Mutual Fund Chief Compliance Officer Jobs in New York City, New York | ComplianceCrossing.com
Your search results
20

Mutual Fund Chief Compliance Officer Jobs in New York City






Job info
 
Company
Hedge Fund
Location
New York, NY
Posted Date
Sep 20,2018
Info Source

Our team is looking to bring on a motivated compliance professional to join our NYC team. With offices, worldwide, our new hire will be the only fully dedicated compliance professional for ..

 
Company
MARSH & MCLENNAN COMPANIES, INC
Location
New York, NY
Posted Date
Sep 19,2018
Info Source

This role is under the general supervision of a Chief Compliance Officer but also must be able and willing to independently manage assigned projects and handle complex legal & compliance issues..

 
Company
Twenty Recruitment Group - US
Location
New York, NY
Posted Date
Sep 14,2018
Info Source

Our client is seeking a Chief Compliance Officer (CCO) who will be responsible for overseeing the firms compliance program..

 
Company
The Blackstone Group LP
Location
New York, NY
Posted Date
Mar 05,2018
Info Source

: Compliance Officer - Blackstone Legal & Compliance Employer: Blackstone Firm Overview: Blackstone ... in a credit oriented fund environment with a substantial knowledge of relevant rules and .....

 
Company
Sims Metal Management
Location
Jersey City, NJ
Posted Date
Sep 07,2018
Info Source

To the satisfaction of Director, Business VP's / NAM CFO * Collection of necessary insurance claims ... No unreported non-compliance * Ensure permit & license non-compliances are communicated to legal .....

 
Company
HireResources
Location
New York, NY
Posted Date
Apr 12,2018
Info Source

The Chief Compliance Officer will be responsible for oversight ... a billion dollar ... Hedge Fund Compliance Oversight Trading Compliance and Best Execution Oversight Investment .....

 
Company
WHCP/NYHRE
Location
New York, NY
Posted Date
Sep 11,2018
Info Source

CHIEF FINANCIAL OFFICER JOB SUMMARY NYHRE and Washington Heights Corner Project are combining ... They will ensure the organization maintains compliance with State and City regulatory controls .....

 
Company
DE pfp
Location
Manhattan, NY
Posted Date
Sep 04,2018
Info Source

Sr. Compliance Officer(VP level) Location: NY, NY(midtown) Salary: $150k to $180k base, plus highly competitive bonus, benefits and retirement package Job Summary: One of the largest Asian .....

 
Company
Key Career Services
Location
Manhattan, NY
Posted Date
Aug 20,2018
Info Source

Broker Dealer Firm is seeking a Compliance Officer for the firms various fixed income businesses. You will be responsible for providing real-time advice and support to front office personnel in a ..

 
Company
Special Citizens Futures Unlimited
Location
Bronx, NY
Posted Date
Sep 06,2018
Info Source

You will act as staff to the CEO and Governing Board by monitoring and reporting results of the compliance and ethics efforts of the agency and in providing guidance for the ..

 
Company
The Goodkind Group
Location
New York, NY
Posted Date
Jan 19,2018
Info Source

A leading Financial Services Firm in NY is seeking to add a Senior Compliance Officer to support the CCO with the development and implementation of the Alternatives compliance program..

 
Company
HAKS
Location
New York, NY
Posted Date
Jul 03,2018
Info Source

HAKS is seeking a Compliance Officer to be based in the New York office. The candidate is responsible for managing implementation, monitoring and continuous improvement of the Compliance and Ethics .....

 
Company
Credit Suisse -
Location
New York, NY
Posted Date
Sep 04,2018
Info Source

Line Coverage Compliance Officer (CIG) - Asset Management # 115851..

 
Company
HAKS
Location
New York, NY
Posted Date
Aug 10,2018
Info Source

HAKS is seeking a Compliance Officer to be based in the New York office. The candidate is responsible for managing implementation, monitoring and continuous improvement of the Compliance and Ethics .....

 
Company
Spartan Capital Securities, LLC.
Location
New York, NY
Posted Date
Sep 06,2018
Info Source

COMPLIANCE OFFICER Role Summary: Working in conjunction with Senior Management in fulfilling all Regulatory and Compliance requirements. The position involves, but is not limited to; · Maintaining .....

 
Company
The Compliance Search Group
Location
Manhattan, NY
Posted Date
Jul 27,2018
Info Source

Partner with the Chief Compliance Officer on matters in addition to ... Asset management industry experience, including mutual fund business preferred. * Knowledge of .....

 
Company
Credit Suisse -
Location
New York, NY
Posted Date
Jul 11,2018
Info Source

Prime Derivatives Services Compliance Officer # 115762..

 
Company
BNY Mellon Investment Management
Location
New York, NY
Posted Date
Jun 28,2018
Info Source

IM Infrastructure-HR14826 Requisition Number: 1809688 SrAnlyst, Compl&Control (Mutual Fund/Asset Mgmt. Compliance..

 
Company
TransferMate
Location
New York, NY
Posted Date
Aug 15,2018
Info Source

A Compliance Officer is responsible for monitoring and providing business support on a variety of complex regulatory matters. As Compliance Officer you will be responsible for: · Provide support on .....

 
Company
The Compliance Search Group
Location
New York, NY
Posted Date
Aug 11,2018
Info Source

... Fund activity to detect potential compliance issues and execute corrective action ... action as needed ... The Chief Compliance Officer will be responsible for a .....

Narrow Your Search Results — Try Advanced Search

Search All New York City Mutual Fund Chief Compliance Officer Jobs

EmploymentCrossing is great because it brings all of the jobs to one site. You don't have to go all over the place to find jobs.
Kim Bennett - Iowa,
  • All we do is research jobs.
  • Our team of researchers, programmers, and analysts find you jobs from over 1,000 career pages and other sources
  • Our members get more interviews and jobs than people who use "public job boards"
Shoot for the moon. Even if you miss it, you will land among the stars.
ComplianceCrossing - #1 Job Aggregation and Private Job-Opening Research Service — The Most Quality Jobs Anywhere
ComplianceCrossing is the first job consolidation service in the employment industry to seek to include every job that exists in the world.
Copyright © 2018 ComplianceCrossing - All rights reserved. 168