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Regulatory Capital Jobs in New York City

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Company
**********
Location
New York City, NY
Posted Date
Apr 07, 2020
Info Source
Recruiter  - Full-Time  90 

u003cpu003e- 10 years of capital markets experience in Risk and Margin Area u003cbr /u003e - 10 years of compliance / regulatory systems experience u003cbr /u003e - 5 years of Agile Program ..

 
Company
**********
Location
New York City, NY
Posted Date
Mar 13, 2021
Info Source
Employer  - Full-Time  90  

... summarizing data and trends. Preparing regulatory filings Contribute to streamlining current ... candidate will have 2-5 years regulatory compliance experience working for an ... working for an exchange, a..

 
Company
**********
Location
New York City, NY
Posted Date
Apr 08, 2021
Info Source
Employer  - Full-Time  90  

... trends. Conduce quality assurance on regulatory filings Contribute to streamlining current ... ideal candidate will have some regulatory compliance experience working for an ... working for an exchange, a..

 
Company
**********
Location
New York City, NY
Posted Date
May 28, 2023
Info Source
Employer  - Full-Time  90  

... offers a wide range of capital markets products and services to ... Descriptionu003c/bu003eu003cbru003eu003cbru003e TD has enhanced its Regulatory Compliance Management Framework (RCM) and ... and comprehensive approach to managing..

 
Company
**********
Location
Roseland, NJ
Posted Date
Jun 23, 2023
Info Source
Employer  - Full-Time  90  

ADP is hiring a Manager, Legal Compliance : in this role you will serve a key role in supporting Global Compliance, ADP Legal and Business Unit program needs and objectives. The ..

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