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Securities Compliance Jobs





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SPONSOREDJOB
Company
Location
Alpharetta, GA
Posted Date
Apr 18,18
Source
Employer 
Total Views
6

Job Description: Equifax is a global leader in consumer, commercial and workforce information solutions that provide businesses of all sizes and consumers with insight and information they can trust. Equifax organizes ..

SPONSOREDJOB
Location
Atlanta, GA
Posted Date
Apr 19,18
Source
Employer   
Total Views
6

IT Security compliance Manager Applications Development Manager We’re the obstacle overcomers, the problem get-arounders. From figuring it out to getting it done… our innovative culture demands “yes and how!” We are ..

SPONSOREDJOB
Company
Location
Hartford, CT
Posted Date
Apr 19,18
Source
Employer   
Total Views
6

... Senior Information Security Risk and compliance Consultant to support enterprise adherence ... very well-rounded information security and compliance background including a strong understanding ... Experience with program management, enabling..

 
Company
Location
West Jacksonville, FL
Posted Date
Apr 17, 18
Info Source
Employer  - Full-Time   
Total Views
6

OverviewnFounded in 1908, CIT (NYSE: CIT) is a financial holding company with approximately $50 billion in assets as of Dec. 31, 2017. Its principal bank subsidiary, CIT Bank, N.A., (Member FDIC, ..

 
Location
Boston, MA
Posted Date
Apr 18, 18
Info Source
Employer  - Full-Time  
Total Views
7

... member of the newly formed Compliance Analytics Team within Corporate Compliance and will report to the ... to the Global Head of Compliance Analytics. The Analytics team provides .....

 
Company
Location
Marlborough, MA
Posted Date
Apr 17, 18
Info Source
Employer  - Full-Time   
Total Views
8

IT Security Risk & Compliance AnalystApply now » Apply now ... of core IT risk and compliance functions. + Provides support to ... projects for ongoing risk and compliance initiatives...

 
Company
Location
New York City, NY
Posted Date
Apr 17, 18
Info Source
Employer  - Full-Time   
Total Views
8

... wide range of investment banking, securities, investment management and wealth management ... Profile Professionals within Legal and Compliance provide a wide range of ... on the Team The Global..

 
Location
Roy, UT
Posted Date
Apr 17, 18
Info Source
Employer  - Full-Time   
Total Views
9

... oversight and review of the compliance environment of the mortgage lending ... to those requirements and emerging compliance trends related to mortgage lending. ... policies and procedures to ensure..

 
Company
Location
Seattle, WA
Posted Date
Apr 17, 18
Info Source
Employer  - Full-Time   
Total Views
4

... strong background in audit or compliance to support Grouponu2019s PCI Compliance initiatives.Your main responsibility is to ... functional groups to resolve PCI compliance status for assigned clientsAssist during .....

 
Job title
Company
Location
Gretna, NE
Posted Date
Apr 17, 18
Info Source
Employer  - Full-Time   
Total Views
4

... charter lending and operational regulatory compliance program. This includes researching, monitoring, ... and procedure to ensure bank compliance with consumer laws and regulations. ... new product development, and represents..

 
Location
Milwaukee, WI
Posted Date
Apr 17, 18
Info Source
Employer  - Full-Time   
Total Views
13

Chief Information Security Officer','WD30045918093','!*!What you will do The VP and Chief Security Information Officer (CISO) will be responsible for establishing JCI’s Cybersecurity Program. This includes establishing the Company’s cyber strategy, associated ..

 
Company
PAE
Location
Arlington, VA
Posted Date
Apr 17, 18
Info Source
Employer  - Full-Time   
Total Views
9

... in the World Cost Proposal Compliance Director The PAE Cost Proposal ... Director The PAE Cost Proposal Compliance Director is responsible for the ... and other government regulations). The..

 
Location
Birmingham, AL
Posted Date
Apr 17, 18
Info Source
Employer  - Full-Time   
Total Views
6

Overview At BBVA, we are working to make banking better for everyone. That is where you come in. We are looking for smart, team oriented people who want to be part ..

 
Company
Location
Aurora, CO
Posted Date
Apr 17, 18
Info Source
Employer  - Full-Time   
Total Views
4

... This position is for a Compliance Consultant 4 who will be ... be responsible for supporting regulatory compliance financial crimes testing and pre-validation ... business to execute required AML/BSA/OFAC..

 
Company
Location
Bothell, WA
Posted Date
Apr 17, 18
Info Source
Employer  - Full-Time   
Total Views
5

Compliance Officer - Debt Collection','54096','!*!Join our ... level! This role leads the compliance program at I.Q. Data International, ... guidance, direction & strategy for Compliance related processes & procedures. Partners..

 
Company
Location
Atlanta, GA
Posted Date
Apr 17, 18
Info Source
Employer  - Full-Time   
Total Views
3

Contract MDI Group is seeking au00a0Security Compliance Support Analyst for our Client in Atlanta. Theu00a0Security Compliance Support Analyst will be responsible for working with internal stakeholder engineering teams to document the ..

 
Location
Winston Salem, NC
Posted Date
Apr 17, 18
Info Source
Employer  - Full-Time   
Total Views
2

... impact of new and changing compliance regulations and maintaining comprehensive compliance for Deposit and Digital Compliance. Specific Accountabilities Deliver exceptional member ... execution of the credit union’s compliance program...

 
Company
Location
New York City, NY
Posted Date
Apr 17, 18
Info Source
Employer  - Full-Time   
Total Views
8

Legal & Compliance Risk - Anti-Money Laundering Specialist ... of New York Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Overview: The Compliance Risk Department of the Supervision ... to supervise the legal..

 
Location
Wilmington, DE
Posted Date
Apr 18, 18
Info Source
Employer  - Full-Time   
Total Views
19

... change banking for good.Principal Corporate Compliance TesterTitle: Principal Corporate Compliance TesterLevel: Principal AssociateCapital One is ... a great place to work.The Compliance Tester III (Principal Associate) performs ... the..

 
Company
Location
New York City, NY
Posted Date
Apr 17, 18
Info Source
Employer  - Full-Time   
Total Views
6

Legal & Compliance Risk Associate - Supervision Group ... Sector: Non-Financial Corporate Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Area Overview: The Large and ... and Foreign Banking Organization (LFBO) Compliance Risk..

 
Company
Location
Detroit, MI
Posted Date
Apr 18, 18
Info Source
Employer  - Full-Time  
Total Views
7

Budget Compliance Manager','SAL0012732','!*!Budget Compliance Manager   The Digital Business Operations Manager maintains, balances and provides forecasts for budget compliance for eCommerce/Digital/Strategy and Analytics/Center of Learning/LMA/iMR.  This person is key member of the ..

 
Location
Philadelphia, PA
Posted Date
Apr 17, 18
Info Source
Employer  - Full-Time  
Total Views
7

... diverse range of products including securities investment management, infrastructure and real ... position for a Junior Investment Compliance Analyst within its Philadelphia-based Investment ... Analyst within its Philadelphia-based Investment..

 
Company
Location
Buffalo, NY
Posted Date
Apr 17, 18
Info Source
Employer  - Full-Time   
Total Views
8

Regulatory Compliance Officer (Personal Account Dealing)','0000AO2H','!*!Under direct ... senior LCO officers in providing compliance support, advice, and guidance to ... provide support to the applicable Compliance functions. General areas of..

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