Risk Compliance Jobs in White Plains

Renowned financial services company is seeking a well-qualified professional to run the compliance program for its HUD 232 lending business. The duties of the position will encompass all aspects of compliance ..

... looking to hire a Senior Compliance Analyst at the Chicago Office. ... Analysts will report to a Compliance Manager and will assist with ... to AML & Financial Crime..

Interactive Brokers is looking to hire a full-time remote Quality Assurance Compliance Analyst who resides in New York, Illinois, New Jersey, Massachusetts, Florida, Connecticut or California. This is a position with ..

... for a motivated and talented compliance officer who is familiar with ... back office functions. Responsibilities: The Compliance Officer – Special Products and ... stock lending and margin. Providing..

... Governance efforts. Responsibilities The Senior Compliance Data Analyst’s primary focus will ... focus on data leveraged by Compliance Collaborate with technical and business ... destination data maps for AML..

The CMO Compliance Manager will have primary responsibility ... of critical programs in the compliance office of the department of ... and MHMO programs are in compliance with the latest..

Interactive Brokers is looking for a motivated and talented compliance analyst who has experience with broker/dealer public communications, including marketing, advertising, and public appearances. Responsibilities: Supporting the Public Communications Compliance group ..

... for a motivated and talented compliance analyst who is familiar with ... experience in regulatory exam management, compliance testing, and policy management. Responsibilities ... policy management. Responsibilities The Sr...

... social and recreational activities. The Compliance Business Process Manager is a ... a leader in the global Compliance DSO team. The role is ... and systems to support the..

About the Job: The Compliance and Testing Coordinator drives the execution of daily activities pertaining to product inspections, fabric and garment test report dispositions, preventative maintenance support and cross functional communication ..

... for a motivated and talented compliance officer who is familiar with ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will ... be responsible for: Overseeing all..

... for a motivated and talented compliance officer who is familiar with ... and back-office functions. Responsibilities: The Compliance Analyst – Special Products and ... various responsibilities, including: Providing advisory..

... and commodities, and experience with compliance, internal controls and risk management. Responsibilities The Compliance Officer’s primary focus will be ... focus will be to: Provide compliance coverage for all..

... is looking to hire a Compliance Analyst at the Chicago or ... to the Financial Advisor (“FA”) Compliance Team Lead and will assist ... of the firm’s financial advisor..

... and commodities, and experience with compliance, internal controls and risk management. Responsibilities The Senior Compliance Analyst’s primary focus will be ... focus will be to: Support compliance coverage of..

... is looking to hire a Compliance Analyst at the Chicago or ... report to the Financial Advisor Compliance Team Lead and will assist ... of the firm’s financial advisor..

Job Description and Responsibilities The Interactive Brokers Group (IBG LLC) is looking for an experienced Compliance professional with a background in regulatory reporting including such systems as: FINRA OATS and stock ..

... clients with advantageous execution prices, risk and portfolio management tools, research ... seeks a motivated and talented compliance officer familiar with electronic trading ... will be the firm’s lead..

... is looking for an experienced Compliance Analyst with 5 years of ... years of experience in a compliance role, preferably in the commodities ... position is responsible for handling..

... Brokers is looking to hire Compliance Sanctions Testing Analysts for a ... considered. Analysts will report to Compliance Managers from Sanctions and Quality ... area for testing of Sanctions..

Job Description The Deputy of Compliance Technology position requires knowledge and ... commodities regulatory reporting obligations. Provide compliance guidance and input regarding business ... and tested as appropriate in compliance..

... Research & Development (VRD) Clinical Compliance Head and Research Informatics Head ... requirements. This role will ensure compliance with global regulatory requirements, maintain/improve ... needed for biospecimen analysis/planning, data..

... is looking for an experienced Compliance Analyst with 5 years of ... years of experience in a compliance role, preferably in the commodities ... position is responsible for handling..