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Securities Compliance Jobs





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SPONSOREDJOB
Location
Alpharetta, GA
Posted Date
Feb 14,18
Source
Employer   
Total Views
10

IT Security compliance Analyst (SAP) We're theobstacle overcomers, the problem get-arounders.From figuring itnout to getting it done our innovative culture demands yes andnhow! We are UPS.We are the United Problem Solvers.AboutnApplications ..

SPONSOREDJOB
Location
Albuquerque, NM
Posted Date
Feb 21,18
Source
Employer   
Total Views
3

Sr Cyber Security compliance Specialist Join a team recognized for leadership, innovation and diversity The Sr. Cyber Security compliance Specialist develops and maintains cyber security policy and cyber security plans to ..

SPONSOREDJOB
Location
Montvale, NJ
Posted Date
Feb 21,18
Source
Employer   
Total Views
15

... a Manager, IT Security & compliance to join our KPMG Technology ... general operation of KPMG's IT compliance program and related activities to ... regarding each aspect of the..

 
Company
Location
New York City, NY
Posted Date
Feb 22, 18
Info Source
Employer  - Full-Time  
Total Views
16

... 2018-02-20 Advertising and Broker Dealer Compliance Officer Description Morgan Stanley is ... wide range of investment banking, securities, investment management and wealth management ... part of the Broker-Dealer and..

 
Location
Minneapolis, MN
Posted Date
Feb 22, 18
Info Source
Employer  - Full-Time   
Total Views
1

... vendor security processes, procedures and compliance controls. Testing Strategy & Execution ... standards, best practices and legal compliance requirements. - Implement changes to ... related to information security regulatory..

 
Location
Reston, VA
Posted Date
Feb 22, 18
Info Source
Employer  - Full-Time  
Total Views
2

Founded in 1923, the American College of Radiology® is at the forefront of radiology evolution, representing nearly 40,000 radiologists, radiation oncologists, nuclear medicine physicians and medical physicists.  We are seeking energetic ..

 
Location
Los Angeles, CA
Posted Date
Feb 22, 18
Info Source
Employer  - Full-Time  
Total Views
11

... helping drive successful overall security compliance delivery. Tasks include performing special ... delivery. Tasks include performing special compliance projects and audits and contributing ... security reviews and tracking organizational..

 
Company
Location
Charlotte, NC
Posted Date
Feb 22, 18
Info Source
Employer  - Full-Time   
Total Views
7

... market risk, strategic risk, and compliance risk. Corporate Risk strives to ... Treasury, Merchant & Payment Solutions Compliance and Operational Risk (TMPSCOR) group ... functions: * Operational Risk *..

 
Company
Location
Charlotte, NC
Posted Date
Feb 22, 18
Info Source
Employer  - Full-Time   
Total Views
5

... This is a position in Compliance Process Risk Management under the ... Process Risk Management under the Compliance Controls & Infrastructure (CCI) team ... of businesses within Wells Fargo..

 
Company
Location
Charlotte, NC
Posted Date
Feb 22, 18
Info Source
Employer  - Full-Time   
Total Views
7

... responsible for planning and executing compliance testing for the CSG compliance programs in accordance with Regulatory ... programs in accordance with Regulatory Compliance and Risk Management policies and .....

 
Company
Location
Irving, TX
Posted Date
Feb 22, 18
Info Source
Employer  - Full-Time   
Total Views
8

Compliance AML KYC Senior Manager','18011237','!*!About Citi ... credit, corporate and investment banking, securities brokerage, transaction services, and wealth ... and partnership with various business, compliance, operations, and technology stakeholders. This..

 
Company
Location
Charlotte, NC
Posted Date
Feb 22, 18
Info Source
Employer  - Full-Time   
Total Views
5

* It starts with you.* Our goal is to attract, develop, retain, and motivate the most talented people - those who care and who work together as partners across business units ..

 
Company
Location
Charlotte, NC
Posted Date
Feb 22, 18
Info Source
Employer  - Full-Time   
Total Views
2

... are looking for a strong compliance professional to be a critical ... Investment Services, Inc. (“GAISI”) broker-dealer Compliance team. The Compliance Consultant will assist in the ... management and..

