Regulatory Control Avp Investment Bank Jobs in Manhattan, New York | ComplianceCrossing.com
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Regulatory Control Avp Investment Bank Jobs in Manhattan






Job info
 
Company
**********
Location
Jersey City, NJ
Posted Date
May 27, 18
Info Source
Employer  - Full-Time   
Total Views
6

... testing reviews of the compliance control framework as directed by Regulatory Compliance Monitoring and Testing (RCMAT) ... the U.S. Primary focus on control activities (e.g., first line of .....

 
Company
**********
Location
Jersey City, NJ
Posted Date
May 28, 18
Info Source
Employer  - Full-Time   
Total Views
7

... Vice President Senior Compliance Officer Control Review - Regulatory Compliance','0000B51B','!*!Performs periodic testing reviews of ... testing reviews of the compliance control framework as directed by Regulatory Compliance Monitoring and..

 
Company
**********
Location
Jersey City, NJ
Posted Date
Jun 01, 18
Info Source
Employer  - Full-Time   
Total Views
10

... to ensure that issues / control gaps are remediated on time ... and to support the EIS Control Program implementation as outlined in ... include partnering with first line..

 
Company
Barclays
Location
New York, NY
Posted Date
Jun 09,2018
Info Source

... regulatory control frameworks and best practices. ? 2 years? experience in Investment Banking or ... AVP IB AML Advisory** **Location:** **NY-New York** **Requisition ID:** **90189964..

 
Company
Financial Services (Investment Bank)
Location
New York, NY
Posted Date
Jun 01,2018
Info Source

We are a Global European bank with an established New York office. We have an exciting opportunity ... US Regulations, applicable rule sets and desk policies. * Processes Trade Finance requests ..

 
Company
Twenty Recruitment Group - US
Location
New York, NY
Posted Date
Apr 09,2018
Info Source

... control structure and risk mitigation processes. Other responsibilities include, but are not ... A leading global investment bank is looking to bring on a full-time IT Auditor to join their ..

 
Company
Credit Suisse -
Location
New York, NY
Posted Date
May 16,2018
Info Source

We Offer An opportunity to join Credit Suisse's Investment Banking and Capital Markets Risk and ... control breaches, writing procedures, and training bankers to be aligned with rules and regulations..

 
Company
The Forum Group
Location
New York, NY
Posted Date
Oct 06,2014
Info Source

To track and influence of behalf of IB and Americas related AML legal and regulatory changes. To ... Sound knowledge of the types of products and services offered by Firm in ..

 
Company
JPMorgan Chase
Location
Brooklyn, NY
Posted Date
Feb 10,2018
Info Source

The successful candidate will possess knowledge of regulatory requirements relating to investment ... a control environment. + Experience in drafting policies and procedures (specific experience .....

 
Company
JPMorgan Chase
Location
New York, NY
Posted Date
Aug 05,2017
Info Source

... the regulators. Audit is an independent risk assessment function established within the ... control. Within the Audit Department, the New York based North America Corporate and Investment .....

 
Company
Canadian Imperial Bank of Commerce
Location
New York City, NY
Posted Date
Jun 14,2018
Info Source

Ensure that recommendations and opinions offered to clients are in compliance with regulatory ... finance or investment banking experience. Experience must include a minimum of: 5 years of .....

 
Company
Mizuho Bank, Ltd
Location
New York, NY
Posted Date
Jun 12,2018
Info Source

... investment banking, financing, securities, treasury services, asset management, research and more. Mizuho s operations in the Americas connect a broad client base of major corporations, financial .....

 
Company
BSM Group
Location
New York, NY
Posted Date
Mar 22,2018
Info Source

Experience of Working in Financial Services and Banking Audit within Big 4 public accounting ... relevant This Regulatory Control Advisor sits within the Finance Control Advisory team for .....

 
Company
Global Investment Bank
Location
Weehawken, NJ
Posted Date
Jun 15,2018
Info Source

A global investment bank is seeking a senior level CCAR Reg Reporting Manager immediately. Apply now for more details! Qualifications/Skills: * Strong CCAR regulatory experience - specifically 14A .....

 
Company
Deutsche Bank - US
Location
Manhattan, NY
Posted Date
Jun 04,2018
Info Source

We serve our clients' real economic needs in commercial and investment banking, retail banking and ... Set and maintain quality control over the Regulatory Management Group brand Pick up quickly and ..

 
Company
Financial Services (Investment Bank)
Location
New York, NY
Posted Date
Jun 05,2018
Info Source

We are a global European bank with a growing NY office. We seek a Risk professional with a ... Candidates should have excellent knowledge of the latest regulatory requirements and developments ..

 
Company
Mizuho Bank, Ltd
Location
New York, NY
Posted Date
Jun 12,2018
Info Source

... investment banking, financing, securities, treasury services, asset management, research and more. Mizuho s operations in the Americas connect a broad client base of major corporations, financial .....

 
Company
Credit Suisse -
Location
New York, NY
Posted Date
Apr 13,2018
Info Source

... control IT environment with lower total operating costs. Responsibilities: A dynamic, reciprocal ... Bachelor or Advanced Degree You possess 1 years of experience at a major Investment Bank or buy ..

 
Company
Citi
Location
New York, NY
Posted Date
Jun 16,2018
Info Source

... investment banking, securities brokerage, transaction services, and wealth management. Our core ... regulators globally. Internal Audit is a change agent within Citi aimed to enhance the control .....

 
Company
Barclays
Location
New York, NY
Posted Date
May 24,2018
Info Source

Investment Banking Technology: Barclays moves, lends, invests and protects money for customers and ... and regulatory reporting obligations. ? In line with Business Analyst, Programme Manager, and .....

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