Investment Compliance Manager Jobs in Hammond, Indiana | ComplianceCrossing.com
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Investment Compliance Manager Jobs in Hammond

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Location
Chicago, IL
Posted Date
Jul 27, 17
Info Source
Employer  - Full-Time  90  
Total Views
18

Commercial Banking Global Financial Crimes Compliance Manager - VP','170077451','!*! Commercial Banking (“CB”) ... Banking (“CB”) Global Financial Crimes Compliance (“GFCC”) supports the line of ... a highly motivated, team oriented..

 
Location
Chicago, IL
Posted Date
Oct 10, 17
Info Source
Employer  - Full-Time   
Total Views
9

The fastest growing Big Four professional services firm in the U.S., KPMG is known for being a great place to work and build a career. We provide audit, tax and advisory ..

 
Company
Location
Chicago, IL
Posted Date
Nov 10, 17
Info Source
Employer  - Full-Time   
Total Views
4

176004','true','176004','false','Submission for the position: Regulatory Compliance Director - Actuarial Business Unit ... Specialist - (Job Number: LEG0000MX)','false','176004','false','true','https://cna.taleo.net/careersection/jobdetail.ftl?job=LEG0000MX&lang=en','Regulatory Compliance Director - Actuarial Business Unit ... - Actuarial Business Unit Specialist','true','Regulatory Compliance..

 
Company
Location
Chicago, IL
Posted Date
Nov 10, 17
Info Source
Employer  - Full-Time   
Total Views
8

176024','true','176024','false','Submission for the position: Regulatory Compliance Director - Information Technology Business ... Specialist - (Job Number: LEG0000MY)','false','176024','false','true','https://cna.taleo.net/careersection/jobdetail.ftl?job=LEG0000MY&lang=en','Regulatory Compliance Director - Information Technology Business ... Information Technology Business Unit Specialist','true','Regulatory Compliance..

 
Company
Location
Chicago, IL
Posted Date
Nov 10, 17
Info Source
Employer  - Full-Time   
Total Views
4

176025','true','176025','false','Submission for the position: Regulatory Compliance Director - Long-Term Care Business ... Specialist - (Job Number: LEG0000MZ)','false','176025','false','true','https://cna.taleo.net/careersection/jobdetail.ftl?job=LEG0000MZ&lang=en','Regulatory Compliance Director - Long-Term Care Business ... Long-Term Care Business Unit Specialist','true','Regulatory Compliance..

 
Location
Chicago, IL
Posted Date
Nov 15, 17
Info Source
Employer  - Full-Time   
Total Views
8

... create a better future.Our Opportunity:In Compliance, we help our Business Partners ... technologies and analytics.What youu2019ll do:The Compliance Surveillance & Technology Analytics Group ... Group currently has a Senior..

 
Location
Chicago, IL
Posted Date
Nov 11, 17
Info Source
Employer  - Full-Time   
Total Views
2

... create a better future.Our Opportunity:In Compliance, we help our Business Partners ... technologies and analytics.What youu2019ll do:The Compliance Surveillance & Technology Analytics Group ... Group currently has a Senior..

 
Location
Chicago, IL
Posted Date
Nov 15, 17
Info Source
Employer  - Full-Time   
Total Views
2

... a better future.Our Opportunity:The Corporate Compliance Department coordinates the Company's enterprise-wide ... the Company's enterprise-wide approach to compliance risk management and oversight.u00a0 The ... management and oversight.u00a0 The Corporate..

 
Location
Chicago, IL
Posted Date
Nov 18, 17
Info Source
Employer  - Full-Time   
Total Views
2

Chief Compliance Officer - Nesbitt Burns Securities ... of retail clients. The Chief Compliance Officer (CCO) – BMO NBSL ... overall management of all regulatory compliance and risk management for..

 
Location
Chicago, IL
Posted Date
Nov 18, 17
Info Source
Employer  - Full-Time   
Total Views
2

... comprised of retailclients. The Chief Compliance Officer(CCO) u2013 BMO NBSL is ... the overall management of allregulatory compliance and risk management for the ... for reviewing andassessing the firmu2019s..

 
Location
Chicago, IL
Posted Date
Nov 19, 17
Info Source
Employer  - Full-Time   
Total Views
2

Sr Manager Active Trader Compliance in Chicago Illinois The Sr. ... in Chicago Illinois The Sr. Manager of Active Trader Compliance implements an effective compliance program to preserve our reputation..

 
Location
Chicago, IL
Posted Date
Nov 21, 17
Info Source
Recruiter  - Full-Time   
Total Views
2

... Aon Is Looking For A Compliance Manager, Investment Consulting As part of an ... solutions as part of our Compliance team in Chicago. Your Impact ... Chicago. Your Impact..

 
Company
Location
Chicago, IL
Posted Date
Nov 21, 17
Info Source
Employer  - Full-Time   
Total Views
1

Compliance Manager, Investment Consulting Sector: Consulting Sub Sector: ... Consulting Sub Sector: Traditional Asset Manager Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Job Description Aon Is Looking ... Aon Is Looking For..

 
Job title
Company
Marcum Search LLC
Location
Chicago, IL
Posted Date
Nov 20,2017
Info Source

Review and evaluate work papers, and determine compliance with professional standards and firm ... alternative investments, Manufacturing. * Must be a licensed CPA. * Thorough understanding of .....

 
Company
Established Manufacturing Company
Location
Lockport, IL
Posted Date
Oct 26,2017
Info Source

... investments and improvement projects. · Manages compliance with state and federal regulations. · Is responsible for other directives of SFH CEO as necessary Requirements & Qualifications: · .....

 
Company
Multifamily Real Estate Company
Location
Park Forest, IL
Posted Date
Oct 14,2017
Info Source

... investment. Utilization of management skills to train, motivate and empower staff to reach their ... Compliance with management company personnel and operations policy and procedures and compliance to .....

 
Company
Chicago Community Loan Fund
Location
Chicago, IL
Posted Date
Sep 28,2017
Info Source

Assist with borrower compliance as necessary * Serve as the primary contact person on the Portfolio Management Team for investor compliance reports (managed by VPPM) * Collect, audit and report .....

 
Company
EquityBuild
Location
Chicago, IL
Posted Date
Sep 26,2017
Info Source

We are a medium sized real estate investment and development firm focusing on small to medium sized ... to ensure compliance to underwritten targets Abilities: · Time Management – has ability ..

 
Company
Nuveen Investments
Location
chicago, Illinois
Posted Date
Jul 28,2017
Info Source

About the Company Nuveen is the investment management arm of TIAA. It is one of the largest global asset managers with specialist knowledge across a wide..

 
Company
JPMorgan Chase & Co.
Location
Chicago, Illinois
Posted Date
Jul 25,2017
Info Source

Morgan's Corporate & Investment Bank is a global leader across banking, markets and investor ... Willingness to obtain Section 42 compliance certification * Experience in workout of troubled .....

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