THE LARGEST COLLECTION OF COMPLIANCE JOBS ON EARTH
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Business Analyst, Compliance Technology Services New York, NY LONG TERM CONTRACT WITH DIRECT CLIENT NO THIRD PARTY AGENCIES PLEASE. We have a great relationship with the hiring manager and they are ..
u003cpu003e- 10 years of capital markets experience in Risk and Margin Area u003cbr /u003e - 10 years of compliance / regulatory systems experience u003cbr /u003e - 5 years of Agile Program ..
... to hire a Senior Compliance Analyst at the Chicago Office. This ... summarizing data and trends. Preparing regulatory filings Contribute to streamlining current ... candidate will have 2-5 years..
... are centrally documented in the Regulatory Repository Coordinate and compose time ... time sensitive responses to incoming regulatory inquiries and issues reflective of ... reports, prior to submission to..
Interactive Brokers is looking for a motivated and talented compliance analyst who has experience with broker/dealer public communications, including marketing, advertising, and public appearances. Responsibilities: Supporting the Public Communications Compliance group ..
... familiar with securities and commodities regulatory issues and has appropriate experience ... has appropriate experience at a regulatory agency, exchange, or law firm. ... back-office functions. Responsibilities: The Compliance..
Interactive Brokers is looking to hire Compliance Sanctions Testing Analysts for a temp project. This position is in Greenwich, CT but remote candidates will be considered. Analysts will report to Compliance ..
... a motivated and talented compliance analyst who is familiar with U.S. ... has appropriate experience at a regulatory agency, exchange or law firm. ... for someone with experience in..
... knowledge and skills regarding non-financial regulatory reporting obligations of brokers and ... systems to comply with these regulatory reporting requirements and manage staff ... comply with securities and commodities..
... full-time remote Quality Assurance Compliance Analyst who resides in New York, ... trends. Conduce quality assurance on regulatory filings Contribute to streamlining current ... ideal candidate will have some..
Job Description Interactive Brokers is looking for a motivated, data professional to support the implementation of Data Lineage and Data Governance efforts. Responsibilities The Senior Compliance Data Analyst’s primary focus will ..
... looking to hire a Compliance Analyst at the Chicago or Greenwich ... etc. Assisting with response to regulatory inquiries pertaining to the firm’s ... ideal candidate will have some..
Who We Are: Ride Health removes the transportation barriers that keep our most vulnerable populations from accessing health care. Ride Health partners with healthcare organizations and transportation providers to strengthen enterprise ..
Job Description and Responsibilities The Interactive Brokers Group (IBG LLC) is looking for an experienced Compliance professional with a background in regulatory reporting including such systems as: FINRA OATS and stock ..
The ideal candidate will maintain and improve processes that will enable J. Crew to maintain compliance with Sarbanes-Oxley (SOX) and PCI Control Objectives while also coordinating appropriate actions to mitigate risks ..
Job Description Interactive Brokers is looking for a motivated, financial services professional with knowledge of brokerage industry regulations for securities and commodities, and experience with compliance, internal controls and risk management. ..
... to hire a Senior Compliance Analyst at the Chicago Office. This ... summarizing data and trends. Preparing regulatory filings related to AML & ... candidate will have 5 years..
... looking to hire a Compliance Analyst at the Chicago or Greenwich ... etc. Assisting with response to regulatory inquiries pertaining to the firm’s ... of compliance-curiosity, and have some..
... Deloitte Corporate Finance Senior Compliance Analyst in New York New York ... York Corporate Finance Compliance Senior Analyst Deloitte Corporate Finance LLC is ... compliance. Work you’ll do The..
Description The Supply Chain Professional 2 reports through Humana's Pharmacy Supply Chain and performs DSCSA (Drug Supply Chain Security Act) compliance related tasks in support of Humana's Pharmacy inventory receiving operations. ..