Prudential Compliance Jobs in Manhattan, New York | ComplianceCrossing.com
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Prudential Compliance Jobs in Manhattan






Job info
 
Company
MUFG
Location
New York, NY
Posted Date
Feb 20,2018
Info Source

... DFA, and Enhanced Prudential Standards), reviewing and enhancing Market Risk policies and ... Risk & Compliance..

 
Company
Deutsche Bank
Location
New York, NY
Posted Date
Feb 20,2018
Info Source

The RPAG Trade Advisory team determines the regulatory treatment of complex transactions to ensure compliance with prudential regulatory reporting requirements. RPAG's transaction advice focuses on .....

 
Company
UBS
Location
New York, NY
Posted Date
Feb 18,2018
Info Source

... The Enhanced Prudential Standards program is charged with the responsibility to implement changes in the US organization to ensure compliance with the Federal Reserve requirements for the US .....

 
Company
UBS Financial Services
Location
New York, NY
Posted Date
Feb 17,2018
Info Source

The Enhanced Prudential Standards program is charged with the responsibility to implement changes in the US organization to ensure compliance with the Federal Reserve requirements for the US .....

 
Company
UBS
Location
New York City, New York
Posted Date
Feb 17,2018
Info Source

The Enhanced Prudential Standards program is charged with the responsibility to implement changes in the US organization to ensure compliance with the Federal Reserve requirements for the US .....

 
Company
(unknown company)
Location
Jersey City, NJ
Posted Date
Feb 15,2018
Info Source

S. platform's operating model due to the drastic changes introduced by the Enhanced Prudential ... Legal, Compliance, Audit, Territory Governance, Finance Project Office and Business Operations) and .....

 
Company
Ridgefield One
Location
Greenwich, CT
Posted Date
Feb 11,2018
Info Source

Ensuring compliance with regulatory requirements. * Lead and/or participate in closing meetings and ... Prudential Regulatory Authority (U. K.), the Financial Conduct Authority (U. K.), the European .....

 
Company
Goldman Sachs
Location
Jersey City, NJ
Posted Date
Feb 07,2018
Info Source

... and regulatory compliance support, our work contributes directly to the firm s success. The ... Monthly financials to the CMA prudential department * Annual Pillar 3 report to the CMA ..

 
Company
Advantage xPO
Location
New York, NY
Posted Date
Feb 06,2018
Info Source

The Regulatory Compliance Data Analyst will assist in the development and execution of a client ... Familiarity with regulatory change programmes and key regulatory requirements across: * prudential .....

 
Company
Barclays Capital
Location
New York, New York
Posted Date
Jan 30,2018
Info Source

Monitor and interpret regulatory requirements from Prudential Regulatory Authority (PRA) and implement changes systems to make them compliant. Bachelor's degree or foreign equivalent in Finance .....

 
Company
Union Bank, N.A.
Location
New York, NY
Posted Date
Jan 21,2018
Info Source

Designs new policies and processes to ensure compliance with applicable regulatory requirements ... Prudential Standards. * Ability to manage multiple projects concurrently and successfully..

 
Company
Union Bank, N.A.
Location
New York, NY
Posted Date
Jan 21,2018
Info Source

... the Regional Compliance Testing Program, within the timeframes required * Support the Standards & Practices Manager, with the Enhanced Prudential Standards development, implementation, and .....

 
Company
MUFG
Location
New York City, New York
Posted Date
Jan 18,2018
Info Source

... the Regional Compliance Testing Program, within the timeframes required * Support the Standards & Practices Manager, with the Enhanced Prudential Standards development, implementation, and .....

 
Company
BNP Paribas
Location
New York, NY
Posted Date
Jan 10,2018
Info Source

S. platform's operating model due to the drastic changes introduced by the Enhanced Prudential ... Work to ensure overall compliance including appropriate scheduling of validation efforts * Provide .....

 
Company
BNP Paribas
Location
New York, NY
Posted Date
Jan 10,2018
Info Source

S. platform's operating model due to the drastic changes introduced by the Enhanced Prudential ... Work to ensure overall compliance including appropriate scheduling of validation efforts * Provide .....

 
Job title
Company
Atlantic Partners
Location
Newark, NJ
Posted Date
Jan 03,2018
Info Source

... support Prudential's investments business. This position reports to the Director of Digital ... Support Compliance and Legal initiatives as they influence the digital footprint.Coordinate efforts .....

 
Company
BNP Paribas
Location
Jersey City, NJ
Posted Date
Dec 21,2017
Info Source

CIMA Reports (CIQPR, LBS & CPIS) - "Cayman Islands Quarterly Prudential Returns," "Locational ... Ensure compliance with regulatory reporting instructions for the respective reports. * Ensure .....

 
Company
Newedge
Location
New York, NY
Posted Date
Oct 23,2017
Info Source

... and compliance assessment of risk models, stress tests and risk processes deployed for SG US operations to manage credit, market, liquidity and operational risks, according to US prudential .....

 
Company
SMBC
Location
Jersey City, NJ
Posted Date
Oct 12,2017
Info Source

... support the Enhanced Prudential Standards and the formation of a Bank Holding Company ... Assist with the definition, documentation, maintenance, implementation and compliance of data .....

 
Company
Prudential Financial
Location
Brooklyn, NY
Posted Date
Jan 17,2017
Info Source

Since 1875, Prudential has been helping people grow and protect their assets. Our diversified ... Business ethics and compliance awareness * Excellent time management /organizational skills * Self .....

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