Regulatory Compliance Financial Services Jobs in Connecticut

... looking to hire a Senior Compliance Analyst at the Chicago Office. ... Analysts will report to a Compliance Manager and will assist with ... summarizing data and trends. Preparing..

... looking to hire a Senior Compliance Analyst at the Chicago Office. ... Analysts will report to a Compliance Manager and will assist with ... summarizing data and trends. Preparing..

... a full-time remote Quality Assurance Compliance Analyst who resides in New ... report to a Quality Assurance Compliance Manager in our Chicago Office ... trends. Conduce quality assurance on..

... is looking to hire a Compliance Analyst at the Chicago or ... analysts will report to the Financial Advisor Compliance Team Lead and will assist ... initiatives relating to..

... for a motivated and talented compliance officer who is familiar with ... familiar with securities and commodities regulatory issues and has appropriate experience ... has appropriate experience at a..

:,ActualValueFromSolar:null},{QuestionName:External Title,AnswerValue:RES Compliance Specialist - Remote,VerityZone:formtext4,QuestionType:text,ActualValueFromSolar:null},{QuestionName:Employment Type,AnswerValue:Full-time ,VerityZone:formtext16,QuestionType:radio,ActualValueFromSolar:null},{QuestionName:About ... of U.S. residential real estate services, encompassing franchise, brokerage, and title ... products, best-in-class learning and support services, and high-quality lead..

... for a motivated and talented compliance officer who is familiar with ... familiar with securities and commodities regulatory issues and has appropriate experience ... has appropriate experience at a..

... for a motivated and talented compliance analyst who has experience with ... Responsibilities: Supporting the Public Communications Compliance group Reviewing, approving, and archiving ... comply with firm policies and..

Description The Associate Director, Credentialing/Compliance manages the Dental Credentialing and ... manages the Dental Credentialing and Compliance team ensuring that dental providers ... Humana's Dental Networks operate in compliance with..

Job Description The Deputy of Compliance Technology position requires knowledge and ... requires knowledge and skills regarding non-financial regulatory reporting obligations of brokers and ... systems to comply with these..