Regulatory Compliance Jobs in Irvington, New Jersey | ComplianceCrossing.com
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Regulatory Compliance Jobs in Irvington





Job info
 
Location
Parsippany, NJ
Posted Date
Nov 16, 17
Info Source
Employer  - Full-Time   
Total Views
55
Total Applies
3

... monitoring of the Agency’s corporate compliance and quality assurance operations. Assists ... in monitoring the quality and regulatory standards in the delivery of ... in the administrative management and..

 
Company
Location
New York City, NY
Posted Date
Oct 15, 17
Info Source
Employer  - Full-Time  90 
Total Views
4

... 2013 Job ID 1913814 Role: Compliance Associate/Contract Administrator Locations: New York, ... client seeks to hire a Compliance Associate/Contract Administrator. This position is ... the in house counsel and..

 
Location
New York City, NY
Posted Date
Oct 15, 17
Info Source
Recruiter  - Full-Time   
Total Views
11

The Chief Compliance Officer will insure that the ... compliant with FINRA and other regulatory rules and that the staff ... aspects of FINRA and SEC compliance as it relates..

 
Location
Brooklyn, NY
Posted Date
Oct 15, 17
Info Source
Employer  - Full-Time   
Total Views
7

... The fundamental duties of the Compliance Specialist are to monitor the ... of resident file reviews and regulatory reporting. Work is performed according ... law and administrative regulations. The..

 
Location
New York City, NY
Posted Date
Oct 15, 17
Info Source
Recruiter  - Full-Time  90  
Total Views
1

... employees to mitigate reputational and regulatory risk to the firm. The ... E-Communications team works closely with Compliance, Legal, Employee Relations, Information Security ... review messages for content, appropriateness,..

 
Location
New York City, NY
Posted Date
Oct 15, 17
Info Source
Recruiter  - Full-Time   
Total Views
5

Qualifications 2 years of compliance, risk management, or auditing experience FINRA Series 7/63 and 24 and required Knowledge in internal control and risk management Asset management industry experience, including mutual fund ..

 
Job title
Location
New York City, NY
Posted Date
Oct 15, 17
Info Source
Recruiter  - Full-Time  90  

Positions: 1 Posted: 08/03/2015 Job Type: Temporary Location: US-NY-New York Department: Administration Category: Finance Salary: Hourly Apply To This Job Return To List Job Description Seeking a candidate who will help ..

 
Company
Location
New York City, NY
Posted Date
Oct 15, 17
Info Source
Recruiter  - Full-Time  90 
Total Views
5

Do you have a unique background combining law and finance/hedge funds? Life After Law has the right opportunity for you! Our Client is a Hedge Fund in need of a Chief ..

 
Location
Parsippany, NJ
Posted Date
Oct 15, 17
Info Source
Recruiter  - Full-Time   
Total Views
5

... and monitoring plans related to Compliance operations. T he individual will ... cross functional teams to provide Compliance oversight on core Committees. This ... Committees. This candidate will establish..

 
Location
New York City, NY
Posted Date
Oct 15, 17
Info Source
Employer  - Full-Time   
Total Views
6

Tax Services Manager - Global Compliance & Reporting - Multiple Locations','NEW00IHX','US-NY-New ... market-leading approach combines extensive local compliance and accounting experience — in ... countries — with standard global compliance..

 
Location
New York City, NY
Posted Date
Oct 15, 17
Info Source
Employer  - Full-Time   
Total Views
15

IT Advisory Senior, Financial Services, Regulatory Compliance - Analytics','NEW00IH4','US-NY-New York','!*! We are ... world stay ahead of key regulatory requirements in the Banking and ... aim to deliver industry leading..

 
Company
Location
New York City, NY
Posted Date
Oct 15, 17
Info Source
Employer  - Full-Time   
Total Views
6

DEPARTMENT: Compliance JOB TITLE: Futures - Compliance Officer LOCATION: New York TASKS ... the implementation of the Firm’s Compliance Program. Conduct internal compliance reviews and investigations. Assist with ... reviews..

 
Job title
Location
Morristown, NJ
Posted Date
Oct 15, 17
Info Source
Employer  - Full-Time   
Total Views
5

Compliance Analysts assist ACA consultants in providing regulatory consulting services to investment advisers and other firms in the investment industry. Summary of Responsibilities: Supporting consultants during on-site and off-site mock SEC ..

 
Location
Parsippany, NJ
Posted Date
Oct 15, 17
Info Source
Recruiter  - Full-Time   
Total Views
9

The Sr. Manager of Compliance will be responsible for the ... design and implementation of all Compliance and Ethics training projects and ... and integration plan for US Compliance to..

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