Mutual Fund Chief Compliance Officer Jobs in New York City, New York | ComplianceCrossing.com
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Mutual Fund Chief Compliance Officer Jobs in New York City






Job info
 
Company
AEC
Location
New York, NY
Posted Date
Jun 14,2018
Info Source

Ensure that effective internal controls are in place and ensure compliance and applicable federal ... The Chief Financial Officer (CFO) must have/be: * Bachelor's degree in accounting, finance or .....

 
Company
Citi
Location
Jersey City, New Jersey
Posted Date
Jun 13,2018
Info Source

The Chief Compliance Officer- Ethics is responsible for designing, implementing and managing effectively and efficiently a plan, to be prepared annually, and updated quarterly for the execution of .....

 
Company
Merit Personnel & Consulting
Location
New York, NY
Posted Date
Jun 04,2018
Info Source

Mutual Fund Administrator * Review financial statements of various closed end, open end and ... Communicate with outside vendors, internal departments (Marketing, Compliance, Product, Performance .....

 
Company
Career Group
Location
New York, NY
Posted Date
Jun 04,2018
Info Source

Global Hedge Fund with gorgeous Midtown offices is seeking a bright and adaptable Executive Assistant to support their Chief Marketing Officer and Investor Relations Team. Firm offers fantastic perks .....

 
Company
MetroPlus Health Plan
Location
New York, NY
Posted Date
Mar 31,2018
Info Source

... fund of the City of New York. Please view the benefits page for more detailed information. Company Description MetroPlus provides access to health care services to New York City residents ..

 
Company
Integrated Management Solutions USA LLC
Location
New York, NY
Posted Date
Apr 21,2018
Info Source

Overview We are actively engaged in the search for Chief Compliance Officer (CCO). The CCO will be responsible for all Compliance matters at a crypto currency exchange broker-dealer. The successful .....

 
Company
The Compliance Search Group
Location
New York, NY
Posted Date
Mar 23,2018
Info Source

We are actively engaged in the search for Chief Compliance Officer (CCO). The CCO will be responsible for all Compliance matters at an electronic trading platform and broker-dealer. This individual .....

 
Company
Private
Location
New York, NY
Posted Date
May 18,2018
Info Source

Regulated Cryptocurrency Exchange is seeking a Chief Compliance Officer. Candidate must have the following requisite experience: *Minimum 3 years of experience performance compliance for a money .....

 
Company
Deutsche Bank - US
Location
New York, NY
Posted Date
Jun 03,2018
Info Source

... the Head of Swap Dealer Compliance (the equivalent of a Swap ... equivalent of a Swap Dealer Chief Compliance Officer, subject to substituted compliance) as a subject matter expert..

 
Company
National CARES Mentoring Movement
Location
New York, NY
Posted Date
May 26,2018
Info Source

The Chief Development Officer (CDO) will serve as the most senior fundraising leader for the ... to help fund its national expansion strategy. The ideal candidate is purpose-driven and an .....

 
Company
The Compliance Search Group
Location
New York, NY
Posted Date
Apr 06,2018
Info Source

This role is perfect for a person who has asset management, hedge fund, or alternative investments ... Chief Compliance Officer. This is a hands-on role where you will be involved in ..

 
Company
Female Founders Fund
Location
New-York, NY
Posted Date
May 15,2018
Info Source

Female Founders Fund is excited to announce that we are opening up summer internships. Since 2014 ... CEO summit. The summer 2018 Events Internship is suitable for an undergraduate or graduate ..

 
Company
START Treatment and Recovery Centers
Location
Brooklyn, NY
Posted Date
Apr 30,2018
Info Source

Position Summary: Reporting directly to the Chief of Staff, the CEO Office Coordinator is ... Provides administrative support to the Legal Counsel/Corporate Compliance Officer, such as..

 
Job title
Company
Pivotal Planning Group, LLC
Location
Jericho, NY
Posted Date
Mar 02,2018
Info Source

The Compliance Officer will work with the company's ... will work with the company's Chief Compliance Officer to oversee all aspects of ... all aspects of the firm's compliance with..

 
Company
HireResources
Location
New York, NY
Posted Date
Apr 12,2018
Info Source

The Chief Compliance Officer will be responsible for oversight ... a billion dollar ... Hedge Fund Compliance Oversight Trading Compliance and Best Execution Oversight Investment .....

 
Company
Citi
Location
New York, New York
Posted Date
Apr 04,2018
Info Source

... CEO attestation processes, among other program elements. More specifically, the position will: * Provide expert guidance on the Volcker Rule on a real-time basis to manage compliance risk in a ..

 
Company
Early Growth Financial Services
Location
New York, NY
Posted Date
Apr 02,2018
Info Source

Solid understanding of financial compliance requirements and experience implementing and managing ... CFO, strategic finance, tax, and valuation services and support to small to mid-sized companies at .....

 
Company
eToro
Location
,
Posted Date
May 30,2018
Info Source

S. office is looking for a Chief Compliance Officer to lead the U.S. subsidiary overall cryptocurrency compliance efforts. The ideal candidate will have an extensive and senior management background .....

 
Company
Abbott Capital Management
Location
New York City, New York
Posted Date
Apr 25,2018
Info Source

The CCO will be responsible for developing, monitoring and maintaining Abbott's compliance program to ensure that the Company and its employees are complying with relevant regulatory requirements and .....

 
Company
New York University
Location
New York, NY
Posted Date
Mar 23,2018
Info Source

Office of Compliance and Risk Management FT/PT Full-Time ... Summary Reporting to the University's Chief Compliance Officer, the Export/Import Controls Compliance Officer serves as the principal .....

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