Senior-Level Compliance Jobs description
The senior-level compliance professional exercises management responsibility for ongoing compliance monitoring with the purview of the firm's code of professional conduct, policies, and procedures. The senior-level compliance professional acts as an interface with firm's audit department to perform periodic compliance audits. The senior-level compliance professional provides guidance to other managers and staff of the Compliance Department regarding control procedures and testing. He also assists the President of compliance section in identifying compliance risks and in implementing plans to monitor and address risks. The senior-level compliance professional monitors the preparation and managing one or more direct reports related to compliance of various standards and obligations.The job requirements for the post of the senior-level compliance professional are:
- Graduate in the field related to the activities of the organization.
- Minimum of 5 years experience in a compliance related field.
- Risk Management and audit experience, preferred.
- Proficiency in collecting and analyzing compliance business processes, work flows, and control relationships.
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