Sec Compliance Analyst Jobs

... Information Deloitte Corporate Finance Senior Compliance Analyst in Charlotte North Carolina Corporate ... Charlotte North Carolina Corporate Finance Compliance Senior Analyst Deloitte Corporate Finance LLC is ... Finance LLC..

... Information Deloitte Corporate Finance Senior Compliance Analyst in New York New York ... York New York Corporate Finance Compliance Senior Analyst Deloitte Corporate Finance LLC is ... Finance LLC..

Interactive Brokers is looking for a motivated and talented compliance analyst who has experience with broker/dealer public communications, including marketing, advertising, and public appearances. Responsibilities: Supporting the Public Communications Compliance group ..

... for a motivated and talented compliance officer who is familiar with ... and back-office functions. Responsibilities: The Compliance Analyst – Special Products and Back ... various responsibilities, including: Providing..

Job Description and Responsibilities The Interactive Brokers Group (IBG LLC) is looking for an experienced Compliance professional with a background in regulatory reporting including such systems as: FINRA OATS and stock ..

**This position is expected to be full-time in office (Monday-Friday 9am-5pm)** THE POSITION The purpose of this position is to: Prepare, coordinate, and maintain various licensing applications, selected corporate filings, and ..

COMPLIANCE ANALYST III, Washington, DC ***THIS POSITION ... from DTCL to ensure appropriate compliance with registration requirements. Initiates inquiry ... imports and other activities implicating compliance with U.S. export laws..

Job Information Shell Compliance Coordinator in Galena Park Texas ... specifically managing HSSE & Q Compliance, Quality and Improvement processes and ... the Site HSSE Specialist, Environmental Compliance & Assurance..

Job Summary The Senior Compliance Analyst supports compliance manager and performs related activities. ... implementation, and oversight of the Compliance Program for the UPS Defined ... Sarbanes-Oxley, and Security Exchange..

Aon is looking for a Compliance Analyst, Aon Investments USA. This is ... the Securities and Exchange Commission (“SEC”). Aon’s investment consulting business is ... succeed. Your impact as a..

... registration team of Greenwich Advisor Compliance Services, an investment advisor compliance service provider, with the addition ... of a motivated and talented compliance analyst interested in working on registration..

... for a motivated and talented compliance analyst who is familiar with U.S. ... experience in regulatory exam management, compliance testing, and policy management. Responsibilities ... policy management. Responsibilities The..

... and commodities, and experience with compliance, internal controls and risk management. ... risk management. Responsibilities The Senior Compliance Analyst’s primary focus will be to: ... focus will be to:..

Why work for us? Janus Henderson is a leading global active asset manager. We exist to help our clients achieve their long-term financial goals. Our team exemplifies our values of putting ..

Best Buy The Sr. Analyst, Compliance is responsible to ensure proper ... mechanisms are in place. The Compliance function has a symbiotic relationship ... and many other functions. The Compliance..

The Customs compliance analyst is responsible for providing administrative support for imports and exports as related to US Customs regulations and procedures. Preference given to candidates with apparel specific backgrounds.    ESSENTIAL ..

Salary: Compliance Officer opportunity, reporting to the ... include other investment management regulatory compliance duties, i.e., review and provide ... provide updates on regulatory and SEC enforcement matters. Contract management/administration..

... Brokers is looking to hire Compliance Manager at the Chicago Office ... motivated and exceptional performers. The Compliance Manager will report to a ... Manager will report to a..

Interactive Brokers is looking to hire a Senior Regulatory Analyst in its Chicago, Illinois office. This is an excellent growth potential for highly motivated and exceptional performers. The Senior Analyst will ..

... motivated, IT audit, risk or compliance professional with experience working in ... regulated environment. Responsibilities The Senior Compliance Analyst’s primary focus will be to: ... focus will be to:..

Aon is looking for a Compliance Analyst, Aon Investments USA The Compliance Analyst’s primary role is to assist ... role is to assist the Compliance Director and team with the..

Compliance Analyst – Regulatory Correspondence Unit Interactive ... is looking to hire a Compliance Analyst in its Chicago, Illinois office. ... its Chicago, Illinois office. The Compliance Analyst role offers..

... for a motivated and talented compliance officer who is familiar with ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will ... be responsible for: Overseeing all..