Regulatory Reporting Jobs in Hempstead

... are described here: The Specialist/Manager Regulatory Operations contributes to the strategic ... strategic planning and preparation of regulatory submissions and supports the formatting, ... organization, and structuring of major..

... report to the Senior Director, Regulatory Compliance. As a member of ... As a member of the Regulatory Compliance team, the Associate Director ... to the execution of the..

Job Description & Responsibilities Interactive Brokers is looking to hire a Senior Compliance Analyst at the Chicago Office. This is a position with excellent growth potential for highly motivated and exceptional ..

... for handling compliance supervision over reporting to various large position regulatory reporting systems such as the CFTC, ... US Commodity exchange Large Trader/OCR reporting systems is highly desired but..

... from moderate to substantial utilizing reporting and analytics. Exercises independent judgment ... compliance program which includes metrics, reporting, issue tracking and resolution, and ... as a technical leader for..

Job Description Interactive Brokers is looking for a motivated, data professional to support the implementation of Data Lineage and Data Governance efforts. Responsibilities The Senior Compliance Data Analyst’s primary focus will ..

... timely and accurate filing and reporting, including, but not limited to, ... and filing, CPEO and ESAC reporting, and state client addition and ... client addition and termination customer..

Job Description Interactive Brokers is looking for a motivated, financial services professional with knowledge of brokerage industry regulations for securities and commodities, and experience with compliance, internal controls and risk management. ..

... has appropriate experience at a regulatory agency, exchange or law firm. ... for someone with experience in regulatory exam management, compliance testing, and ... comply with relevant legal and..

Interactive Brokers is looking to hire Compliance Sanctions Testing Analysts for a temp project. This position is in Greenwich, CT but remote candidates will be considered. Analysts will report to Compliance ..

... professional with a background in regulatory reporting including such systems as: FINRA ... FINRA OATS and stock Trade Reporting Facilities, FINRA TRACE bond trade ... Facilities, FINRA TRACE bond..

Interactive Brokers is looking to hire a full-time remote Quality Assurance Compliance Analyst who resides in New York, Illinois, New Jersey, Massachusetts, Florida, Connecticut or California. This is a position with ..

... are centrally documented in the Regulatory Repository Coordinate and compose time ... time sensitive responses to incoming regulatory inquiries and issues reflective of ... reports, prior to submission to..

Description The Compliance Professional 2 ensures compliance with governmental requirements. The Compliance Professional 2 work assignments are varied and frequently require interpretation and independent determination of the appropriate courses of action. ..

... for handling compliance supervision over reporting to various large position regulatory reporting systems such as the CFTC, ... US Commodity exchange Large Trader/OCR reporting systems is highly desired but..

Interactive Brokers is looking to hire a Compliance Analyst at the Chicago or Greenwich Office. This is an entry-level position with excellent growth potential for highly motivated and exceptional performers. The ..

Description Senior Compliance Professional ensures compliance with governmental requirements as they relate to Medicaid State reporting. The Senior Compliance Professional work assignments involve moderately complex to complex issues where the analysis ..

... Manager, Compliance - Medicaid State Reporting ensures compliance with governmental requirements. ... Manager, Compliance - Medicaid State Reporting works within specific guidelines and ... Manager, Compliance - Medicaid State..

Interactive Brokers is looking to hire a Compliance Analyst at the Chicago or Greenwich Office. This is an entry-level position with excellent growth potential for highly motivated and exceptional performers. The ..

... Descriptionu003c/bu003eu003cbru003eu003cbru003e TD has enhanced its Regulatory Compliance Management Framework (RCM) and ... and comprehensive approach to managing regulatory compliance risk. TD is also ... coverage model. This Director -..

... knowledge and skills regarding non-financial regulatory reporting obligations of brokers and futures ... systems to comply with these regulatory reporting requirements and manage staff that ... comply with securities..

Job Information Humana Senior Compliance Professional - Medicaid State Reporting in Jersey City New Jersey Description The Senior Compliance Professional ensures compliance with governmental requirements. The Senior Compliance Professional work assignments ..

Job Description Interactive Brokers is looking for a motivated, financial services professional with in-depth knowledge of brokerage industry regulations for securities and commodities, and experience with compliance, internal controls and risk ..