Securities Compliance Jobs in Warwick, Rhode Island | ComplianceCrossing.com
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Securities Compliance Jobs in Warwick






Job info
 
Company
**********
Location
Providence, RI
Posted Date
Jun 21, 18
Info Source
Employer  - Full-Time   
Total Views
8

Information Security Risk and Compliance Consultant U.S. Bank • Providence ... an Information Security Risk and Compliance Consultant to carry the banner ... and assist them in achieving compliance with..

 
Company
**********
Location
Providence, RI
Posted Date
Jun 23, 18
Info Source
Employer  - Full-Time   
Total Views
4

Senior Information Security Risk and Compliance Consultant U.S. Bank • Providence ... Senior Information Security Risk and Compliance Consultant to help advance the ... analyze and articulate implications of compliance..

 
Company
**********
Location
Cranston, RI
Posted Date
Jun 29, 18
Info Source
Employer  - Full-Time   
Total Views
7

Senior Front Line Risk Manager in Cranston Rhode Island Description The purpose of this role is to support the Senior Director, Front Line Risk in carrying out the duties of the ..

 
Company
Santander Bank
Location
Rhode Island-Pawtucket, Rhode Island-Pawtucket
Posted Date
Jul 15,2018
Info Source

In compliance with the requirements outlined within the Compensation Requirements under the Truth ... In order to be eligible for this position you must have a valid US Social Security at ..

 
Company
Add Temps
Location
Lincoln, RI
Posted Date
May 10,2018
Info Source

... compliance with all SOP's and cGMP's. Adhere to strict company safety guidelines 2. Job Skills ... Please bring a background check, photo id, and social security to our office: 17 ..

 
Company
Tech Rakers
Location
Woonsocket, RI
Posted Date
Jul 18,2018
Info Source

Experience working with security analysts to ensure systems meet compliance requirements - provided by DiceLinux CentOS,SUSE Linux,Linux patch,MSB..

 
Company
United Natural Foods, Inc.
Location
Providence, Rhode Island
Posted Date
Jun 06,2018
Info Source

Ensures compliance with applicable laws and regulations. * Evaluates warehouse operational ... Ensures the security and safety of Company property, equipment, and personnel. * Ensures National .....

 
Company
Encore Hospitality Group
Location
,
Posted Date
Jul 16,2018
Info Source

Maintains compliance with all company policies, applicable laws, and operating standards ... Maintains effective safety and security programs in accordance with our company policies and .....

 
Company
Santander Bank
Location
Warwick, RI
Posted Date
Jul 13,2018
Info Source

In compliance with the requirements outlined within the Compensation Requirements under the Truth ... In order to be eligible for this position you must have a valid US Social Security at ..

 
Company
The Washington Trust Company
Location
North Providence, RI
Posted Date
Jul 15,2018
Info Source

Following established operational, security and compliance guidelines to ensure the maximum security of the branch at all times * Participating in off-site events to represent the bank in the .....

 
Company
**********
Location
Smithfield, RI
Posted Date
Jul 11, 18
Info Source
Employer  - Full-Time   
Total Views
5

Compliance Director','1806564','!*! Compliance Director You would support a ... and / or supervision or compliance activities relating to new / ... specifically those of the SEC (Securities Exchange Act of..

 
Company
Atkore International
Location
New Bedford, MA
Posted Date
Jan 26,2018
Info Source

... ensure compliance with Federal and State Regulations concerning employment laws (Anti ... security and mechanical applications. We successfully executed an initial public offering on June .....

 
Company
**********
Location
Cranston, RI
Posted Date
Jul 05, 18
Info Source
Employer  - Full-Time   
Total Views
4

DescriptionThe Compliance Department at Citizens Bank is ... evaluating the state of regulatory compliance. A critical component of performing ... this responsibility sits within the Compliance Governance and Reporting Team...

 
Company
WinnCompanies
Location
Providence, RI
Posted Date
Jun 20,2018
Info Source

Ensure compliance with all applicable regulatory standards and requirements. Essential Functions ... Assess property security requirements and recommend changes as necessary. * Hire, manage, and .....

 
Company
**********
Location
Riverside, RI
Posted Date
Jul 12, 18
Info Source
Recruiter  - Full-Time   
Total Views
15

Description As a Consumer Operational Risk Professional for Enterprise Fraud Management,  Loan Operations, and Deposit Operations, you’ll help support the teams that service unsecured, auto, student loans, and home equity lines ..

 
Company
Rockland Trust
Location
Somerset, MA
Posted Date
Jun 15,2018
Info Source

Understands and adheres to security and compliance policies and procedures. * Processes all transactions including deposits, withdrawals, transfers, check cashing, etc. in an accurate, efficient .....

 
Company
The Washington Trust Company
Location
Wakefield, RI
Posted Date
Jul 15,2018
Info Source

Following established operational, security and compliance guidelines to ensure the maximum security of the branch at all times * Participating in off-site events to represent the bank in the .....

 
Company
Custom Computer Specialists
Location
Lincoln, RI
Posted Date
May 11,2018
Info Source

Ensure our environment is secure and compliant with HIPAA regulations * Implement best practices for change management, security, data integrity, and application optimization * Coordinate and execute .....

 
Company
KPMG
Location
Providence, RI
Posted Date
Jul 22,2018
Info Source

Associate Director, Security Architecture **Montvale, New Jersey** **Requisition #:** 35410 ... HIPAA compliance + Excellent verbal/written communication, collaboration, analytical and .....

 
Company
Citizens Financial Group, Inc.
Location
Riverside, RI
Posted Date
Jun 15,2018
Info Source

The Centralized Premier Advisor will be required to maintain compliance with all Citizens Bank ... Securities License required; Series 65 and Life/Health Insurance licenses within 180 days .....

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