Securities Compliance Jobs in Bridgeport, Connecticut | ComplianceCrossing.com


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13

Securities Compliance Jobs in Bridgeport






Job info
 
Company
Humana Inc.
Location
Bridgeport, CT
Posted Date
Nov 01, 2020
Info Source
Employer  - Full-Time  90 

Description The Senior Compliance Professional ensures compliance with governmental requirements. The Senior ... with governmental requirements. The Senior Compliance Professional work assignments involve moderately ... for well-being Responsibilities The Senior..

 
Company
**********
Location
Greenwich, CT
Posted Date
Feb 13, 2021
Info Source
Employer  - Full-Time  90  

... looking to hire a Senior Compliance Analyst at the Chicago Office. ... Analysts will report to a Compliance Manager and will assist with ... financing, sanctions, industry AML, and..

 
Company
**********
Location
Greenwich, CT
Posted Date
Feb 28, 2021
Info Source
Employer  - Full-Time  90  

... looking to hire a Senior Compliance Analyst at the Chicago Office. ... Analysts will report to a Compliance Manager and will assist with ... financing, sanctions, industry AML, and..

 
Company
**********
Location
Greenwich, CT
Posted Date
Sep 04, 2021
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with ... officer who is familiar with securities and commodities regulatory issues and ... back office functions. Responsibilities: The..

 
Company
**********
Location
Bridgeport, CT
Posted Date
Jun 20, 2021
Info Source
Employer  - Full-Time  90  

Description The Senior Compliance Professional ensures compliance with governmental requirements. The Senior ... with governmental requirements. The Senior Compliance Professional work assignments involve moderately ... variable factors. Responsibilities Seeking Senior..

 
Company
**********
Location
Greenwich, CT
Posted Date
May 20, 2021
Info Source
Employer  - Full-Time  90  

Job Description The Deputy of Compliance Technology position requires knowledge and ... firm’s developers to comply with securities and commodities regulatory reporting obligations. ... commodities regulatory reporting obligations. Provide compliance..

 
Company
Humana Inc.
Location
Bridgeport, CT
Posted Date
May 25, 2021
Info Source
Employer  - Full-Time  90  

Description The Compliance Lead ensures compliance with governmental requirements and works ... include: Responsible for effectiveness of compliance program which includes metrics, reporting, ... process improvements and automation to compliance..

 
Company
**********
Location
Bridgeport, CT
Posted Date
May 21, 2021
Info Source
Employer  - Full-Time  90  

Description The Compliance Lead ensures compliance with governmental requirements. The Compliance Lead works on problems of ... moderate to substantial. Responsibilities The Compliance Lead develops and implements compliance policies and..

 
Company
**********
Location
Bridgeport, CT
Posted Date
Jun 05, 2021
Info Source
Employer  - Full-Time  90  

Description The Associate Director, Credentialing/Compliance manages the Dental Credentialing and ... manages the Dental Credentialing and Compliance team ensuring that dental providers ... Humana's Dental Networks operate in compliance with..

 
Company
**********
Location
Greenwich, CT
Posted Date
Apr 08, 2021
Info Source
Employer  - Full-Time  90  

... a full-time remote Quality Assurance Compliance Analyst who resides in New ... report to a Quality Assurance Compliance Manager in our Chicago Office ... financing, sanctions, industry AML, and..

 
Company
**********
Location
Greenwich, CT
Posted Date
Sep 03, 2021
Info Source
Employer  - Full-Time  90  

... for a motivated and talented compliance officer who is familiar with ... officer who is familiar with securities and commodities regulatory issues and ... regulations is preferred. Responsibilities: The..

 
Company
**********
Location
Greenwich, CT
Posted Date
Jul 17, 2021
Info Source
Employer  - Full-Time  90  

Interactive Brokers is looking for a motivated and talented compliance analyst who has experience with broker/dealer public communications, including marketing, advertising, and public appearances. Responsibilities: Supporting the Public Communications Compliance group ..

 
Company
Interactive Brokers Group, Inc.
Location
Greenwich, CT
Posted Date
May 22, 2021
Info Source
Employer  - Full-Time  90  

... is looking to hire a Compliance Analyst at the Chicago or ... report to the Financial Advisor Compliance Team Lead and will assist ... of the firm’s financial advisor..

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