THE LARGEST COLLECTION OF COMPLIANCE JOBS ON EARTH
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... knowledge and skills regarding non-financial regulatory reporting obligations of brokers and ... systems to comply with these regulatory reporting requirements and manage staff ... comply with securities and commodities..
... professional with a background in regulatory reporting including such systems as: ... to identify and research potential regulatory reporting issues related to stock, ... industry, with specific focus on..
... reporting to various large position regulatory reporting systems such as the ... industry will be considered. Reviewing regulatory feedback errors to identify root ... to, or additional controls over,..
Job Description Interactive Brokers is looking for a motivated, financial services professional with knowledge of brokerage industry regulations for securities and commodities, and experience with compliance, internal controls and risk management. ..
