Svp Regulatory Reporting Jobs in Manhattan, New York | ComplianceCrossing.com
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Svp Regulatory Reporting Jobs in Manhattan






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Company
Quality Building Services
Location
Manhattan, NY
Posted Date
Sep 24,2018
Info Source

... regulatory and compliance issues. * Develop a strong familiarity with the CBA and an ability to ... Report to management on proposed use of outside counsel on a per matter ..

 
Company
Investment Bank
Location
New York, NY
Posted Date
Sep 21,2018
Info Source

Investment Bank is looking for a full-time VP-Level Senior Java Developer to join Equities Technology group. This person will work on a global Equities trading platform and set of applications..

 
Company
Citi-US
Location
New York, NY
Posted Date
Sep 20,2018
Info Source

... regulations and rules that govern our business globally. Compliance teams work closely with ... PhD SVP - Data Scientist - Applications Development Senior Technical Lead Analyst - New York, NY..

 
Company
DE pfp
Location
Manhattan, NY
Posted Date
Sep 04,2018
Info Source

Compliance Officer(VP level) Location: NY, NY(midtown) Salary: $150k to $180k base, plus highly ... Ensure compliance to all relevant rules and regulations of both Singapore and US * Develop and .....

 
Company
HSBC
Location
New York, NY
Posted Date
Aug 13,2018
Info Source

Responsible for the aggregation, reporting and production of 14A regulatory forms through the use ... senior management, CFOs, consultants, and other HSBC areas to provide financial and technical .....

 
Company
AHL Talent Scout
Location
New York, NY
Posted Date
Apr 12,2018
Info Source

This role is Vice President - Audit Manager and will report directly into the Audit Director within ... Proactive coordination/interaction with the Corporate Function, Compliance and Technology Audit .....

 
Company
Citi-US
Location
New York, NY
Posted Date
Aug 22,2018
Info Source

... compliance. Other responsibilities include certain earnings release, 10Q/10K disclosures ... and Senior Management Presentations and Analyst Packages, maintenance of the global Accounting .....

 
Company
The Blackstone Group LP
Location
New York, NY
Posted Date
Mar 05,2018
Info Source

Assisting in all compliance and regulatory matters: SEC and CFTC registrations, ERISA, and federal ... Preparing regular reports to the portfolio managers and senior management regarding compliance .....

 
Company
New York Life Insurance Company
Location
New York, NY
Posted Date
Aug 17,2018
Info Source

... regulatory and compliance requirements and oversight of the Breakage process. In addition to ... Working under the direction of the the senior leader, the Audits and Exams CVP is responsible ..

 
Company
The Compliance Search Group
Location
Manhattan, NY
Posted Date
Jul 27,2018
Info Source

Review and analyze various reports and business practices; forensic testing. * Conduct client ... regulatory requirements, policies and procedures. Providing reasonable assurance to senior .....

 
Company
JPMorgan Chase
Location
Brooklyn, NY
Posted Date
Aug 24,2018
Info Source

... regulatory compliance and enable enhanced data collection and controls across the firm?s Wholesale ... Reporting and Wholesale Loan Operations to develop, implement and ensure understanding and .....

 
Company
New York Life Insurance Company
Location
New York, NY
Posted Date
Jun 26,2018
Info Source

... 2017 CSO compliant products Be responsible for producing actuarial reports related to topics ... illustration regulations Maintain actuarial pricing models Support technology, legal, and .....

 
Company
Linium Resources
Location
New York, NY
Posted Date
Aug 08,2018
Info Source

... Assess and report trends associated with inquiries and areas targeted by regulatory bodies to ... VP to manage their compliance program for regulatory inquiries associated with the firm..

 
Company
Key Career Services
Location
Manhattan, NY
Posted Date
Aug 21,2018
Info Source

... any regulatory trade reporting issues. · Ability to effectively review and analyze complex ... Senior Management. Qualifications: · Knowledge of fixed income, treasury, and equities markets .....

 
Company
Moody's
Location
New York, NY
Posted Date
Sep 18,2018
Info Source

... to ensure compliance with internal guidelines and country regulatory requirements Oversee the ... The Corporation, which reported revenue of $4.2 billion in 2017, employs approximately 11,900 .....

 
Company
CIT Group Inc.
Location
Livingston, NJ
Posted Date
Sep 15,2018
Info Source

... join their Regulatory Corporate Compliance team as a Vice President at our New York, NY or ... Performance management responsibilities for assigned direct reports, providing professional .....

 
Company
The Compliance Search Group
Location
New York, NY
Posted Date
Sep 15,2018
Info Source

... of VP of Compliance What traits you should posses to succeed * Problem Solving/Analysis ... Prior experience interacting with auditors and regulators * Senior management reporting and .....

 
Company
The Forum Group
Location
New York, NY
Posted Date
Aug 27,2018
Info Source

... industry regulations and Firm's Compliance policies to ensure controls are appropriately ... to senior management any current or future risks • Act as a key member of the team, interface ..

 
Company
Credit Suisse -
Location
New York, NY
Posted Date
Aug 13,2018
Info Source

Play a key role in the definition of an internal capital reporting policy framework for which you ... VP, Senior Policy Advisor for US Regulatory Capital - Basel III # 117953..

 
Company
Urban Resource Institute
Location
New York, NY
Posted Date
Aug 29,2018
Info Source

... all times and compliance with all regulations. * Develop and implement effective Plans of ... reports are forwarded to the Director of Quality Assurance and the Senior Vice President of ..

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