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... nResponsibilitiesnThis role is a Senior Compliance Officer for CIT Capital Securities ... is responsible for managing the compliance programs for the BD (Broker ... of the BD and RIA..
Global Compliance - Global Compliance Policy Group - Policy Associate ... - Policy Associate Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance JPMorgan Chase & Co. (NYSE: ... management, and private equity. Global..
... to 15 years of diversified compliance experience with exposure to investment ... Make your mark: bnymellon.com/careers.Risk and Compliance provide risk and compliance services across all BNY Mellon ... Mellon..
... product/financial services and/or auditing or compliance experience preferred. Thorough knowledge of ... regulations. Solid understanding of Enterprise Compliance Risk Management and best practices. ... Make your mark: bnymellon.com/careers.Risk and..
BA/BS, MBA or professional certification preferred. 7-10 years relevant product/financial services and/or auditing or compliance experience preferred. Thorough knowledge of Financial Services rules and regulations. Solid understanding of Compliance Risk ..
Compliance Operations - SAR Quality Assurance ... Operations - SAR Quality Assurance Compliance Officer JPMorgan Chase & Co. ... Office (CAO) Operations team supports compliance, and manages and maintains reference..
... product/financial services and/or auditing or compliance experience preferred. Thorough knowledge of ... and regulations. Solid understanding of Compliance Risk Management and best practices. ... Make your mark: bnymellon.com/careers.Risk and..
DEPARTMENT: Compliance JOB TITLE: Futures - Compliance Officer LOCATION: New York TASKS ... the implementation of the Firm’s Compliance Program. Conduct internal compliance reviews and investigations. Assist with ... reviews..
... for an IT Director of Compliance, Regulation, and Risk for a ... the manager of Enterprise IT Compliance and Risk and will have ... Vendor/3rd Party Risk Management Lead..
Global Sanctions Compliance – Blocked Assets and Licensing ... Assets and Licensing Unit - Compliance Officer-Associate JPMorgan Chase & Co. ... equity. Description Global Financial Crimes Compliance (GFCC) team is..
Corporate Compliance - Global Sanctions Compliance Manager The OFAC Vice President, ... Manager The OFAC Vice President, Compliance Manager will be the subject ... of business and regions on compliance..
['Director, Compliance','FI 00031','!*!PGIM Fixed Income, a division ... Financial, is seeking a senior compliance professional knowledgeable in Fixed Income ... issues to assist its Chief Compliance Officer in overseeing a..
['Senior Associate, Compliance','QM 0000F','!*!Prudential Financial companies serve individual ... of June 30, 2017. PGIM Compliance has a Compliance Associate level position available, located ... and PGIM regarding the certain regulatory,..
... Summary: The Cybersecurity Controls & Compliance senior analyst will serve as ... subject matter expert on many regulatory and industry requirements relating to ... to understand and interpret new..
... Summary: The Cybersecurity Controls & Compliance Standards Analysts will manage and ... and also due to heightened Regulatory scrutiny Major Responsibilities: Engage with ... organization to troubleshoot and resolve..
Assistant Vice President Senior Compliance Officer Control Review','000095WA','!*!Performs periodic testing ... periodic testing reviews of the compliance control framework as directed by ... control framework as directed by Regulatory Compliance..
... Vice President Americas Head of Regulatory Compliance HSS','00008RW3','!*!Ensures compliance of the HSS (HSBC Security ... and industry regulations by providing compliance support, advice, and guidance to ... guidance to..
VP Consumer Compliance The VP will be responsible ... policies and procedures for consumer compliance. Responsibilities include reviewing and assessing ... and assessing the Bank's consumer compliance practice, including but..
Electronic Communications Compliance Specialist, Associate','172948','!*! ','!*! BlackRock is ... | LinkedIn: www.linkedin.com/company/blackrock BlackRock's Global Compliance Department protects BlackRock’s reputation and ... assist the business in translating compliance into their daily..
... join a growing team of Compliance Officers responsible for the review ... of resources set aside for compliance and discussion of any necessary ... any necessary improvements. Determine material..
... in writing Additionally, the Tax Compliance Analyst is responsible for periodic ... for periodic business unit tax compliance reviews. The reviews are performed ... performed to ensure business unit..
... with me now! - https://flashrecruit.com/jobs/256168 Compliance Monitoring and Reporting Lead (located ... Lead (located in Manhattan) The Compliance Monitoring & Reporting Lead reports ... reports directly to the Chief..