Retirement Products Services Compliance Officer Jobs

Job Description The Deputy of Compliance Technology position requires knowledge and ... commodities regulatory reporting obligations. Provide compliance guidance and input regarding business ... business processes and potential new products...

... for a motivated and talented compliance officer who is familiar with securities ... back office functions. Responsibilities: The Compliance Officer – Special Products and Back Office will be .....

... bonuses; commissions; healthcare; insurance benefits; retirement programs; stock based plans; paid ... social and recreational activities. The Compliance Business Process Manager is a ... a leader in the global..

Job Description The Corporate Compliance Sr Manager is responsible for ... execution, and oversight of the compliance program activities and deliverables of ... oversee the activities of other compliance team..

Aon is looking for a Compliance Specialist IWe currently have an ... an exciting opportunity for a Compliance Specialist supporting Aon Affinity with ... Dallas, TX.Your impact as a Compliance..

... for a motivated and talented compliance officer who is familiar with securities ... and back-office functions. Responsibilities: The Compliance Analyst – Special Products and Back Office will be .....

... for a motivated and talented compliance officer who is familiar with securities ... foreign exchange activity. Responsibilities: The Compliance Officer – Forex and Commodities will ... will be responsible..

... looking for a motivated, financial services professional with in-depth knowledge of ... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The..

... looking for a motivated, financial services professional with in-depth knowledge of ... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The..

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

Job Description The Sr. Compliance Manager will serve as the ... will serve as the plan compliance officer for the Aetna Michigan MMP ... other Duals contracts. The Sr. Compliance..

... industry – from selling physical products via one-time transactions to monetizing ... via one-time transactions to monetizing services via ongoing customer (aka subscriber) ... ever growing set of digital..

... responsible for ensuring the code compliance of capital projects. ESSENTIAL DUTIES ... to, the following Building Code Compliance Validates the code compliance process, written code validation prior ... and..

As a Director of Compliance and Risk Management , you ... will architect and manage Paymerangs compliance programs including but not limited ... the Executive Team to bring compliance and..

... u003c/strongu003eu003cbru003e u003cbru003e The Deputy Chief Compliance Officer (DCCO)is responsible for identifying, investigating, ... for identifying, investigating, and reporting compliance risks. Assist the Chief Compliance Officer and General Counsel with..

... tools, research facilities and investment products at low or no cost ... seeks a motivated and talented compliance officer familiar with electronic trading processes ... will be the firm’s..