Investment Compliance Manager Jobs in Glen Cove, New York | ComplianceCrossing.com
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Investment Compliance Manager Jobs in Glen Cove

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Location
New York City, NY
Posted Date
Nov 03, 17
Info Source
Employer  - Full-Time   
Total Views
2

The Consumer & Community Banking (u201cCCBu201d) Regulatory Relations group at JPMorgan Chase is responsible for managing regulatory supervisory activity for the CCB Line of Business. Currently, we are seeking a Vice ..

 
Company
Location
New York City, NY
Posted Date
Nov 06, 17
Info Source
Employer  - Full-Time   
Total Views
4

... a transatlantic consumer, corporate and investment bank offering products and services ... services across personal, corporate and investment banking, credit cards and wealth ... US Barclays offers corporate and..

 
Location
New York City, NY
Posted Date
Nov 08, 17
Info Source
Recruiter  - Full-Time   
Total Views
4

... motivated administrator to join our Compliance team in New York!This role ... a career in Operations and Compliance.We are looking for an individual ... want to build on your..

 
Company
Location
New York City, NY
Posted Date
Nov 08, 17
Info Source
Employer  - Full-Time   
Total Views
5

AVP Voice Compliance Retrieval Analyst','90160712','US-New York-New York City','Permanent/Regular','Permanent/Regular','8 ... Nov 2017','Ongoing','','','!*!Job Title: AVP Voice Compliance Retrieval Analyst Location: New York, ... US Barclays offers corporate and investment banking and credit..

 
Company
Location
New York City, NY
Posted Date
Nov 08, 17
Info Source
Employer  - Full-Time   
Total Views
3

Manager Regulatory Compliance, Corporate Trust and Securities Services ... Sector: Asset Management Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance To provide advice and challenge ... management responses relating to Regulatory Compliance risk..

 
Company
Location
New York City, NY
Posted Date
Nov 09, 17
Info Source
Employer  - Full-Time   
Total Views
4

... activity across EIT.This Operational Risk Manager 4 is a highly visible ... success of this role. The Manager will have accountability for: Working ... n10 years of experience in..

 
Company
Location
New York City, NY
Posted Date
Nov 09, 17
Info Source
Employer  - Full-Time   
Total Views
3

Senior Audit Manager General - Lead Financial Crime ... General - Lead Financial Crime Compliance Auditor','00009COA','!*!Manages general audit activities for ... finance, commercial credit, retail brokerage, compliance, finance and corporate..

 
Location
New York City, NY
Posted Date
Nov 09, 17
Info Source
Employer  - Full-Time   
Total Views
2

nSS&C GlobeOp, Inc. is a leading fund administrator providing the world's most comprehensive array of financial technology products and services under a public, independent, single platform. SS&C GlobeOp's expertise in business ..

 
Location
New York City, NY
Posted Date
Nov 10, 17
Info Source
Employer  - Full-Time   
Total Views
10

Consumer & Community Banking Compliance Manager VP - Regulatory Exam The ... are seeking a Vice President Compliance Manager to participate in regulatory interactions. ... financial products and financial services..

 
Company
Location
New York City, NY
Posted Date
Nov 10, 17
Info Source
Employer  - Full-Time   
Total Views
3

Managing Director, Chief Compliance Officer – Regulatory Control Matrix ... Sector: Asset Management Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Primary Location: United States,New York,New ... Education: Bachelor's Degree Job Function: Compliance..

 
Location
New York City, NY
Posted Date
Nov 12, 17
Info Source
Employer  - Full-Time   
Total Views
2

Head of Financial Crime Compliance Governance Sector: Asset Management Risk ... Sector: Asset Management Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Environment The SGUS Compliance Department monitors the corporate banking, ... Department..

 
Location
New York City, NY
Posted Date
Nov 15, 17
Info Source
Employer  - Full-Time   
Total Views
2

... accurate employee trade surveillance and compliance solutions and business consulting while ... help them achieve their financial goals.Compliance Solutions, the leading provider of ... meet the needs of Corporate..

 
Company
Location
New York City, NY
Posted Date
Nov 14, 17
Info Source
Employer  - Full-Time   
Total Views
2

US Head of Regulatory Compliance Global Banking and Research','0000A1R2','!*! The ... Global Banking and Research Regulatory Compliance is a key strategic risk ... Regional Head of GBM Regulatory Compliance on..

 
Company
Location
New York City, NY
Posted Date
Nov 14, 17
Info Source
Employer  - Full-Time   
Total Views
2

BDO’s Core Purpose is Helping People Thrive Every Day. Our Core Values reflect how we manage our work, our relationships and ourselves. As an employee of the firm, you will live ..

 
Company
Location
New York City, NY
Posted Date
Nov 15, 17
Info Source
Employer  - Full-Time   
Total Views
2

... Coordination of Wholesale wide tax compliance efforts WGRO has an exciting ... for an experienced, forward-thinking Operations Manager to join the Wholesale Tax ... information tax withholding, reporting, and..

 
Company
Location
New York City, NY
Posted Date
Nov 15, 17
Info Source
Employer  - Full-Time   
Total Views
2

... across EIT. This *Operational Risk Manager 4* is a highly visible ... success of this role. The Manager will have accountability for: * ... 10+ years of experience in..

 
Company
Location
New York City, NY
Posted Date
Nov 15, 17
Info Source
Employer  - Full-Time   
Total Views
3
Total Applies
2

... Head of Technology FLOD Risk Manager will lead the planning and ... Head of Technology FLOD Risk Manager and team include: * Plan:* ... value * Execute the related..

 
Location
Jersey City, NJ
Posted Date
Nov 15, 17
Info Source
Employer  - Full-Time   
Total Views
2

... firm is a leader in investment banking, financial services for consumers ... Co. is available at http://www.jpmorganchase.com/.nu00a0nOur Compliance Function nWith a diverse team ... nWith a diverse team of..

 
Company
Location
New York City, NY
Posted Date
Nov 16, 17
Info Source
Employer  - Full-Time   
Total Views
2

OverviewnFounded in 1908, CIT (NYSE: CIT) is a financial holding company with more than $65 billion in assets. Its principal bank subsidiary, CIT Bank, N.A., (Member FDIC, Equal Housing Lender) has ..

 
Company
CIT
Location
New York City, NY
Posted Date
Nov 16, 17
Info Source
Employer  - Full-Time   
Total Views
2

Director - AML Program Design & Governance in New York New York Overview Founded in 1908, CIT (NYSE: CIT) is a financial holding company with more than $65 billion in assets. ..

 
Company
Location
New York City, NY
Posted Date
Nov 16, 17
Info Source
Employer  - Full-Time   
Total Views
2

Regulatory Compliance Risk Management (RCRM), Wells Fargo’s ... Management (RCRM), Wells Fargo’s regulatory compliance second line of defense function, ... guidance (regulatory requirements), meet regulatory compliance responsibilities, and manage regulatory..

 
Company
Location
New York City, NY
Posted Date
Nov 16, 17
Info Source
Employer  - Full-Time   
Total Views
2

... risk appetite. The Operational Risk Manager 4 will lead the planning ... of the EIT Divisional Risk Manager will include: * Plan:* * ... value * Execute the EIT-related..

 
Company
Location
New York City, NY
Posted Date
Nov 16, 17
Info Source
Employer  - Full-Time   
Total Views
2

... as the Enterprise Risk Identification manager reporting to Wells Fargo’s Chief ... Officer. The Enterprise Risk Identification manager is responsible for driving a ... of the Enterprise Risk Identification..

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