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With minimal guidance, performs the assessment of internal controls over financial reporting to ensure compliance with the Sarbanes-Oxley Act (SOX). Assigned business/business partner areas are typically small to medium in size ..
Position Title: Compliance Specialist - Operations Business Unit: Operations ... the Operations Departments and the Compliance Department staff in the identification, ... identification, measurement and monitoring of compliance risks within..
DescriptionThe Senior Compliance Specialist will support the broker-dealers licensing and registration activities reporting to the Licensing & Registration Compliance Manager.This position is responsible for the following activities:
Facilitate the securities and ..
... of the customer Ensure compliance with all financial policies, procedures and regulatory ... and specialists through collaboration Self-motivated, confident, and ability to multitask .....
Ensure compliance with all financial policies, procedures and regulatory requirements * Achieve ... Desire to build strong relationships with teammates, business partners and specialists through .....
**Regulatory Technical Specialist 3- Post Market Regulatory Compliance**
Job Family: Quality Management
**Division:** Siemens Healthineers
**Business Unit:** Quality & Technology
**Requisition Number:** ..
nnJob DescriptionnPosition Title: Compliance Specialist - OperationsBusiness Unit: OperationsReports to: ... the Operations Departments and the Compliance Department staff in the identification, ... identification, measurement and monitoring of compliance risks..
Reporting to a Director of Compliance, the Compliance Specialist provides assistance with implementation of ... with implementation of the PSH Compliance Plan and Compliance Work Plan. Under general supervision, .....
Marketing Statement The Philadelphia Housing Authority, America's fourth largest public housing authority and leader in real estate development and property management seeks a Compliance Specialist .....
Company is the 7th largest bank in the US and provides banking, investment, mortgage, and trust ... TAGS: ACCOUNTANT, FUND ACCOUNTANT, MUTUAL FUNDS, SEC, FINRA, COMPLIANCE, FINANCE MANAGER, BANK .....
Compliance Specialist Quaint Oak Bank is hiring an experienced Compliance Specialist for their Southampton Office Join a growing organization that offers excellent opportunities for career growth, a .....