
Western Natinal Group
Location
Orange, CA
Posted Date
Jul 21,2017
Info Source

... to Compliance Specialist/Bond Administrator for approval as instructed; completing compliance ... Investor Relations, Budget Analyst Brand Management - Marketing, Sales Customer Service - Phone .....

 
Company
Opus Bank
Location
Irvine, CA
Posted Date
Jun 07,2017
Info Source

Support the Compliance Manager on executing audit programs and performing field test work as part ... investors, financial institutions, capital raisers and financial advisors..

 
Company
PRC Advantage
Location
Los Angeles, CA
Posted Date
Mar 15,2017
Info Source

... Real Estate Investment Trust (REIT) is a plus. · Able to manage multiple priorities while ... tax compliance and planning and includes but is not limited to the following: · ..

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