Regulatory Control Avp Investment Bank Jobs in Manhattan, New York | ComplianceCrossing.com
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Regulatory Control Avp Investment Bank Jobs in Manhattan






Job info
 
Company
Russell Tobin & Associates
Location
New York, NY
Posted Date
Sep 17,2018
Info Source

... full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and ... Investment banking industry experience * 2+ years Microsoft office experience * Strong technical .....

 
Company
JPMorgan Chase
Location
New York, NY
Posted Date
Sep 12,2018
Info Source

... compliance, risk, audit, regulators and technology control functions **Qualifications:** + Bachelor?s degree or equivalent experience required + 7+ years of financial service experience in business .....

 
Company
Global Investment Bank
Location
New York, NY
Posted Date
Sep 12,2018
Info Source

Investment Banking Firm looking to hire a Sr Multi-threaded C# UI developer to work on a Cross ... The C# clients control all aspects of the system including algorithmic trading configuration ..

 
Company
Citi-US
Location
New York, NY
Posted Date
Aug 29,2018
Info Source

No Job ID: 18056637 Description About Citi Citi, the world's leading global bank, has approximately ... regulatory compliance, and supporting the management of the year-end and mid-year total .....

 
Company
Investment Bank
Location
New York, NY
Posted Date
Aug 17,2018
Info Source

A global investment bank is seeking an experienced Project Manager to join their Change Team within ... Qualifications/Skills: * 10+ years of risk and regulatory project/program management experience .....

 
Company
Charles Levick
Location
New York, NY
Posted Date
Jul 19,2018
Info Source

... bank.Preferred Qualifications/Skills* MBA* Knowledge of key Banking / Financial Services performance drivers, risk concepts and regulatory developments* Strong communication skills and financial .....

 
Company
Bainbridge Capital Advisory
Location
New York, NY
Posted Date
Sep 07,2018
Info Source

Clearly communicates relevant regulatory, financial and strategic information to assist and guide ... years investment banking sales or financial services sales experience * MBA preferred * NASD .....

 
Company
WALL STREET CAREERS
Location
New York, NY
Posted Date
Aug 09,2018
Info Source

Large Investment Bank (Asset Management Business) Position: Consultant -- AVP/VP level--- CLO ... compliance, calculating optimal allocations and reallocations for any activity that adversely .....

 
Company
Charles Levick
Location
Manhattan, NY
Posted Date
Jul 13,2018
Info Source

We are hiring for an AVP of group Strategy for an Investment Bank. We are specifically looking for ... Knowledge of key Banking / Financial Services performance drivers, risk concepts and ..

 
Company
The Compliance Search Group
Location
New York, NY
Posted Date
Aug 06,2018
Info Source

Interface with regulators, such as FINRA and the SEC when required. * Interact with the firm ... investment bank. * Prior work at a regulatory agency. * Compliance work at a ..

 
Company
Twenty Recruitment Group - US
Location
New York, NY
Posted Date
Sep 10,2018
Info Source

Such advice will be tailored to resolving issues with consideration to regulatory requirements ... Our client, a global investment bank, is looking for a VP - Corporate Compliance Advisory profile .....

 
Company
Twenty Recruitment Group - US
Location
New York, NY
Posted Date
Mar 23,2018
Info Source

Our client, a global investment bank, is looking to bring on ... to bring on a Product Control AVP to join their growing securities ... will be an experienced product..

 
Company
Espryt Inc
Location
Jersey City, NJ
Posted Date
Sep 04,2018
Info Source

We are unable to sponsor at this time." Strong experience with investment banking or financial institution required Strong and recent experience with Regulatory writing required Experience with .....

 
Company
Swiss Post Solutions
Location
New York, NY
Posted Date
Sep 08,2018
Info Source

Our clients are Fortune 500 companies in sectors such as advertising, investment banking, corporate ... Handles all disciplinary actions for the entire team through accurate and HR-compliant reporting. 5..

 
Company
BNY Mellon Investment Management
Location
New York, NY
Posted Date
Jun 28,2018
Info Source

Under direct supervision, analyzes existing legislation, regulatory announcements and industry ... As one of the world's leading investment management organizations and one of the top U.S. wealth .....

 
Company
The Compliance Search Group
Location
Manhattan, NY
Posted Date
Jul 27,2018
Info Source

Work on regulatory related inquiries and examinations. Qualifications: * Undergraduate degree ... The bank offers wealth management, retail/institutional brokerage, securities underwriting .....

 
Company
Citi-US
Location
New York, NY
Posted Date
Aug 13,2018
Info Source

Citi, the leading global bank, has approximately 200 million customer accounts and does business in ... loading and quality control of logs for input into Petrophysical software (Techlog) Business .....

 
Company
Investment Bank
Location
New York, NY
Posted Date
Sep 11,2018
Info Source

Large Investment Bank is seeking a Tax Compliance Analyst to assist within their firm's Compliance ... control portfolios * Perform UAT for system upgrades, defect fixed, and phased regulatory .....

 
Company
Barclays
Location
New York, NY
Posted Date
Apr 06,2018
Info Source

Barclays is a transatlantic consumer, corporate and investment bank offering products and services ... compliance to external regulations. It partners with MRM, QA, RnA, functions and business to .....

 
Company
Barclays - US
Location
New York, NY
Posted Date
Aug 27,2018
Info Source

Barclays offers investment banking products and services in the US through Barclays Capital Inc ... full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and .....

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