Senior Regulatory Compliance Jobs in Orangetown, New York | ComplianceCrossing.com
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Senior Regulatory Compliance Jobs in Orangetown

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Location
White Plains, NY
Posted Date
Oct 02, 17
Info Source
Employer  - Full-Time   
Total Views
36

... Role Overview: The Market Surveillance Senior Associate investigates and evaluates agent ... position will analyze sales and compliance data, and coordinate resolution to ... monitors agent sales practices for..

 
Location
New York City, NY
Posted Date
Sep 30, 17
Info Source
Employer  - Full-Time   
Total Views
29

Compliance Risk Anti-Money Laundering Sr. Manager/Director-BRS','038575','!*!Grant ... takes to be a leader. Compliance Risk Anti-Money Laundering Sr. Manager ... and Control (OFAC) and other compliance related matters. Essential Duties and..

 
Location
New York City, NY
Posted Date
Oct 06, 17
Info Source
Employer  - Full-Time   
Total Views
23

Role Purpose The VP/Director, Compliance Operations will play a pivotal ... promoting NBCUniversal’s strong culture of compliance and ethics. The successful candidate ... will be a highly experienced compliance professional..

 
Location
New York City, NY
Posted Date
Oct 11, 17
Info Source
Employer  - Full-Time   
Total Views
7

Senior Compliance Officer','NEW00838','!*!Position Summary: The Senior Compliance Officer is responsible for supporting ... is responsible for supporting the compliance agenda for an SEC registered ... to the development of the..

 
Location
Greenwich, CT
Posted Date
Oct 12, 17
Info Source
Employer  - Full-Time  90  
Total Views
1

... the NFA. Our legal and compliance department is growing and we ... can be found at: www.interactivebrokers.comnResponsibilitiesnThe Senior Compliance Analyst position requires familiarity with ... and appropriate experience at..

 
Location
New York City, NY
Posted Date
Oct 15, 17
Info Source
Employer  - Full-Time   
Total Views
17

IT Advisory Senior, Financial Services, Regulatory Compliance - Analytics','NEW00IH4','US-NY-New York','!*! We are ... world stay ahead of key regulatory requirements in the Banking and ... aim to deliver industry leading..

 
Location
New York City, NY
Posted Date
Oct 25, 17
Info Source
Employer  - Full-Time  
Total Views
2

Group: Risk Management Group Division: Compliance Recruiter: Tammy Lee The Risk ... and liquidity risk, credit risk, compliance risk and operational risk. RMG ... success over many years. The Compliance..

 
Location
New York City, NY
Posted Date
Nov 02, 17
Info Source
Employer  - Full-Time   
Total Views
2

Global Compliance - Anti-Corruption Compliance - Senior Compliance Officer, Associate JPMorgan Chase & ... part of JPMorgan's Global Anti-Corruption Compliance team, which is responsible for ... respect to several of..

 
Company
Location
New York City, NY
Posted Date
Nov 07, 17
Info Source
Employer  - Full-Time   
Total Views
4

... Details Job Details Job Title Senior Director/Senior Corporate Counsel, U.S. Compliance Integrity Programs JobID 1619087 Location: ... New York, NY Description The Compliance Division is looking to fill .....

 
Location
Englewood Cliffs, NJ
Posted Date
Nov 09, 17
Info Source
Employer  - Full-Time   
Total Views
3

... a position open for a Senior Financial Analyst, Compliance at our Ferrari Financial Services ... office in Englewood Cliff, NJ.nnThe Senior Financial Analyst, Compliance will manage and monitor the..

 
Company
Location
New York City, NY
Posted Date
Nov 10, 17
Info Source
Employer  - Full-Time   
Total Views
2

... Skills : Working knowledge of compliance regulations, consumer compliance, Anti Money Laundering rules and ... experience as a regulator or compliance officer with experience in the ... the implementation..

 
Location
Secaucus, NJ
Posted Date
Nov 10, 17
Info Source
Employer  - Full-Time   
Total Views
2

Compliance Senior Associate','SEC001BR','US-NJ-Secaucus','!*! Join our Core Business ... and assistance on independence, conflicts, regulatory and risk management issues, as ... You’ll help us meet our compliance responsibilities while supporting our..

 
Location
Secaucus, NJ
Posted Date
Nov 10, 17
Info Source
Employer  - Full-Time   
Total Views
2

Compliance Senior Associate Sector: Asset Management Risk ... Sector: Asset Management Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Join our Core Business Services ... and assistance on independence, conflicts, regulatory and risk..

 
Location
New York City, NY
Posted Date
Nov 15, 17
Info Source
Employer  - Full-Time   
Total Views
2

... Opportunity:In todayu2019s environment of heightened regulatory scrutiny, companies need the technology ... accurate employee trade surveillance and compliance solutions and business consulting while ... help them achieve their financial..

 
Location
New York City, NY
Posted Date
Nov 14, 17
Info Source
Employer  - Full-Time   
Total Views
5

IT Advisory Senior, Financial Services, Regulatory Compliance - Sanctions We help some ... world stay ahead of key regulatory requirements in the Banking and ... aim to deliver industry leading..

 
Company
Location
New York City, NY
Posted Date
Nov 15, 17
Info Source
Employer  - Full-Time  
Total Views
2

Job Description The Compliance Officer is an integral part ... part of the TDS US Compliance department. This individual will support ... training and certain other core compliance functions to..

 
Company
Location
New York City, NY
Posted Date
Nov 15, 17
Info Source
Employer  - Full-Time  
Total Views
2

Senior Compliance Officer Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance TD Securities provides a wide ... The mandate of the TD Compliance Department is to manage compliance risk across TD globally to..

 
Company
Location
New York City, NY
Posted Date
Nov 16, 17
Info Source
Employer  - Full-Time   
Total Views
2

Assistant Vice President Senior Regulatory Compliance Officer - Trade Surveillance (Foreign ... with experience directly in the compliance, surveillance, front office, and/or risk ... internal testing groups, audits, and regulatory..

 
Location
Englewood Cliffs, NJ
Posted Date
Nov 16, 17
Info Source
Employer  - Full-Time   
Total Views
7
Total Applies
1

Liaison with internal stakeholders to capture and document requirements for implementation of TPRM including enhancements, change requests, and defect fixes Liaison with external Third Parties in coordinating on the initial assessment ..

 
Location
Newark, NJ
Posted Date
Nov 20, 17
Info Source
Employer  - Full-Time  
Total Views
2

['Senior Associate, Compliance','QM 0000F','!*!Prudential Financial companies serve individual ... of June 30, 2017. PGIM Compliance has a Compliance Associate level position available, located ... and PGIM regarding the certain regulatory,..

 
Location
New York City, NY
Posted Date
Nov 23, 17
Info Source
Employer  - Full-Time   
Total Views
2

... to reduce risk and simplify compliance, while minimizing business disruptions. Our ... and are currently seeking a Senior Security Consultant to join our ... What you'll do: As our..

 
Location
New York City, NY
Posted Date
Nov 23, 17
Info Source
Employer  - Full-Time   
Total Views
2

Senior Security Consultant, Cyber Risk Advisory ... to reduce risk and simplify compliance, while minimizing business disruptions. Our ... and are currently seeking a Senior Security Consultant to join our..

 
Job title
GRANTED JOB
Location
New York City, NY
Posted Date
Nov 23, 17
Info Source
Recruiter  - Full-Time   
Total Views
2

... is looking to add a Compliance leader to their North American ... be responsible for leading the compliance and regulatory functions of the US business, ... are not limited..

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