Mutual Fund Chief Compliance Officer Jobs in New York City, New York | ComplianceCrossing.com
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Mutual Fund Chief Compliance Officer Jobs in New York City

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Company
CMP.jobs
Location
New York, NY
Posted Date
Nov 23,2017
Info Source

Position Summary Our client is recruiting for a Swap Dealer Chief Compliance Officer reporting into the CEO. This individual will be the key decision maker on a daily basis for the ..

 
Company
Infinity Consulting Solutions
Location
New York, New York
Posted Date
Nov 23,2017
Info Source

* Support and assist CCO in designing and overseeing the overall compliance programs, including KYC, BSA/AML, OFAC, Corporate Compliance and other related projects. * Support CCO in reviewing all .....

 
Company
Credit Suisse -
Location
New York, NY
Posted Date
Nov 22,2017
Info Source

You will also work with business heads, product COOs (Chief Operating Officer), BRCOs (Business Risk Control Officer), Compliance and other corporate functions to ensure there is an effective and .....

 
Company
Cybercoders
Location
New York, NY
Posted Date
Nov 21,2017
Info Source

CTO - Needed ASAP!! Do you live in New York? Looking to work for a start-up company? Experience in ... Your Right to Work – In compliance with federal law, all ..

 
Company
Colgate-Palmolive
Location
New York, NY
Posted Date
Nov 20,2017
Info Source

... Chief Legal Officer and Secretary and the Chief of Staff in connection with the Global Legal ... in compliance with state, Federal, listing and other requirements, including the Company .....

 
Company
THE EVERGREENS CEMETERY
Location
New York, New York
Posted Date
Nov 14,2017
Info Source

Track and produce reports on investments and fund accounts. Provide executive management with ... Ensure that effective internal controls are in place and ensure compliance with GAAP and applicable .....

 
Company
Highbridge Advisory Council
Location
Bronx, NY
Posted Date
Nov 10,2017
Info Source

... compliance with the state and federal regulations * Enable the Board to fulfill its governance ... Some general knowledge of fund development is also preferred. * The individual must be ..

 
Company
Glocap
Location
New York, NY
Posted Date
Nov 10,2017
Info Source

We partner with select private equity funds, hedge funds, investment banks, fund of funds ... compliance, IT, human resources, and legal professionals as well as COOs, CFOs, bankers .....

 
Job title
Company
Cybercoders
Location
New York, NY
Posted Date
Nov 08,2017
Info Source

CFO If you're a CFO with significant non-profit experience, please read on! Top Reasons to Work ... Oversee all accounting functions (including management of the budget, compliance, internal audit .....

 
Job title
Company
Trandon Associates, Inc
Location
Westchester, NY
Posted Date
Nov 08,2017
Info Source

Assist the PC in the identification, evaluation, selection, development, fund-sourcing and ... Ensure that is in compliance with legal, contractual, debt covenant, and other requirements..

 
Company
FSS Staffing
Location
New York, NY
Posted Date
Nov 07,2017
Info Source

We are looking for someone to work in legal department of mutual fund investment house-- There is a 2-4 years experience requirement in compliance researching and answering internal questions..

 
Company
Right Executive Search, LLC
Location
New York, NY
Posted Date
Nov 01,2017
Info Source

The Client Fund Services division of the company delivers middle and back office solutions to alternative asset managers, offering customized straight-through-processing and integration of post-trade .....

 
Job title
Company
Trandon Associates, Inc
Location
Teaneck, NJ
Posted Date
Oct 31,2017
Info Source

Experience as a CFO or Controller level position/capacity * 10 + years experience with senior ... · Ensure compliance with appropriate Generally Accepted Accounting Principles and audit .....

 
Company
Citigroup Inc.
Location
New York, New York
Posted Date
Oct 26,2017
Info Source

Develop a valued interactive program of support and compliance risk management services covering ... Lead and manage a staff of TTS ICRM officers at various levels, with direct accountability for .....

 
Company
CMP.jobs
Location
New York, NY
Posted Date
Oct 06,2017
Info Source

... years experience as a lawyer, compliance officer, or chief compliance officer within an institutional capital markets ... banking 5+ years as a Chief .....

 
Company
Telsey Advisory Group
Location
New York, NY
Posted Date
Oct 02,2017
Info Source

Interface with media networks and compliance for CEO's TV, print and radio appearances * Special projects as required * Backup to fellow team members, which will include learning all aspects of ..

 
Company
MUFG
Location
New York, NY
Posted Date
Sep 29,2017
Info Source

... and mutual understanding, and inspiring the best in each other. This is all part of our inclusive ... Partner with other Compliance teams and global functions, including Legal, Middle Office, ..

 
Company
The PeterSan Group
Location
New York, New York
Posted Date
Sep 27,2017
Info Source

Our client, a Latin America-based investment bank is seeking a Chief Compliance Officer (“CCO”) for its US broker dealer business located in NYC. The CCO will oversee all regulatory compliance .....

 
Company
The Execu|Search Group
Location
New York, New York
Posted Date
Aug 17,2017
Info Source

Remain abreast of and anticipate industry trends and potential changes to regulation and/or policies and their impact on the compliance program, monitoring and/or reporting * Identify and respond to .....

 
Company
SilverChair Partners
Location
New York, NY
Posted Date
Apr 13,2016
Info Source

The CEO of a prominent hedge fund is looking for an Executive Assistant. The ideal candidate is detail-oriented and resourceful. This position will be the true right hand to the CEO ..

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