Regulatory Audit Jobs in Englewood

... trends. Conduce quality assurance on regulatory filings Contribute to streamlining current ... ideal candidate will have some regulatory compliance experience working for an ... working for an exchange, a..

... trends. Conduce quality assurance on regulatory filings Contribute to streamlining current ... ideal candidate will have some regulatory compliance experience working for an ... working for an exchange, a..

... etc. Assisting with response to regulatory inquiries pertaining to the firm’s ... ideal candidate will have some regulatory compliance experience working for an ... working for an exchange, a..

... reporting to various large position regulatory reporting systems such as the ... is focused on the Consolidated Audit Trail reporting systems and compliance ... industry will be considered. Reviewing..

... are centrally documented in the Regulatory Repository Coordinate and compose time ... time sensitive responses to incoming regulatory inquiries and issues reflective of ... reports, prior to submission to..

... reporting to various large position regulatory reporting systems such as the ... is focused on the Consolidated Audit Trail reporting systems and compliance ... industry will be considered. Reviewing..

... business requirements, provide research and regulatory interpretation, and advise internal business ... and implement a plan to audit and monitor business processes to ... Professional will serve as the..

Job Information Humana IT Exception Management Professional 2 in Jersey City New Jersey Description Are you a fit? Do you have a passion for being able to impact and influence the ..

Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of diverse scope and complexity ranging from moderate to substantial. This role will focus on Humana's ..

... changes that assure compliance with regulatory and contract obligations. Coordinates business ... a plan to monitor and audit business processes to prevent, detect, ... and apply laws, regulations, and..

... familiar with securities and commodities regulatory issues and has appropriate experience ... has appropriate experience at a regulatory agency, exchange, or law firm. ... stock loan, and more). Handling..

... changes that assure compliance with regulatory and contract obligations. Coordinates business ... a plan to monitor and audit business processes to prevent, detect, ... and apply laws, regulations, and..

Job Description and Responsibilities The Interactive Brokers Group (IBG LLC) is looking for an experienced Compliance professional with a background in regulatory reporting including such systems as: FINRA OATS and stock ..

Interactive Brokers is looking to hire Compliance Sanctions Testing Analysts for a temp project. This position is in Greenwich, CT but remote candidates will be considered. Analysts will report to Compliance ..

Job Information Humana Manager, Compliance - Agent Investigation Unit in Jersey City New Jersey Description The Manager, Compliance ensures compliance with governmental requirements. The Manager, Compliance works within specific guidelines and ..

Job Information Humana Senior IT Compliance Professional- Controls Management (Remote / Virtual) in Jersey City New Jersey Description We are looking for a talented risk and compliance expert to help build ..

... etc. Assisting with response to regulatory inquiries pertaining to the firm’s ... of compliance-curiosity, and have some regulatory experience working for an exchange, ... working for an exchange, a..

... familiar with securities and commodities regulatory issues and has appropriate experience ... has appropriate experience at a regulatory agency, exchange or law firm. ... will be responsible for: Handling..

Interactive Brokers LLC, a subsidiary of Interactive Brokers Group, Inc. (Nasdaq: IBKR), is a direct access electronic broker serving professional and frequent traders, institutional investors, financial advisors, and introducing brokers. Our ..

... knowledge and skills regarding non-financial regulatory reporting obligations of brokers and ... systems to comply with these regulatory reporting requirements and manage staff ... comply with securities and commodities..

Job Description Interactive Brokers is looking for a motivated, financial services professional with in-depth knowledge of brokerage industry regulations for securities and commodities, and experience with compliance, internal controls and risk ..

... changes that assure compliance with regulatory and contract obligations. Coordinates business ... a plan to monitor and audit business processes to prevent, detect, ... and apply laws, regulations, and..

... has appropriate experience at a regulatory agency, exchange or law firm. ... for someone with experience in regulatory exam management, compliance testing, and ... comply with relevant legal and..