Compliance Auditor Jobs description
A compliance auditor will be responsible for all legal aspects of regulatory compliance. This would include examination of transaction related activities like term sheet finalization, overseeing the legal & financial due diligence process, finalizing share purchase agreement and compliance related activities like SEBI/ RBI reporting, interacting with the trustee company, etc. A compliance auditor position will be responsible for all legal and compliance initiatives, polices and processes within the company. A compliance auditor will co-ordinate and negotiate company’s external legal and compliance needs, fund prospectus and investment related documentation with external counsels and advisors.A compliance auditor generally is a qualified lawyer with 3+ years of relevant experience. Strong understanding of regulatory environment and legal framework is essential. A compliance auditor should have experience in drafting, negotiating, reviewing, structuring contracts, agreements, searching, and drafting legal briefs.
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Search related to : Compliance Auditor Jobs
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| RSS Job Feed | 18 Matches |
| DATE | LOCATION | JOB TITLE |
| Mar 30, 21 | Greenwich, CT |
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Interactive Brokers Group, Inc... Interactive Brokers is looking to hire a full-time remote Quality Assurance Compliance Analyst who resides in New York, Illinois, New Jersey, Massachu... |
| Mar 30, 21 | Chicago, IL |
Quality Assurance Compliance Analyst (Financial Intelligence Unit)
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| Apr 28, 21 | Tampa, FL |
Compliance Nurse 2 (RN Quality Assurance Audit) Remote FL Only
Humana Inc. Description The Compliance Nurse 2 reviews utilization management activities and documentation to ensure adherence to policies, procedures, and regul... |
| Jul 20, 21 | Cincinnati, OH |
Contract Administrator (Compliance Lead)
Humana Inc. Description The Contract Administrator (Compliance Lead) ensures compliance with governmental requirements. The Compliance Lead works on problems of ... |
| Sep 20, 21 | Madison, NJ |
IT Compliance Analyst
Realogy Holdings Corp :,ActualValueFromSolar:null},{QuestionName:External Title,AnswerValue:IT Compliance Analyst,VerityZone:formtext4,QuestionType:text,ActualValueFromSola... |
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