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Director - Domestic Tax Compliance and Reporting Overview The Director, ... Overview The Director, Domestic Tax Compliance and Reporting will primarily be ... 10Q), including verifying accuracy and compliance with..
['Director, Regulatory Compliance Risks, Internal Audit','OPE0003L','!*!Are you looking ... and execute audits of Prudential’s compliance risks? If so, we are ... are looking for an experienced compliance professional or auditor..
... nResponsibilitiesnThis role is a Senior Compliance Officer for CIT Capital Securities ... is responsible for managing the compliance programs for the BD (Broker ... of the BD and RIA..
Compliance Officer - Team Lead - ... Sector: Asset Management Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Primary Location: United States,New York,Long ... Education: Bachelor's Degree Job Function: Compliance and Control Travel..
Compliance Operations - Broker Dealer Alerts ... Administrative Office Operations team supports compliance, and manages and maintains reference ... across the organization and provide compliance operational support across the firm's..
Regulatory Compliance Risk Management (RCRM), Wells Fargo’s ... Management (RCRM), Wells Fargo’s regulatory compliance second line of defense function, ... guidance (regulatory requirements), meet regulatory compliance responsibilities, and manage regulatory..
Global Compliance - Global Compliance Policy Group - Policy Associate ... - Policy Associate Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance JPMorgan Chase & Co. (NYSE: ... management, and private equity. Global..
... product/financial services and/or auditing or compliance experience preferred. Thorough knowledge of ... regulations. Solid understanding of Enterprise Compliance Risk Management and best practices. ... Make your mark: bnymellon.com/careers.Risk and..
Compliance Operations - SAR Quality Assurance ... Operations - SAR Quality Assurance Compliance Officer JPMorgan Chase & Co. ... Office (CAO) Operations team supports compliance, and manages and maintains reference..
DEPARTMENT: Compliance JOB TITLE: Futures - Compliance Officer LOCATION: New York TASKS ... the implementation of the Firm’s Compliance Program. Conduct internal compliance reviews and investigations. Assist with ... internal..
... for an IT Director of Compliance, Regulation, and Risk for a ... the manager of Enterprise IT Compliance and Risk and will have ... Party Risk Management Lead Regulatory..
Global Sanctions Compliance – Blocked Assets and Licensing ... Assets and Licensing Unit - Compliance Officer-Associate JPMorgan Chase & Co. ... equity. Description Global Financial Crimes Compliance (GFCC) team is..
Corporate Compliance - Global Sanctions Compliance Manager The OFAC Vice President, ... Manager The OFAC Vice President, Compliance Manager will be the subject ... of business and regions on compliance..
['Director, Compliance','FI 00031','!*!PGIM Fixed Income, a division ... Financial, is seeking a senior compliance professional knowledgeable in Fixed Income ... issues to assist its Chief Compliance Officer in overseeing a..
['Senior Associate, Compliance','QM 0000F','!*!Prudential Financial companies serve individual ... of June 30, 2017. PGIM Compliance has a Compliance Associate level position available, located ... the certain regulatory, contractual, and compliance..
... Summary: The Cybersecurity Controls & Compliance senior analyst will serve as ... guidance and assess impact/readiness for compliance In addition, the Cybersecurity Controls ... addition, the Cybersecurity Controls and..
... Summary: The Cybersecurity Controls & Compliance Standards Analysts will manage and ... organization to troubleshoot and resolve compliance issues.Engage with Audit and Line ... reporting Experience in performing policy..
Assistant Vice President Senior Compliance Officer Control Review','000095WA','!*!Performs periodic testing ... periodic testing reviews of the compliance control framework as directed by ... framework as directed by Regulatory Compliance Monitoring..
... President Americas Head of Regulatory Compliance HSS','00008RW3','!*!Ensures compliance of the HSS (HSBC Security ... and industry regulations by providing compliance support, advice, and guidance to ... guidance to the..
VP Consumer Compliance The VP will be responsible ... policies and procedures for consumer compliance. Responsibilities include reviewing and assessing ... and assessing the Bank's consumer compliance practice, including but..
Electronic Communications Compliance Specialist, Associate','172948','!*! ','!*! BlackRock is ... | LinkedIn: www.linkedin.com/company/blackrock BlackRock's Global Compliance Department protects BlackRock’s reputation and ... assist the business in translating compliance into their daily..
Undergraduate degree or an equivalent combination of training and experience
5 years of compliance, risk management, or auditing experience
Knowledge in internal control and risk management
Asset management industry experience, ..