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... works closely with the Chief investment Officer, Portfolio Managers, and corporate ... Enforcement Responsible for leading the investment Compliance Team. Responsible for overseeing ... reporting to management any potential..
... firm is a leader in investment banking, financial services for consumers ... the compliance program for the investment adviser and supporting the ongoing ... firm is a leader in..
... business agenda for the discretionary investment products (e.g. Active Portfolios, Select ... and ongoing diligence over third-party Investment Manager composites across the Advisory ... • Work with available third-party..
Chief Compliance Officer – Global Consumer Banking','18019200','!*!About CitiCiti, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, ..
POSITION SUMMARY Under immedaite supervision, the Compliance Associate will work closely with more senior members of the Compliance team and is responsible for gathering information and documentation for day to day ..
Bank of America
Sr Business Control Specialist
Charlotte, NC, 28230, USA
The candidate will join the Treasury Strategic Initiatives team, which ..
The BSA Analyst
supports EverBank's enterprise-wide BSA Program to help ensure BSA regulatory requirements are met and to protect the bank from losses. The BSA Analyst is responsible for investigating ..
Job DescriptionAt Wells Fargo, we have one goal: to satisfy our customersu2019 financial needs and help them achieve their dreams. Weu2019re looking for talented people who will put our customers at ..
Senior Compliance Consultant Retail Investment Advisor Risk Type: Regulatory/Compliance Expertise: ... Our mission as a leading investment management firm is to help ... Specific experience in the retail investment adviser..
Lead Risk Analyst - Regulatory Compliance SME','1801810','!*!Risk is present in all of Santander’s activities and effective Risk Management is a critical component of the Bank’s success. Through application of the Bank’s ..
Career Category:Experienced ProfessionalFull/Part Time:Full-TimeRegular/Temporary:RegularDate Posted:01/26/2018 Responsibilities: As a Sr. Compliance Specialist, you will partner with more senior compliance staff in activities including: process coordination, various monitoring activities, compliance report generation & ..
3084-334 Job Description
Under immedaite supervision, the Compliance Associate will work closely with more senior members of the Compliance team and is responsible for gathering information and ..
A Top Tier asset management firm is seeking a Compliance Analyst with 2-5 years’ experience in investment management familiar with CMP process
Indicate changing regulatory legal developments.
Permanent, Full time
Credit Suisse -
23 Mar 18
Line Coverage Compliance Officer - Asset Management # 110655
Dynamic work environment
Review and approve ..
Are you looking for a rewarding career in a well-established financial institution?
Centra Credit Union has an exciting opportunity for a motivated professional to join our team as a Director of ..
... our customers and clients. Cigna Investment Management - Cigna Investment Management (CIM) is the Cigna ... for the over $30 billion investment portfolio for Cigna. Cignas investment assets are..
Compliance Testing Officer, Vice President
Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 5th largest financial group in the world with total assets of over $2.4 trillion (as ranked ..