Securities Compliance Jobs in Lynn, Massachusetts | ComplianceCrossing.com
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Securities Compliance Jobs in Lynn





Job info
 
Company
**********
Location
Salem, MA
Posted Date
Apr 26, 18
Info Source
Employer  - Full-Time   
Total Views
2

... u0026nbsp;u0026nbsp;u0026nbsp;u0026nbsp;u0026nbsp;u0026nbsp;u0026nbsp;u0026nbsp;u0026nbsp;u0026nbsp;u0026nbsp; SVP, Complianceu003c/pu003enu003cpu003eu003cstrongu003eCORE COMPETENCIESu0026nbsp;u003c/strongu003eu003c/pu003enu003cpu003eSalem Five Compliance Department staff are expected to ... Salem Five.u0026nbsp;u003c/pu003enu003cpu003eu003cstrongu003eOwnership, Accountability, Responsibility and Compliance u003c/strongu003e- Takes ownership of tasks, ... duties and responsibilities for the..

 
Company
**********
Location
Lowell, MA
Posted Date
May 22, 18
Info Source
Employer  - Part-Time     
Total Views
4

... are currently seeking an experienced compliance team member to join our ... Risk Management department. The Senior Compliance Specialist will assist with administering ... assist with administering the bank-wide..

 
Company
**********
Location
Boston, MA
Posted Date
May 22, 18
Info Source
Employer  - Full-Time   
Total Views
6
Total Applies
1

... a valued member of the Compliance team, the selected person will ... provide support for the WFAM compliance and investment business teams. The ... and investment business teams. The..

 
Company
**********
Location
Boston, MA
Posted Date
Jun 15, 18
Info Source
Employer  - Full-Time   
Total Views
3

... continued success!u003C/pu003Eu003Cpu003Eu003C/pu003Eu003Cpu003Eu003C/pu003Eu003Cpu003Eu003C/pu003Eu003Cpu003Eu003Cbu003Eu003Cuu003Eu003Cbu003EBasic Purpose: u003C/bu003Eu003C/uu003Eu003C/bu003Eu003C/pu003Eu003Cpu003Eu003C/pu003Eu003Cpu003EThe Senior Compliance Analyst - Compliance Monitoring responsibilities include monitoring for ... Monitoring responsibilities include monitoring for compliance with the firm's Code of ... Anti-Financial Crime,..

 
Company
**********
Location
Boston, MA
Posted Date
Jun 07, 18
Info Source
Employer  - Full-Time   
Total Views
3

Cyber Security Regulatory Compliance Consultant','1806504','!*! Are you looking for ... contribution as the Cybersecurity Regulatory Compliance Specialist will see you act ... to manage complex cyber/information security compliance programs aimed..

 
Company
**********
Location
Brighton, MA
Posted Date
Jun 10, 18
Info Source
Employer  - Full-Time   
Total Views
7

COMPANY OVERVIEW Global Atlantic Financial Group, through its subsidiaries, offers a broad range of retirement, life and reinsurance products designed to help our customers address financial challenges with confidence. A variety ..

 
Company
**********
Location
Waltham, MA
Posted Date
Jun 16, 18
Info Source
Employer  - Full-Time   
Total Views
4

... Assists with the assessment of compliance risks and controls, and compliance policies and procedures in all ... and divisions. Supervises, and/or conducts compliance audits to assess the adequacy .....

 
Company
**********
Location
Waltham, MA
Posted Date
May 27, 18
Info Source
Employer  - Full-Time   
Total Views
3

... About the Opportunity As a compliance advisor on the Branch Audit ... to help us oversee the securities and advisory business of nearly ... as well as the firmu2019s..

 
Company
**********
Location
Boston, MA
Posted Date
May 27, 18
Info Source
Employer  - Full-Time   
Total Views
5

... 6 years of experience in compliance, operational risk management (includes audit, ... or business with accountability for compliance or operational risk), or a ... must include direct experience in..

 
Company
**********
Location
North Billerica, MA
Posted Date
Jun 17, 18
Info Source
Employer  - Full-Time   
Total Views
1

The Business/Security Compliance Analyst will be responsible for ... responsible for the certification and compliance with the Payment Card Industry ... documents required to maintain PCI compliance. Keeps abreast of..

