Regulatory Control Avp Investment Bank Jobs in Manhattan, New York | ComplianceCrossing.com
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Regulatory Control Avp Investment Bank Jobs in Manhattan






Job info
 
Company
Barclays - US
Location
New York, NY
Posted Date
Feb 22,2018
Info Source

Notify TTRO teammates of any findings of reporting inaccuracies or Control Gaps, with suggestions ... Four-year college degree 5+ years of Investment banking industry experience Preferred .....

 
Company
Citi
Location
New York, NY
Posted Date
Feb 19,2018
Info Source

About Citi** Citi, the leading global bank, has approximately 200 million customer accounts and ... control of economic evaluations + Analysis of third-party economic evaluations + Drilling .....

 
Company
Design Force
Location
New York, New York
Posted Date
Feb 18,2018
Info Source

... Investment Banking, Trading (Fixed Income, Credit, FX, or Equities). • Fluent in Spanish or ... control, regulatory and risk issues in banking and capital markets. • Displays familiarity and .....

 
Job title
Company
Barclays
Location
New York, NY
Posted Date
Feb 15,2018
Info Source

About Barclays in the US Barclays offers corporate and investment banking and credit card services ... Regulatory reporting, reconciliations and various control checks for Finance. The Finance IB .....

 
Company
Barclays
Location
New York, NY
Posted Date
Feb 15,2018
Info Source

About Barclays in the US Barclays offers corporate and investment banking and credit card services ... Regulatory reporting, reconciliations and various control checks for Finance. The Finance IB .....

 
Company
Twenty Recruitment Group - US
Location
New York City, NY
Posted Date
Feb 14,2018
Info Source

S. regulations; Solid background with Alphabet Regs Have experience being the first point of ... Our client, an international investment bank, is seeking a SVP/Director level hire to lead their .....

 
Company
MUFG
Location
New York, NY
Posted Date
Feb 13,2018
Info Source

Prepare quarterly, semi-annual and annual HO and regulatory reports. * Participate in various bank ... Accounting/Internal Control - * Conduct SOX facilitation meetings with management of various .....

 
Company
Canadian Imperial Bank of Commerce
Location
New York, NY
Posted Date
Feb 11,2018
Info Source

... bank) and hedging products with our business partners throughout CIBC World Markets. The ... The Analyst will be expected to maintain an awareness of our clients, industry, regulatory issues .....

 
Company
BGC Partners
Location
New York, NY
Posted Date
Feb 08,2018
Info Source

Analyst/AVP - Regulatory Control Group The Firm is seeking ... The Firm is seeking a Regulatory Control Group Analyst to monitor sales .....

 
Company
Financial Services/Investment Bank
Location
New York, NY
Posted Date
Feb 06,2018
Info Source

Mid-sized hedge fund BANKING/FINANCIAL SERVICES EXPERIENCE A MUST - Supervise security, facilities ... events (Board meetings, Investors Conference, Shareholders meetings) · · Administer the .....

 
Company
Deutsche Bank - US
Location
Manhattan, NY
Posted Date
Feb 03,2018
Info Source

Regulatory Control AdvisorCorporate Title: AssociateLocation ... New York About Deutsche Bank A Passion to Perform is what drives us. More than a claim, this .....

 
Company
Deutsche Bank
Location
New York, NY
Posted Date
Jan 31,2018
Info Source

Senior Regulatory Control Advisor - Vice President Job ID: 3166262 Full/Part-Time: Full-time ... Deutsche Bank is a multi service investment firm. It supplies many different products and services .....

 
Company
Citigroup
Location
New York, NY
Posted Date
Jan 30,2018
Info Source

... investment banking, securities brokerage, transaction services, and wealth management. Our core ... To ensure a strong & consistent global control environment, the Markets & Securities Services .....

 
Company
JPMorgan Chase
Location
Brooklyn, NY
Posted Date
Jan 27,2018
Info Source

The firm is a leader in investment banking, financial services for consumers and small business ... This includes obligations to regulatory bodies of legal entities, both domestic and international .....

 
Job title
Company
Financial Services (Investment Bank)
Location
New York, NY
Posted Date
Jan 24,2018
Info Source

... risks and control processes in an FRB regulated bank, foreign banking organization preferred ... Coordination with local and central regulatory requests/exams, as needed. * Incumbent is not .....

 
Company
Finance Americas
Location
New York, NY
Posted Date
Jan 17,2018
Info Source

AVP/VP Project Manager's A top tier investment bank is looking for a Senior Project Manager who has ... Regulatory Audit and Risk.You will need to have sufficient experience with Controls as ..

 
Company
BMO
Location
New York, NY
Posted Date
Jan 17,2018
Info Source

This role advises LOB management on implications of new regulatory policies or Bank products, and ... Support root cause analysis in response to material control failures in line(s) of business..

 
Company
Citigroup
Location
New York, NY
Posted Date
Jan 12,2018
Info Source

... investment banking, securities brokerage, transaction services, and wealth management. Our core ... Operations Regulatory Control (ORC) Change Team's primary responsibility is to execute regulatory .....

 
Company
Credit Suisse -
Location
New York City, NY
Posted Date
Dec 10,2017
Info Source

... Investment Banking and Capital Markets ("IBCM") corporate clients. UHNW typically works closely ... control framework for ensuring compliance with regulatory obligations Create and maintain the .....

 
Company
Union Bank, N.A.
Location
Jersey City, NJ
Posted Date
Nov 23,2017
Info Source

The System/Business Analyst will be an individual contributor to the Investment Banking, Regulatory ... Partnering with the Bank's Global Technology Teams (Security, Infrastructure, DBAs, Architecture .....

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