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nnJob DescriptionnnThe individual selected for this role will provide professional level support to Janney’s Capital Markets Compliance team. Candidate will work with senior compliance professionals in the areas of fixed income ..
Technical Business Analyst/Project Manager - Compliance in Bala Cynwyd, PA (Philadelphia Area) | Technology - Infrastructure, Support & Engineering at Susquehanna International Group
- Quant Research
Job Description Primary Purpose of the Job:
The Ethics & Compliance (E&C) Sr. Specialist / Risk Analyst will assist in analyzing risks and developing and implementing solutions into Arconic's operations and ..
... cycle. Our deep understanding of regulatory and compliance issues complements the ... projects to the Business System Analyst job family. Assign employees who ... assurance/testing to the Software Quality..
Compliance Analyst','COM0007N','!*!The Compliance Testing Unit (CTU) is ... of controls designed to mitigate regulatory risk. CTU reports its findings ... Reporting to a Director, the Analyst will be responsible for..
... are visited according to the Financial Industry Regulatory Authority's (FINRA) Office of Supervisory ... a team, the Branch Examinations Analyst is largely expected to work ... firm policies and..
PSECU, a high-tech progressive financial institution that is almost $5 ... Governance, Risk and Compliance (GRC) Analyst (I or II) who will ... self-assessment compliance reviews based on regulatory, industry..
Compliance Analyst Broadridge Financial Solutions • Pittsburgh PA Job ... Job #746155226 As a Compliance Analyst on our Access Data team, ... and data sharing at the financial intermediaries who..