Mutual Fund Chief Compliance Officer Jobs in New York City, New York | ComplianceCrossing.com
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Mutual Fund Chief Compliance Officer Jobs in New York City






Job info
 
Company
Invesco
Location
New York, NY
Posted Date
Feb 22,2018
Info Source

- Compliance Officer (Senior Loans) (21025) Job Description ... (Senior Loans) (21025) Job Description Compliance Officer (Senior Loans) - 21025 ... ... (Senior Loans) - 21025 ... mutual funds, institutional..

 
Company
Citigroup
Location
new york city, New York
Posted Date
Feb 22,2018
Info Source

- Chief Compliance Officer - Training (18003124) Job..

 
Company
The Compliance Search Group
Location
New York, NY
Posted Date
Feb 22,2018
Info Source

Overview The asset management division of a diversified financial services firm that has been conducting business for over one hundred years seeks a General Counsel and Chief Compliance Officer (GC .....

 
Company
CareerBliss
Location
New York City, NY
Posted Date
Feb 21,2018
Info Source

The individual will work closely with the firm's Chief Compliance Officer and will focus on further developing the firm's compliance program, e.g. by maintaining and enhancing the firm's policies .....

 
Company
Key Career Services
Location
New York, NY
Posted Date
Feb 21,2018
Info Source

... FUND, PRIVATE EQUITY or AN ASSET MANAGEMENT FIRM IS DESIRED Our client is an investment firm ... body compliance, in relation to Information Technology. Competencies · Ability to actively .....

 
Company
The Blackstone Group
Location
New York, NY
Posted Date
Feb 18,2018
Info Source

The candidate would also provide support to other Blackstone private fund groups, including, Private Wealth Solutions, Liquidity Solutions and the Insurance Solutions Group. The Compliance officer .....

 
Company
Design Force
Location
New York, New York
Posted Date
Feb 17,2018
Info Source

• CCO has oversight authority over all compliance functions and staff acting in furtherance of those compliance functions. • CCO's authority also extends to any activities performed by the SEF to ..

 
Company
Insurance, New York, NY
Location
New York, NY
Posted Date
Feb 16,2018
Info Source

COMPANY is seeking a General Counsel & Chief Compliance Officer (GC/CCO) for the Registered Investment Adviser who will act as General Counsel on a variety of investment and procedural legal matters ..

 
Company
NBC Universal
Location
New York, NY
Posted Date
Feb 15,2018
Info Source

Chief Compliance Officer **Business Segment** Staff **Sub-Business** Corporate Legal **Posting Category** Legal & Business Affairs **About Us** At NBCUniversal, we believe in the talent of our people..

 
Company
Jefferies
Location
New York, NY
Posted Date
Feb 14,2018
Info Source

Electronic Advisory Compliance Officer Jefferies, the global investment banking firm focused on ... Work with Front Office, COO & IT teams to review risks associated with electronic trading and .....

 
Company
Morgan Stanley
Location
New York, NY
Posted Date
Feb 12,2018
Info Source

- Advertising and Broker Dealer Compliance Officer (3099129) Job Description Advertising and Broker ... funds, hedge funds, fund of hedge funds and REITS; * Extensive knowledge of FINRA and SEC .....

 
Company
Citigroup
Location
new york city, New York
Posted Date
Feb 12,2018
Info Source

- Chief Compliance Officer - Treasury and Trade Solutions (TTS) (17072061) Job..

 
Company
The Bank of New York Mellon
Location
Jersey City, NJ
Posted Date
Feb 10,2018
Info Source

- VP - Compliance Officer III - Privacy (1801769) Job ... (1801769) Job Description VP - Compliance Officer III ... Act fund managers and individual investors. We .....

 
Company
Citigroup Inc.
Location
New York, New York
Posted Date
Feb 08,2018
Info Source

The Chief Compliance Officer (CCO) - Training will be ... and will report to the Chief Compliance Officer and with a matrix line .....

 
Company
Green Key Resources
Location
New York City, NY
Posted Date
Feb 02,2018
Info Source

Researching, preparing and providing advice on compliance and regulatory matters; Assisting on new product initiatives and fund launches; Monitoring regulatory developments relevant to the areas of .....

 
Company
IT Services, New York, NY
Location
New York, NY
Posted Date
Jan 26,2018
Info Source

Position summary The Chief Compliance Officer position will be within a banking non-depository trust company subsidiary of Company (the "Trust Company"). The candidate will be responsible for .....

 
Company
Northwestern Mutual - NYC Park Avenue
Location
,
Posted Date
Jan 23,2018
Info Source

Chief Growth Officer Hours : 8:00 AM - 4:00 PM Job Description: The Financial Planning Consultant ... Investment philosophy consistent with Northwestern Mutual * Clean compliance record and background .....

 
Company
The Compliance Search Group, LLC
Location
New York City, NY
Posted Date
Jan 07,2018
Info Source

The Chief Compliance Officer will be responsible, in part, for the following: Compliance oversight of the division's limited-purpose broker-dealer and investment adviser Testing, monitoring, and .....

 
Company
Assurant, Inc.
Location
New York, New York
Posted Date
Dec 17,2017
Info Source

The AIM GC/CCO will also be responsible for continued development, implementation, improvement, maintenance, and monitoring of all AIM related compliance requirements. In addition, The GC/CCO will .....

 
Company
Assurant
Location
New York, NY
Posted Date
Dec 15,2017
Info Source

- General Counsel & Chief Compliance Officer, Assurant Investment Management (52873) Job ... Job Description General Counsel & Chief Compliance Officer, Assurant Investment Management - 52873 .....

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