Regulatory Jobs in Greenwich

... knowledge and skills regarding non-financial regulatory reporting obligations of brokers and ... systems to comply with these regulatory reporting requirements and manage staff ... comply with securities and commodities..

Description The MarketPoint Senior Compliance Professional ensures compliance with governmental requirements. The Senior Compliance Professional works assignments involve moderately complex to complex issues where the analysis of situations or data requires ..

Interactive Brokers is looking for a motivated and talented compliance analyst who has experience with broker/dealer public communications, including marketing, advertising, and public appearances. Responsibilities: Supporting the Public Communications Compliance group ..

... familiar with securities and commodities regulatory issues and has appropriate experience ... has appropriate experience at a regulatory agency, exchange or law firm. ... will be responsible for: Handling..

Interactive Brokers is looking for a motivated and talented compliance officer who is familiar with securities and commodities regulatory issues and has appropriate experience at a regulatory agency, exchange or law ..