Senior Compliance Officer Jobs in Fair Lawn, New Jersey | ComplianceCrossing.com
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Senior Compliance Officer Jobs in Fair Lawn

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Location
New York City, NY
Posted Date
Oct 11, 17
Info Source
Employer  - Full-Time   
Total Views
7

Senior Compliance Officer','NEW00838','!*!Position Summary: The Senior Compliance Officer is responsible for supporting the ... is responsible for supporting the compliance agenda for an SEC registered ... to the development of..

 
Location
New York City, NY
Posted Date
Nov 02, 17
Info Source
Employer  - Full-Time   
Total Views
2

Global Compliance - Anti-Corruption Compliance - Senior Compliance Officer, Associate JPMorgan Chase & Co. ... part of JPMorgan's Global Anti-Corruption Compliance team, which is responsible for ... respect to several..

 
Company
Location
New York City, NY
Posted Date
Nov 15, 17
Info Source
Employer  - Full-Time  
Total Views
2

Job Description The Compliance Officer is an integral part of ... part of the TDS US Compliance department. This individual will support ... training and certain other core compliance functions..

 
Company
Location
New York City, NY
Posted Date
Nov 15, 17
Info Source
Employer  - Full-Time  
Total Views
2

Senior Compliance Officer Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance TD Securities provides a wide ... The mandate of the TD Compliance Department is to manage compliance risk across TD globally to..

 
Company
Location
New York City, NY
Posted Date
Nov 16, 17
Info Source
Employer  - Full-Time   
Total Views
2

Assistant Vice President Senior Regulatory Compliance Officer - Trade Surveillance (Foreign Exchange ... with experience directly in the compliance, surveillance, front office, and/or risk ... decisions independently. Escalates matters to..

 
Company
BNP Paribas
Location
New York, NY
Posted Date
Nov 22,2017
Info Source

Compliance and RISK 2. Compliance Risk Management Program: covering 2nd Lines of Defense ("LoD ... Executive presence and ability to engage effectively with senior management. * Ability to .....

 
Company
HealthSouth
Location
Arlington, New Jersey
Posted Date
Nov 21,2017
Info Source

The Chief Executive Officer is responsible for all day-to-day operations of the Hospital. This ... compliance. * Five years of management experience in healthcare. Minimum 2-3 years in Senior .....

 
Company
MTA Long Island Rail Road
Location
New York, New York
Posted Date
Nov 21,2017
Info Source

Responsible for ensuring LIRR compliance with federally mandated EAM requirements including ... VP Operations, Sr. VP Engineering) and technology providers (IT/developers). Interface with EAM .....

 
Job title
Company
Marsh & McLennan Companies, Inc.
Location
Saddle Brook, NJ
Posted Date
Nov 21,2017
Info Source

... to senior operational leadership on the status of compliance, transparency, and overall ... Officer (CRCO) * Responsibility for * MMA's Use of Commissions policy and protocols * MMA's Third .....

 
Company
Citigroup Inc.
Location
New York, NY
Posted Date
Nov 18,2017
Info Source

Provide expert guidance on CFTC Swap Dealer regulations on a real-time basis to manage compliance risk in a sales and trading environment; * Monitor and identify CFTC and NFA regulatory developments ..

 
Company
HSBC
Location
New York, NY
Posted Date
Nov 17,2017
Info Source

This role typically reports to a VP or SVP level regulatory compliance officer. In some cases, this role may report to an AVP Manager Regulatory Compliance Officer. * Strong knowledge in ..

 
Company
TD Bank
Location
New York, NY
Posted Date
Nov 16,2017
Info Source

Senior Compliance Officer **Job Status** Full Time **Country** UNITED STATES **Province/ State** New York **City** New York **Location** NYC - 52nd St (18th Fl) **Business Line** TD Securities **Job .....

 
Company
Board of Education of City of New York
Location
New York, NY
Posted Date
Nov 16,2017
Info Source

Manages Freedom of Information Law (FOIL) compliance, press, intergovernmental communications ... Presents FOIL and communications issues to senior Department of Education staff. * Serves as a .....

 
Company
Highbridge Advisory Council
Location
Bronx, NY
Posted Date
Nov 10,2017
Info Source

... compliance with the state and federal regulations * Enable the Board to fulfill its governance ... Minimum of five (5) years of senior management experience * Early Childhood delivery, non-profit ..

 
Company
Goulston & Storrs
Location
New York, New York
Posted Date
Nov 01,2017
Info Source

The Senior Director of Legal Recruitment, together with the Chief Legal Talent Officer and under ... top talent, are in compliance with policy and initiatives, and meet all applicable legal .....

 
Job title
Company
Cybercoders
Location
New York, NY
Posted Date
Oct 27,2017
Info Source

CTO If you are a Sr. Software Engineer with experience, please read on! Located in SoHo, we are a ... Your Right to Work – In compliance with federal law, all ..

 
Company
HSBC
Location
Jersey City, NJ
Posted Date
Oct 20,2017
Info Source

The Senior Analyst BRCM may also be accountable Core Opera tional Risk Management activities with respect to specific operational risk categor ies, including FCC, Compliance, Business Continuity .....

 
Company
Cybercoders
Location
New York, NY
Posted Date
Sep 25,2017
Info Source

... CIO or senior most technology individual in an organization managing a medium to large team ... Your Right to Work – In compliance with federal law, all persons hired will ..

 
Company
South Street Designs
Location
Jersey City, NJ
Posted Date
Sep 18,2017
Info Source

... partnership compliance and private and institutional financing. Responsibilities: * Provides ... Establish and maintain strong relationships with senior executive identifying their needs and seek .....

 
Company
MassMutual Greater Hudson
Location
New York, NY
Posted Date
Aug 15,2017
Info Source

Senior Compliance Officer: Overview The Senior Compliance Officer is responsible for completing a ... completing a wide variety of compliance and assigned supervisory tasks with .....

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