Securities Compliance Jobs in Warwick, Rhode Island | ComplianceCrossing.com
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Securities Compliance Jobs in Warwick






Job info
 
Location
Cranston, RI
Posted Date
Nov 16, 17
Info Source
Employer  - Full-Time   
Total Views
7

DescriptionThe Compliance Assurance function provides independent assurance ... are sufficiently mitigated. The Senior Compliance Assurance Manager supports the delivery ... of the overall Citizens Bank Compliance Assurance plan through appropriate..

 
Job title
Company
Location
Providence, RI
Posted Date
Dec 08, 17
Info Source
Employer  - Full-Time   
Total Views
4

AML Manager in Providence Rhode Island At U.S. Bank, our name imparts our philosophy—All of Us serving you. We seek to strengthen and grow our communities through a variety of inspiring ..

 
Company
Citizens Bank
Location
East Greenwich, RI
Posted Date
Dec 09,2017
Info Source

Responsible for keeping branch in compliance with all bank policies and procedures and prepares ... Equal Employment Opportunity It is the policy of Citizens Bank and Citizens Securities, Inc. to .....

 
Company
Citizens Bank
Location
Cranston, RI
Posted Date
Dec 06,2017
Info Source

Ensure compliance with all financial policies, procedures and regulatory requirements * Achieve ... Equal Employment Opportunity It is the policy of Citizens Bank and Citizens Securities, Inc. to .....

 
Company
Citizens Bank
Location
Middletown, RI
Posted Date
Dec 06,2017
Info Source

Responsible for keeping branch in compliance with all bank policies and procedures and prepares ... Equal Employment Opportunity It is the policy of Citizens Bank and Citizens Securities, Inc. to .....

 
Company
CMP.jobs
Location
Cranston, RI
Posted Date
Nov 28,2017
Info Source

DescriptionThe Compliance Assurance function provides independent assurance to executive management ... Equal Employment OpportunityIt is the policy of Employer and Citizens Securities, Inc. to provide .....

 
Company
ACE Employment Services, Inc.
Location
Attleboro, MA
Posted Date
Nov 20,2017
Info Source

Ensure appropriate confidentiality and security of information. * Reviews reports for compliance with state and federal guidelines. * Collects fees (cash and checks) and performs credit card .....

 
Company
Citizens Bank
Location
Cranston, RI
Posted Date
Nov 18,2017
Info Source

Description The Compliance Assurance function provides independent assurance to executive ... Equal Employment Opportunity It is the policy of Citizens Bank and Citizens Securities, Inc. to .....

 
Job title
Company
RIHI
Location
Warwick, RI
Posted Date
Nov 14,2017
Info Source

Additional responsibilities include all software and hardware support, server management & maintenance, telecommunications, remote access support, information security and compliance, data back-up .....

 
Company
CMP.jobs
Location
Riverside, RI
Posted Date
Nov 08,2017
Info Source

... to ensure compliance and meet legal due dates. This role requires reading and understanding of ... Equal Employment OpportunityIt is the policy of Employer and Citizens Securities, Inc. to provide ..

 
Company
Citizens Bank
Location
Cranston, RI
Posted Date
Nov 08,2017
Info Source

Responsible for keeping branch in compliance with all bank policies and procedures and prepares ... Equal Employment Opportunity It is the policy of Citizens Bank and Citizens Securities, Inc. to .....

 
Company
Citizens Bank
Location
Riverside, RI
Posted Date
Sep 25,2017
Info Source

Experience working on Risk/Compliance Issues * Experience in a Collections or Recovery environment ... Equal Employment OpportunityIt is the policy of Citizens Bank and Citizens Securities, Inc. to .....

 
Company
CMP.jobs
Location
Riverside, RI
Posted Date
Sep 05,2017
Info Source

Strong math skillsStrong compliance/regulatory environment knowledge/skillsStrong ability to multi ... Equal Employment OpportunityIt is the policy of Employer and Citizens Securities, Inc. to provide .....

 
Company
Citizens Bank
Location
Riverside, RI
Posted Date
Aug 12,2017
Info Source

... agents) to ensure compliance and meet legal due dates. Â This role requires reading and ... Equal Employment OpportunityIt is the policy of Employer and Citizens Securities, Inc. to provide ..

 
Company
Leidos
Location
Newport, RI
Posted Date
Aug 11,2017
Info Source

Previous experience researching and validating vendors to provide specification-compliant materials ... security, civil, and health markets. The company's 33,000 employees support vital missions for .....

 
Company
Goldbelt Inc
Location
Providence, RI
Posted Date
Aug 10,2017
Info Source

... compliance, and serve as principal customer interface. Required Skills: • The Senior Operations ... information security. • Work experience should also include/demonstrate: • Planning and .....

 
Company
Leidos
Location
Newport, RI
Posted Date
Jul 26,2017
Info Source

Monitor/enforce subordinate compliance with all safety and quality standards/requirements and ... Must be able to obtain and retain a US DOD security clearance at the SECRET level. Five or more .....

 
Company
Leidos
Location
Newport, RI
Posted Date
Jul 14,2017
Info Source

... to ensure compliance with existing guidance.[?] Access Corporate Enterprise Training Activity ... security, civil, and health markets. The company's 33,000 employees support vital missions for .....

 
Company
Lifespan
Location
Providence, RI
Posted Date
Apr 10,2017
Info Source

Works with various infrastructure teams and business units to ensure policy compliance and adherence to security best practices. Monitors system logs, SIEM tools and network traffic for unusual or .....

 
Company
Citizens Bank
Location
Riverside, Rhode Island
Posted Date
Jan 12,2017
Info Source

Solid compliance and regulatory knowledge of the Equity Product * Adherence to schedule and ... Equal Employment Opportunity It is the policy of Citizens Bank and Citizens Securities, Inc. to .....

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