 
Company
Location
Charlotte, NC
Posted Date
Feb 22, 18
Info Source
Employer  - Full-Time   

... grade and high yield debt securities, bank debt, and other credit ... support the Investment Portfolio (IP) Compliance Program by assisting with the ... and maintenance of a comprehensive..

 
Company
Location
Glen Allen, VA
Posted Date
Feb 22, 18
Info Source
Employer  - Full-Time   
Total Views
3

* It starts with you.* Our goal is to attract, develop, retain, and motivate the most talented people - those who care and who work together as partners across business units ..

 
Company
Location
Charlotte, NC
Posted Date
Feb 22, 18
Info Source
Employer  - Full-Time   
Total Views
1

... and *Wells Fargo Stories**.* Regulatory Compliance Risk Management (RCRM), Wells Fargo’s ... Management (RCRM), Wells Fargo’s regulatory compliance second line of defense function, ... guidance (regulatory requirements), meet regulatory..

 
Company
Location
Charlotte, NC
Posted Date
Feb 22, 18
Info Source
Employer  - Full-Time   
Total Views
1

... estate valuation processes and execution *Compliance Consultant 4* candidate will be ... governance and oversight of LOB compliance programs to ensure LOBs have ... 6+ years of experience in..

 
Company
Location
Charlotte, NC
Posted Date
Feb 22, 18
Info Source
Employer  - Full-Time   
Total Views
3

... Team:* Operations Risk Management and Compliance is responsible for driving the ... Role:* Senior Operational Risk & Compliance Leader who will support the ... to the Operations Head of..

 
Company
Location
Philadelphia, PA
Posted Date
Feb 22, 18
Info Source
Employer  - Full-Time   
Total Views
2

* It starts with you.* Our goal is to attract, develop, retain, and motivate the most talented people - those who care and who work together as partners across business units ..

 
Location
Los Angeles, CA
Posted Date
Feb 22, 18
Info Source
Employer  - Full-Time   
Total Views
2

... helping drive successful overall security compliance delivery. Tasks include performing special ... delivery. Tasks include performing special compliance projects and audits and contributing ... security reviews and tracking organizational..

 
Company
Location
Charlotte, NC
Posted Date
Feb 22, 18
Info Source
Employer  - Full-Time   

* Let’s talk about building a rewarding career* You’ve got the passion. You’ve got the skills. Now you just need the right opportunity. At Wells Fargo, you’ll have the chance to ..

 
Company
Location
New York City, NY
Posted Date
Feb 22, 18
Info Source
Employer  - Full-Time   
Total Views
2

Wells Fargo Securities Compliance - FX This Compliance Manager will support the compliance program for FX activities conducted ... Deposits, etc.) within Wells Fargo Securities. Primary responsibilities include: * Manage..

 
Company
Location
Boston, MA
Posted Date
Feb 22, 18
Info Source
Employer  - Full-Time   
Total Views
1

... are looking for a strong compliance professional to be a critical ... Investment Services, Inc. (“GAISI”) broker-dealer Compliance team. The Compliance Consultant will assist in the ... management and..

 
Company
Location
Oaks, PA
Posted Date
Feb 22, 18
Info Source
Employer  - Full-Time   
Total Views
1

... to SPTC. The Legal and Compliance Team seeks a Compliance Officer to support the core ... Officer to support the core compliance functions within SPTC. The Compliance Officer will..

 
Company
Location
Fort Mill, SC
Posted Date
Feb 23, 18
Info Source
Employer  - Full-Time   
Total Views
2

... and *Wells Fargo Stories**.* Regulatory Compliance Risk Management (RCRM), Wells Fargo’s ... Management (RCRM), Wells Fargo’s regulatory compliance second line of defense function, ... guidance (regulatory requirements), meet regulatory..

 
Job title
GRANTED JOB
Company
Location
West Des Moines, IA
Posted Date
Feb 23, 18
Info Source
Employer  - Full-Time   
Total Views
1

... responsible for planning and executing compliance testing for the CSG compliance programs in accordance with Regulatory ... programs in accordance with Regulatory Compliance and Risk Management policies and .....

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