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27

Retirement Plan Services Compliance Officer Jobs





Job info
 
Company
**********
Location
Greenwich, CT
Posted Date
May 20, 2021
Info Source
Employer  - Full-Time  90  

Job Description The Deputy of Compliance Technology position requires knowledge and ... commodities regulatory reporting obligations. Provide compliance guidance and input regarding business ... and tested as appropriate in compliance..

 
Company
**********
Location
Greenwich, CT
Posted Date
Sep 03, 2021
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with securities ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will be ... be responsible for:..

 
Company
**********
Location
Greenwich, CT
Posted Date
Sep 04, 2021
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with securities ... back office functions. Responsibilities: The Compliance Officer – Special Products and Back ... variety of product..

 
Company
**********
Location
Mahwah, NJ
Posted Date
Dec 05, 2021
Info Source
Employer  - Full-Time  90  

... bonuses; commissions; healthcare; insurance benefits; retirement programs; stock based plans; paid ... social and recreational activities. The Compliance Business Process Manager is a ... a leader in the global..

 
Company
**********
Location
Baton Rouge, LA
Posted Date
Mar 07, 2023
Info Source
Recruiter  - Full-Time  90 

Job Details WILDLIFE AND FISHERIES COMPLIANCE ANALYST A-C Salary $2,694.00 - ... other public information. The WLF Compliance Analyst position participates in a ... be filled as a WLF Compliance..

 
Company
**********
Location
, MI
Posted Date
May 21, 2023
Info Source
Employer  - Full-Time  90  

Job Description The Corporate Compliance Sr Manager is responsible for ... execution, and oversight of the compliance program activities and deliverables of ... oversee the activities of other compliance team..

 
Company
**********
Location
Cincinnati, OH
Posted Date
May 19, 2022
Info Source
Employer  - Full-Time  90  

... applications for a Director of Compliance (NCAA Compliance Officer). This is a full-time position, ... to the Associate AD of Compliance and will serve as day-to-day ... and will..

 
Company
**********
Location
Austin, TX
Posted Date
Feb 26, 2022
Info Source
Employer  - Full-Time  90  

... experience in governance risk and compliance for the position of Information ... leave time, a highly competitive retirement plan, career development opportunities and more. ... IT Governance, Risk Management,..

 
Company
**********
Location
Bloomfield, CT
Posted Date
Aug 18, 2022
Info Source
Employer  - Full-Time  90  

... Job Category Nonprofit - Social Services Community Solutions Inc has a ... are looking for a Program Compliance Director to provide staff training ... supervision, treatment, and comprehensive individualized..

 
Company
**********
Location
, MI
Posted Date
May 21, 2023
Info Source
Employer  - Full-Time  90  

Job Description The Sr. Compliance Manager will serve as the ... Manager will serve as the plan compliance officer for the Aetna Michigan MMP ... other Duals contracts. The Sr...

 
Company
**********
Location
Greenwich, CT
Posted Date
Jan 22, 2022
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with securities ... and back-office functions. Responsibilities: The Compliance Analyst – Special Products and ... various responsibilities, including: Providing..

 
Company
**********
Location
Greenwich, CT
Posted Date
Mar 01, 2023
Info Source
Employer  - Full-Time  90  

... seeks a motivated and talented compliance officer familiar with electronic trading processes ... will be the firm’s lead compliance officer in key areas, including the ... each of these..

 
Company
**********
Location
Richmond, VA
Posted Date
May 30, 2023
Info Source
Employer  - Full-Time  90  

As a Director of Compliance and Risk Management , you ... will architect and manage Paymerangs compliance programs including but not limited ... the Executive Team to bring compliance and..

 
Company
**********
Location
Greenwich, CT
Posted Date
Aug 26, 2022
Info Source
Employer  - Full-Time  90  

... looking for a motivated, financial services professional with in-depth knowledge of ... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The..

 
Company
**********
Location
,
Posted Date
May 28, 2023
Info Source
Employer  - Full-Time  90  

... u003c/strongu003eu003cbru003e u003cbru003e The Deputy Chief Compliance Officer (DCCO)is responsible for identifying, investigating, ... for identifying, investigating, and reporting compliance risks. Assist the Chief Compliance Officer and General Counsel with..

 
Company
**********
Location
Temple Terrace, FL
Posted Date
Feb 17, 2024
Info Source
Employer  - Part-Time     

... $25.32 per hour POSITION: Code Compliance Officer POSITION NO: 3.116 DEPT: Code ... POSITION NO: 3.116 DEPT: Code Compliance This position is responsible for ... and enforcement activities to..

 
Company
**********
Location
Chicago, IL
Posted Date
May 18, 2022
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with securities ... foreign exchange activity. Responsibilities: The Compliance Officer – Forex and Commodities will ... will be responsible..

 
Company
**********
Location
Cincinnati, OH
Posted Date
Feb 16, 2023
Info Source
Employer  - Full-Time  90  

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

 
Company
Interactive Brokers Group, Inc.
Location
Chicago, IL
Posted Date
Feb 02, 2023
Info Source
Employer  - Full-Time  90  

... looking for a motivated, financial services professional with in-depth knowledge of ... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The..

 
Company
**********
Location
Austin, TX
Posted Date
Feb 25, 2022
Info Source
Employer  - Full-Time  90  

... Under limited supervision, the Operations Compliance Program Manager functions as a ... Program Manager functions as a compliance professional with respect to electric ... guides regarding transmission and generation..

 
Company
Dinsmore & Shohl LLP.
Location
Cincinnati, OH
Posted Date
Mar 05, 2022
Info Source
Employer  - Full-Time  90  

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

 
Company
**********
Location
Troy, MI
Posted Date
Feb 21, 2022
Info Source
Employer  - Full-Time  90  

Director of Compliance/HIPAA Privacy OfficernU.S. Medical Management (USMM) ... Vision, Disability & Life Insurancen401K Retirement PlannPaid HolidaysnPTOu00a0nFlexible Spending AccountnTuition ReimbursementnnPOSITION ... ReimbursementnnPOSITION DESCRIPTIONnPOSITION DESCRIPTIONnThe Director u2013 Compliance/HIPAA Privacy Officer is..

 
Company
**********
Location
Cincinnati, OH
Posted Date
Feb 09, 2022
Info Source
Employer  - Full-Time  90 

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

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