THE LARGEST COLLECTION OF COMPLIANCE JOBS ON EARTH
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... knowledge and skills regarding non-financial regulatory reporting obligations of brokers and ... systems to comply with these regulatory reporting requirements and manage staff ... comply with securities and commodities..
... professional with a background in regulatory reporting including such systems as: ... techniques and problem management. The analyst’s focus will primarily be on ... to identify and research potential..
... looking for an experienced Compliance Analyst with 5 years of experience ... reporting to various large position regulatory reporting systems such as the ... industry will be considered. Reviewing..
Job Description Interactive Brokers is looking for a motivated, financial services professional with knowledge of brokerage industry regulations for securities and commodities, and experience with compliance, internal controls and risk management. ..
