Regulatory Advisor Jobs

93388BR Job Title: Finance Advisor - Houston, TX No. of Positions: 1 Job Description: The New Fuels (NF) division within the New Energies business works towards building a profitable and scalable ..

... will report to the Financial Advisor Compliance Team Lead and will ... relating to Interactive Brokers Financial Advisor program and clients. Responsibilities Supporting ... implementation of the firm’s financial..

... will report to the Financial Advisor Compliance Team Lead and will ... relating to Interactive Brokers Financial Advisor program and clients. Responsibilities Supporting ... implementation of the firm’s financial..

... familiar with securities and commodities regulatory issues and has appropriate experience ... has appropriate experience at a regulatory agency, exchange or law firm. ... Advisors. Knowledge of foreign financial..

... knowledge and skills regarding non-financial regulatory reporting obligations of brokers and ... systems to comply with these regulatory reporting requirements and manage staff ... comply with securities and commodities..