 
Company
**********
Location
Andover, MA
Posted Date
Jun 14, 18
Info Source
Employer  - Full-Time   
Total Views
7

Raytheon IDS has an opportunity for an energetic and motivated senior Environmental, Health & Safety (EHS) professional to champion compliance, risk reduction, and employee engagement at our Andover site. Leverage your ..

 
Company
**********
Location
Needham, MA
Posted Date
May 25, 18
Info Source
Employer  - Full-Time   
Total Views
8

... Under the direction of the Compliance Officer, supports the implementation and ... continuous improvement in the Bank’s Compliance Management Program. Builds collaborative working ... core business activities and key..

 
Company
**********
Location
Wellesley, MA
Posted Date
Jun 20, 18
Info Source
Employer  - Full-Time   
Total Views
4

Information Security Compliance Analyst Eagle is seeking an ... is seeking an Information Security Compliance Specialist to join the Information ... to identify overlapping requirements and compliance efficiencies Risk assess..

 
Company
**********
Location
Wellesley, MA
Posted Date
May 23, 18
Info Source
Recruiter  - Full-Time   
Total Views
1

About Our ClientMy client is a highly reputable boutique wealth management firm who provide sound financial planning strategies for both continued financial needs, and significant life events. They also have an ..

 
Location
Boston, MA
Posted Date
Jun 07, 18
Info Source
Employer  - Full-Time   
Total Views
7

Ethics Compliance Specialist – Senior Associate in Boston Massachusetts The Global Ethics Office at State Street is seeking a Consultant to provide Advice on Ethics matters. The position provides Ethics Advisory ..

 
Company
**********
Location
Burlington, MA
Posted Date
Jun 15, 18
Info Source
Employer  - Full-Time   
Total Views
2

... HR related activities. Coordinates internal compliance and audit requests, ensuring smooth ... procedures, and programs are in compliance with local, state and federal ... implementation of procedures to ensure..

 
Company
**********
Location
Boston, MA
Posted Date
Jun 12, 18
Info Source
Employer  - Full-Time   
Total Views
6

DescriptionSenior Compliance Officer (Commercial & Investment Banking) ... Investment Banking) is the independent compliance partner who is responsible for ... to ensure that the Business Compliance Program (Program) appropriately addresses..

 
Company
**********
Location
Waltham, MA
Posted Date
May 24, 18
Info Source
Recruiter  - Full-Time   
Total Views
4

Compliance Specialist - Wealth Management - ... Waltham MA Job #672292350 The compliance specialist will assist the COO ... COO in all aspects of compliance processes. This role calls for..

 
Company
**********
Location
Boston, MA
Posted Date
May 27, 18
Info Source
Employer  - Full-Time  
Total Views
1

... Boston Massachusetts Principal Security & Compliance Analyst Preferred Qualifications The Oracle ... Preferred Qualifications The Oracle Cloud Compliance Security & Risk Management organization ... organization ensures the security and..

 
Company
**********
Location
Boston, MA
Posted Date
Jun 13, 18
Info Source
Employer  - Full-Time   
Total Views
8

Senior Information Security Risk and Compliance Specialist U.S. Bank • Boston MA Job #683103416 U.S. Bank is seeking a Senior Information Security Risk and Compliance Specialist with demonstrated competence and visionary ..

 
Company
**********
Location
Boston, MA
Posted Date
Jun 08, 18
Info Source
Employer  - Full-Time   
Total Views
8

... - Fund Services Operations - Compliance Analyst- Boston','180057269','!*!J.P. Morgan's Corporate & ... the world. Department Overview The Compliance Reporting Services (CRS) department within ... is responsible for completing post-trade..

 
Company
**********
Location
Billerica, MA
Posted Date
Jun 24, 18
Info Source
Employer  - Full-Time   
Total Views
2

The Business/Security Compliance Analyst will be responsible for ... responsible for the certification and compliance with the Payment Card Industry ... documents required to maintain PCI compliance.nKeeps abreast of current..

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