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... support to Janney’s Capital Markets Compliance team. Candidate will work with ... Candidate will work with senior compliance professionals in the areas of ... daily, weekly, monthly, and quarterly..
... a **Senior Payment Services Risk Compliance and Program Manager** to join ... join the Payment Services Risk Compliance team. **Responsibilities:** Overseeing, managing, and ... Overseeing, managing, and reporting on..
Technical Business Analyst/Project Manager - Compliance in Bala Cynwyd, PA (Philadelphia Area) | Technology - Infrastructure, Support & Engineering at Susquehanna International Group
- Quant Research
... Information Security Governance, Risk and Compliance (GRC) Analyst (I or II) who will ... designed. • Coordinate IT self-assessment compliance reviews based on regulatory, industry ... requirements. • Conduct..
Compliance Analyst','COM0007N','!*!The Compliance Testing Unit (CTU) is responsible ... governance of an integrated risk-based Compliance Testing Program that provides actionable ... CTU reports its findings to compliance and business unit..
... a team, the Branch Examinations Analyst is largely expected to work ... for FINRA and company policy compliance and provide written reports documenting ... corrective action. Act as day-to-day..
... deep understanding of regulatory and compliance issues complements the knowledge, technology ... the business processes across the mortgage life cycle. JOB FAMILY DESCRIPTION ... projects to the Business System..
... the Job: The Ethics & Compliance (E&C) Sr. Specialist / Risk ... (E&C) Sr. Specialist / Risk Analyst will assist in analyzing risks ... E&C Sr. Specialist / Risk..
Compliance Analyst Broadridge Financial Solutions • Pittsburgh ... PA Job #746155226 As a Compliance Analyst on our Access Data team, ... related to short-term trading policy compliance. Additionally, you'll interact..