Regulatory Compliance Jobs in Purchase, New York | ComplianceCrossing.com


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27

Regulatory Compliance Jobs in Purchase





Job info
 
Company
**********
Location
New York City, NY
Posted Date
Nov 20, 2014
Info Source
Recruiter  - Full-Time  90 

... firm is seeking a bank regulatory compliance specialist for its renowned team. ... of the role encompass bank regulatory advice to internal compliance and business professionals , compliance reviews,..

 
Company
**********
Location
Greenwich, CT
Posted Date
Feb 28, 2021
Info Source
Employer  - Full-Time  90  

... looking to hire a Senior Compliance Analyst at the Chicago Office. ... Analysts will report to a Compliance Manager and will assist with ... summarizing data and trends. Preparing..

 
Company
**********
Location
Greenwich, CT
Posted Date
Apr 08, 2021
Info Source
Employer  - Full-Time  90  

... a full-time remote Quality Assurance Compliance Analyst who resides in New ... report to a Quality Assurance Compliance Manager in our Chicago Office ... trends. Conduce quality assurance on..

 
Company
**********
Location
Mahwah, NJ
Posted Date
Dec 05, 2021
Info Source
Employer  - Full-Time  90  

... social and recreational activities. The Compliance Business Process Manager is a ... a leader in the global Compliance DSO team. The role is ... and systems to support the..

 
Company
**********
Location
Greenwich, CT
Posted Date
Dec 07, 2021
Info Source
Employer  - Full-Time  90  

... is looking for an experienced Compliance professional with a background in ... professional with a background in regulatory reporting including such systems as: ... to identify and research potential..

 
Company
**********
Location
Greenwich, CT
Posted Date
Aug 27, 2022
Info Source
Employer  - Full-Time  90  

... and commodities, and experience with compliance, internal controls and risk management. ... risk management. Responsibilities The Senior Compliance Analyst’s primary focus will be ... focus will be to: Support..

 
Company
**********
Location
Greenwich, CT
Posted Date
Apr 30, 2022
Info Source
Employer  - Full-Time  90  

... is looking for an experienced Compliance Analyst with 5 years of ... years of experience in a compliance role, preferably in the commodities ... position is responsible for handling..

 
Company
**********
Location
Greenwich, CT
Posted Date
Jul 17, 2021
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance analyst who has experience with ... Responsibilities: Supporting the Public Communications Compliance group Reviewing, approving, and archiving ... comply with firm policies and..

 
Company
**********
Location
Greenwich, CT
Posted Date
May 20, 2021
Info Source
Employer  - Full-Time  90  

Job Description The Deputy of Compliance Technology position requires knowledge and ... knowledge and skills regarding non-financial regulatory reporting obligations of brokers and ... systems to comply with these regulatory..

 
Company
**********
Location
White Plains, NY
Posted Date
Feb 25, 2022
Info Source
Recruiter  - Full-Time  90  

... Recruiter, I specialize in trade compliance placements. Tyler Search Consultants is ... in all levels of Import/Export Compliance as well as Supply Chain ... • Work in the Global..

 
Company
Interactive Brokers Group, Inc.
Location
Greenwich, CT
Posted Date
Apr 15, 2022
Info Source
Employer  - Full-Time  90  

... is looking to hire a Compliance Analyst at the Chicago or ... to the Financial Advisor (“FA”) Compliance Team Lead and will assist ... of the firm’s financial advisor..

 
Company
Interactive Brokers Group, Inc.
Location
Greenwich, CT
Posted Date
May 22, 2021
Info Source
Employer  - Full-Time  90  

... is looking to hire a Compliance Analyst at the Chicago or ... report to the Financial Advisor Compliance Team Lead and will assist ... of the firm’s financial advisor..

 
Company
**********
Location
Yonkers, NY
Posted Date
May 19, 2022
Info Source
Employer  - Full-Time  90  

The CMO Compliance Manager will have primary responsibility ... of critical programs in the compliance office of the department of ... implementing all federal and state regulatory and government program..

 
Company
**********
Location
Greenwich, CT
Posted Date
Aug 26, 2022
Info Source
Employer  - Full-Time  90  

... Governance efforts. Responsibilities The Senior Compliance Data Analyst’s primary focus will ... focus on data leveraged by Compliance Collaborate with technical and business ... destination data maps for AML..

 
Company
**********
Location
Greenwich, CT
Posted Date
Feb 11, 2023
Info Source
Employer  - Full-Time  90  

... Brokers is looking to hire Compliance Sanctions Testing Analysts for a ... considered. Analysts will report to Compliance Managers from Sanctions and Quality ... area for testing of Sanctions..

 
Company
**********
Location
Greenwich, CT
Posted Date
Mar 01, 2023
Info Source
Employer  - Full-Time  90  

... seeks a motivated and talented compliance officer familiar with electronic trading ... will be the firm’s lead compliance officer in key areas, including ... each of these topics, the..

 
Company
**********
Location
Greenwich, CT
Posted Date
Jan 22, 2022
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with ... familiar with securities and commodities regulatory issues and has appropriate experience ... has appropriate experience at a..

 
Company
**********
Location
Greenwich, CT
Posted Date
Sep 03, 2021
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with ... familiar with securities and commodities regulatory issues and has appropriate experience ... has appropriate experience at a..

 
Company
**********
Location
Greenwich, CT
Posted Date
Apr 30, 2022
Info Source
Employer  - Full-Time  90  

... is looking for an experienced Compliance Analyst with 5 years of ... years of experience in a compliance role, preferably in the commodities ... position is responsible for handling..

 
Company
**********
Location
Greenwich, CT
Posted Date
May 06, 2022
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance analyst who is familiar with ... has appropriate experience at a regulatory agency, exchange or law firm. ... for someone with experience in..

 
Company
**********
Location
Mahwah, NJ
Posted Date
Dec 15, 2021
Info Source
Employer  - Full-Time  90  

... social and recreational activities. Why regulatory affairs/quality assurance at Stryker? Are ... do! Here, we provide our Regulatory Affairs team the opportunity to ... 10 reasons to join our..

 
Company
**********
Location
Greenwich, CT
Posted Date
Aug 26, 2022
Info Source
Employer  - Full-Time  90  

... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be ... focus will be to: Provide..

 
Company
**********
Location
Greenwich, CT
Posted Date
Sep 04, 2021
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with ... familiar with securities and commodities regulatory issues and has appropriate experience ... has appropriate experience at a..

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