Sec Compliance Manager Jobs in Manhattan, New York | ComplianceCrossing.com
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Sec Compliance Manager Jobs in Manhattan






Job info
 
Location
New York City, NY
Posted Date
Oct 31, 17
Info Source
Employer  - Full-Time   

Posting Number 2017-3304 Location US-NY-New York Posted Date 6/23/2017 Union N/A School/Division College of Dentistry (DN1032) Department Name : Clinical Revenue Cycle and Clinical Support Services FT/PT Full-Time Position Summary: Under ..

 
Location
New York City, NY
Posted Date
Oct 31, 17
Info Source
Employer  - Full-Time   
Total Views
1

Posting Number 2017-3304 Location US-NY-New York Posted Date 6/23/2017 Union N/A School/Division College of Dentistry (DN1032) Department Name : Clinical Revenue Cycle and Clinical Support Services FT/PT Full-Time Position Summary: Under ..

 
Location
New York City, NY
Posted Date
Nov 19, 17
Info Source
Employer  - Full-Time   
Total Views
2

Posting Number 2017-3304 Location US-NY-New York Posted Date 6/23/2017 Union N/A School/Division College of Dentistry (DN1032) Department Name : Clinical Revenue Cycle and Clinical Support Services FT/PT Full-Time Position Summary: Under ..

 
Company
Wall Street Options
Location
New York, NY
Posted Date
Nov 22,2017
Info Source

Liaise with all investment operations teams, legal and compliance, shareholder servicing ... Strong knowledge of SEC Regulation S-X and US GAAP. Requirements: Bachelor's Degree 7+ years of .....

 
Company
EquiLend
Location
New York, NY
Posted Date
Nov 22,2017
Info Source

Report directly to the Manger of North American Compliance * Responsible for Compliance related tasks for the Firm's US (SEC & FINRA) and Canada (IIROC, OSC) regulated businesses including, but not ..

 
Job title
Company
Bed Bath & Beyond
Location
Union, NJ
Posted Date
Nov 19,2017
Info Source

... and SEC filings, including accurate recording of all cash management transactions. * Preparing, reviewing and maintaining Treasury Department SOX compliance. Enhancing policies and procedures to .....

 
Company
Credit Suisse -
Location
New York, NY
Posted Date
Nov 11,2017
Info Source

Assist with management of regulatory exams, reviews and questionnaires initiated by the SEC, FINRA ... You Offer Essential skills and qualifications: 5-10 years of relevant Compliance/Regulatory .....

 
Company
Twenty Recruitment Group - US
Location
New York, NY
Posted Date
Nov 09,2017
Info Source

They will also provide subject matter expertise to help prepare for SEC examinations as well as ... compliance experience in a consulting firm or asset management business. This is an excellent ..

 
Company
ASI System Integration, Inc.
Location
New York, NY
Posted Date
Oct 30,2017
Info Source

Ensuring compliance with SEC/NFA guidelines, ISO 27001, COBIT, and NIST standards. Required ... Ability to manage a crisis and document incidents while calmly implementing contingency plans..

 
Company
CliftonLarsonAllen
Location
New York, NY
Posted Date
Oct 20,2017
Info Source

Investment advisory services are offered through CliftonLarsonAllen Wealth Advisors, LLC, an SEC ... compliance including A-133 and Form 990 Perform all tasks related to nonprofit accounting and .....

 
Company
Madison-Davis, LLC
Location
New York, New York
Posted Date
Oct 15,2017
Info Source

... the SEC, CFTC, FINRA, Blue Sky rules and World Sky rules Work with, guide and manage outside ... and compliance matters Multi-task - have the ability to work on several ..

 
Company
Network Resources
Location
new york, NY
Posted Date
Oct 09,2017
Info Source

Manage daily activities of the EDGAR Group • Plan staffing schedules to ensure adequate client coverage • Create and maintain harmonious relationships with SEC staff in OIT, IM, Corp Fin and ..

 
Company
CliftonLarsonAllen
Location
New York, NY
Posted Date
Oct 06,2017
Info Source

S International tax compliance and planning experience with a strong focus on high net worth ... Investment advisory services are offered through CliftonLarsonAllen Wealth Advisors, LLC, an SEC .....

 
Company
UFG Union Bank, N.A.
Location
New York, New York
Posted Date
Oct 04,2017
Info Source

Lead initiatives and manage high-impact special projects with a results-driven focus, including the ... SEC, FINRA and state banking regulators..

 
Company
The PeterSan Group
Location
New York, New York
Posted Date
Sep 27,2017
Info Source

The CCO will oversee all regulatory compliance and management matters for the broker dealer ... SEC, NYS Banking regulations, and applicable regulatory guidelines; and FINRA Series 7 and 24 .....

 
Company
Madison-Davis, LLC
Location
New York, New York
Posted Date
Sep 27,2017
Info Source

Develop and enhance Compliance policies and procedures and coordinate with global colleagues in ... management function, or law firm. * Strong knowledge of SEC and FINRA rules and regulations..

 
Company
Gardner Resources Consulting, LLC
Location
New York, NY
Posted Date
Sep 26,2017
Info Source

Our client is looking for a Contract to Hire IT Security and Compliance Manager.***U.S. Citizens ... SEC/NFA guidelines, ISO 27001, COBIT, and NIST standards.A successful applicant will have the .....

 
Company
Ashton Lane Group
Location
New York, NY
Posted Date
Sep 16,2017
Info Source

... and manage overall project delivery to ensure quality and timeliness of deliverables Outline ... SEC, CFTC and all exchanges and associations under such federal agencies, including FINRA, NYSE .....

 
Company
The Execu|Search Group
Location
New York, New York
Posted Date
Aug 17,2017
Info Source

Broad knowledge of the investment management, funds, UCITs, and broker/dealer industries * Deep grasp of the compliance and regulatory landscape, including knowledge of and experience with SEC and .....

 
Company
Abacus Group LLC
Location
New York, NY
Posted Date
May 23,2017
Info Source

Ensure compliance with SEC/NFA guidelines, ISO 27001, COBIT, and NIST standards * Establish and oversee a formal vulnerability and patch management program * Stay informed on emerging security trends .....

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