Investment Compliance Manager Jobs in Placentia, California | ComplianceCrossing.com
Your search results
20

Investment Compliance Manager Jobs in Placentia

Related Job Title





Job info
 
Company
Beacon Resources
Location
Irvine, CA
Posted Date
Nov 15,2017
Info Source

Formulate and implement investment policies, including the establishment of risk parameters ... Ensure treasury activities are in compliance with treasury policies, accounting guidelines .....

 
Job title
Company
Microsoft Retail Stores
Location
Santa Ana, CA
Posted Date
Nov 14,2017
Info Source

Drive a strong culture of operational compliance by providing leadership and accountability across ... Invest in the development of the leadership team; ensure all areas of responsibility (AOR) are .....

 
Company
Aimco
Location
Irvine, CA
Posted Date
Nov 12,2017
Info Source

Ensures that regional facility operations are in compliance with established procedures, policies ... Company Description Aimco or Apartment Investment Management Company is one of the largest owners .....

 
Company
USI
Location
Irvine, CA
Posted Date
Nov 10,2017
Info Source

Expected to be well versed on all Compliance topics including, but not limited to, ERISA, COBRA ... Invest for Retirement. Personal Risk and Fam..

 
Job title
Company
VersaDesk.com
Location
Los Angeles, CA
Posted Date
Nov 06,2017
Info Source

Develop production planning, capital investments recommendations, forecasting, budgeting, variance ... Ensures compliance with current federal, state and local regulations. Consults with Human Resources .....

 
Job title
Company
Bank of America
Location
Ontario, CA
Posted Date
Nov 03,2017
Info Source

Balancing investment management, sales activities, customer service, new client development, administrative, compliance and personal growth and development according to both a day-to-day and longer .....

 
Company
Pathway Capital Management, LP
Location
Irvine, CA
Posted Date
Nov 03,2017
Info Source

Provide legal guidance to investment, compliance, accounting and tax professionals, often regarding ... Manage outside counsel assisting on the above. * This position will report to the General Counsel..

 
Company
Pathway Capital Management, LP
Location
Irvine, CA
Posted Date
Nov 03,2017
Info Source

... and management, private equity investment closings, amendments, confidentiality agreements, and securities compliance filings. This position requires the ability to successfully manage multiple .....

 
Job title
Company
LoanMe, Inc.
Location
Anaheim, CA
Posted Date
Nov 02,2017
Info Source

... investors, consultants, and other third-party external audits. * Supervise, conduct, and report on ... Manage subordinate employees in the Compliance department including interviewing, hiring, and .....

 
Company
Alpha Consulting Corp.
Location
Corona, CA
Posted Date
Oct 31,2017
Info Source

... compliant with all corporate policies and industry guidelines. Develop and maintain a robust ... Each meeting represents a significant investment of both financial resources and human capital and .....

 
Company
Turnstone
Location
Gardena, CA
Posted Date
Oct 30,2017
Info Source

Within our family of companies, we manage the entire investment and development process, including ... In compliance with federal law, all persons hired will be required to verify identity and .....

 
Company
BurnsSearch
Location
Aliso Viejo, CA
Posted Date
Oct 25,2017
Info Source

Five (5) to seven (7) years of related experience in investor accounting and reporting. * One (1 ... compliance issues. * Provide general support for special projects, providing information and .....

 
Company
PAAMCO
Location
Irvine, CA
Posted Date
Oct 18,2017
Info Source

... Investment Operations Department and specifically, the Fund Compliance Team. The team is responsible for overseeing and ensuring implementation of all aspects of fund compliance, manager transition .....

 
Company
Primary Partners
Location
Newport Beach, CA
Posted Date
Oct 12,2017
Info Source

... compliance with federal and state government regulations, investor requirements, and industry best practice standards for processing and closing. · Establish and maintain a quality control and .....

 
Company
PT Systems
Location
Newport Beach, CA
Posted Date
Oct 03,2017
Info Source

Business Analyst - Trading, Legal and Compliance This is an opportunity with a leading global asset ... We will look to you to innovate, push the envelope, and lever our investment ..

 
Company
eJAmerica
Location
Rosemead, CA
Posted Date
Sep 28,2017
Info Source

Job Tittle: Contracts / Compliance/ Audit background, NERC experience Job Description: This ... investment ROI of Organization. Implementing right ERP helps companies to manage their data more .....

 
Company
Carrington Mortgage Services
Location
Anaheim, CA
Posted Date
Aug 24,2017
Info Source

... compliance with Carrington guidelines, applicable stated and federal regulations and investor ... Lead management systems (Leads 360), DU, LP, Appraisal Management Software · Excellent skills in .....

 
Job title
Company
Opus Bank
Location
Irvine, CA
Posted Date
Aug 11,2017
Info Source

Responsible for adherence to all compliance programs, including but not limited to, completion of ... investors, financial institutions..

 
Company
Western Natinal Group
Location
Orange, CA
Posted Date
Jul 21,2017
Info Source

... to Compliance Specialist/Bond Administrator for approval as instructed; completing compliance ... Investor Relations, Budget Analyst Brand Management - Marketing, Sales Customer Service - Phone .....

 
Company
Opus Bank
Location
Irvine, CA
Posted Date
Jun 07,2017
Info Source

Support the Compliance Manager on executing audit programs and performing field test work as part ... investors, financial institutions, capital raisers and financial advisors..

Related Job Title
Narrow Your Search Results — Try Advanced Search

Search All Placentia Investment Compliance Manager Jobs

By using Employment Crossing, I was able to find a job that I was qualified for and a place that I wanted to work at.
Madison Currin - Greenville, NC
  • All we do is research jobs.
  • Our team of researchers, programmers, and analysts find you jobs from over 1,000 career pages and other sources
  • Our members get more interviews and jobs than people who use "public job boards"
Shoot for the moon. Even if you miss it, you will land among the stars.
ComplianceCrossing - #1 Job Aggregation and Private Job-Opening Research Service — The Most Quality Jobs Anywhere
ComplianceCrossing is the first job consolidation service in the employment industry to seek to include every job that exists in the world.
Copyright © 2016 ComplianceCrossing - All rights reserved.