Securities Compliance Manager Jobs in Lynn, Massachusetts | ComplianceCrossing.com
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Securities Compliance Manager Jobs in Lynn






Job info
 
Company
**********
Location
Boston, MA
Posted Date
Oct 04, 18
Info Source
Employer  - Full-Time   

The Compliance Director position is a senior ... role within Fidelity Brokerage Services (FBS)Compliance, responsible for providing compliance leadership and counsel on regulatory ... and counsel on regulatory and compliance..

 
Company
The Compliance Search Group
Location
Boston, MA
Posted Date
Oct 13,2018
Info Source

An asset management firm is seeking a Senior Compliance Risk Asset Management professional who will be responsible for ensuring that mutual funds and institutional accounts comply with all regulatory .....

 
Company
Daley and Associates
Location
Boston, MA
Posted Date
Oct 12,2018
Info Source

Our client, a data management powerhouse based in Boston, MA, is seeking a Senior Information Security Compliance Analyst. This is a full time role reporting into the Manager of Information Security..

 
Company
Pivot Point Security
Location
Boston, MA
Posted Date
Sep 18,2018
Info Source

Experience and knowledge with Governance, Risk Management and Compliance * Significant knowledge of ... About Pivot Point Security We're a small, but growing, company. So, we do our best to keep ..

 
Company
Eaton Vance
Location
Boston, MA
Posted Date
Sep 25,2018
Info Source

Supports Sales Practice Compliance Manager with all aspects of sales practices and training for EVD ... purchase, securities in any jurisdiction to any person to whom it is not lawful to ..

 
Company
Odyssey Systems Consulting Group
Location
Hanscom AFB, MA
Posted Date
May 30,2018
Info Source

Letters of Requests (LORs), Pricing and Availability (P&As), Letters of Offer and Acceptance (LOAs), Case Amendments and Modifications to ensure compliance with Defense Security Assistance Management .....

 
Company
Brigham and Women's Hospital
Location
Boston, MA
Posted Date
Jul 10,2018
Info Source

The 340B Pharmacy Program Manager will serve as the project manager for audits and compliance in the 340B program for Brigham and Women's Hospital along with establishing a relationship and acting ..

 
Company
Iron Mountain
Location
Boston, MA
Posted Date
Aug 22,2018
Info Source

IRM) is the global leader in storage and information management services. Iron Mountain is ... Security Compliance Analyst will work to ensure Iron Mountain maintains its compliance to external .....

 
Company
Raytheon
Location
Woburn, Massachusetts
Posted Date
Jul 04,2018
Info Source

Raytheon - IDS Woburn, MA Security Security Manager The Security Manager for Special Access ... Provide security guidance regarding program development/operations, assure compliance with .....

 
Company
Integrated Resources, Inc.
Location
Cambridge, MA
Posted Date
Oct 02,2018
Info Source

Principal PV Compliance Manager Function: GPSE Duration - 6 ... Cambridge, MA The Principal PV Compliance Manager is responsible for managing compliance activities and supports the .....

 
Company
Cottage Park Yacht Club
Location
Winthrop, MA
Posted Date
Sep 25,2018
Info Source

... monitors compliance with purchasing policies and procedures; reviews and approves purchasing ... and breaches of security or house rules. · Manages all contracted club vendors, outside .....

 
Company
Raytheon
Location
Woburn, Massachusetts
Posted Date
Jun 11,2018
Info Source

Manager of Compliance, you'll be responsible for: Providing procurement advice and assistance in ... Except in rare circumstances, only US Citizens are eligible for a security clearance. This .....

 
Company
SCIS Air Security
Location
Boston, MA
Posted Date
Oct 11,2018
Info Source

... security processes and regulations. · Ensure compliance with all Company dictated standard ... Manage dedicated labor resources to maximize productivity. · Guide employees and supervisors .....

 
Company
EPM Scientific
Location
Boston, MA
Posted Date
Sep 20,2018
Info Source

QA Compliance Manager or Director Level Role This role is with one of the most well known electronic data collection and submission services in the biotech space, producing technology that solves ..

 
Company
Voya Financial
Location
Braintree, MA
Posted Date
Oct 05,2018
Info Source

... to management on topics related to projects * Participate in business- and compliance-related ... Strong understanding of securities industry rules, with a particular focus on the SEC's regulation .....

 
Company
Exela Technologies
Location
Boston, MA
Posted Date
Sep 24,2018
Info Source

... security procedures. Quality/Workflow compliance - demonstrate commitment and enthusiasm and ... Personnel Management - Performs all functions in HR Access to include time and payroll .....

 
Company
Beacon Communities
Location
Hyde Park, MA
Posted Date
Oct 11,2018
Info Source

COMPLIANCE MANAGER General Statement of Duties: Interacts directly with prospective and current residents to achieve maximum occupancy. Acts as the Company's representative by conveying the benefits .....

 
Company
Tufin
Location
Boston, MA
Posted Date
Jun 08,2018
Info Source

Its network security automation enables enterprises to implement changes in minutes with proactive risk analysis and continuous policy compliance. Our Team Tufins Product Management team is .....

 
Company
Bruce Favorat CFP DBA Securities Service Network
Location
North Andover, MA
Posted Date
Sep 17,2018
Info Source

... compliance for financial service audits * Manage calendar for financial advisor, including ... Obtain FINRA Securities licenses Series 7, 66, Life, Accident and Health Insurance Licenses within .....

 
Company
Santander Bank, NA
Location
Boston, MA
Posted Date
Apr 26,2018
Info Source

... Risk, Compliance, Legal, Audit, Human Resources and Finance, to support the identification ... Security, Business Continuity Management and Records Management Programs, including policies .....

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